Dissecting interRAI Instrument Data Using Visual and Predictive
Analytics
Waqar Haque
1a
, Shannon Freeman
2b
and Piper Jackson
3c
1
Department of Computer Science, University of Northern British Columbia, Prince George, Canada
2
School of Nursing, University of Northern British Columbia, Prince George, Canada
3
Department of Computing Science, Thompson Rivers University, Kamloops, Canada
Keywords: Visual Analytics, Predictive Analytics, Geriatrics, Long-term Care, interRAI Assessment Tools.
Abstract: Healthcare data for older adults is often collected through globally standardized instruments and resides in
multiple disparate database systems. For gaining insights into this data, an interactive platform has been
developed which allows visualization of several actionable key performance indicators along multiple
dimensions. The health assessment data was collected from persons receiving community home care services
as well as from persons residing in long-term care facilities. The top-level reports provide aggregations across
geographical regions at the health service delivery area level with capability to drill down to finer granularity
for metrics of interest. By revealing hidden patterns embedded in data, the stakeholders can make informed
decisions pertaining to resource allocation and better patient care. The drill-down and drill-through reports
include demographics, quality of life, medications, health conditions and disease diagnoses, comorbidities,
health service usage, and patient journey across care settings. A predictive model to accurately estimate
resource requirements at the time of admission was also developed for data-driven triaging.
1 INTRODUCTION
In recent years, visual analytics has quickly become a
staple in various data-rich fields, including health
care. This has undeniably led to economic and other
benefits by unveiling hidden information and/or
patterns in data thus leading to informed
administrative decisions, overall better treatment, and
more desirable outcomes for patients. interRAI
(interRAI, n.d.) is a collaborative global network of
researchers and practitioners in over 35 countries who
have developed health assessment instruments. These
instruments have been mandated for use by several
governments, including Canada where the interRAI
MDS 2.0 (Morris, et al., 1990) and the interRAI
Home Care (Morris, et al., 1997) assessment
instruments are widely used for persons receiving
long-stay community based home care services and
for those receiving support in a long-term care
facility. These instruments are based on rigorous
research which allows standardized assessment
a
https://orcid.org/0000-0002-6921-8097
b
https://orcid.org/0000-0002-8129-6696
c
https://orcid.org/0000-0002-7025-5063
protocols and outcome measures. The data used in our
research and the selected key performance indicators
(KPIs) are based on these instruments. This research
also engaged patient partners for valuable input when
selecting relevant metrics and assessing ease of use.
The outcome from this research is twofold. First,
the developed platform demonstrates how data
visualization can inform clinical and health systems
in decision-making for persons receiving care in
home and/or long-term care settings. The reports
present aggregated results based on analyses
conducted on de-identified secondary data. Second, a
predictive model has been developed to predict
resource requirements when an elderly patient is
admitted to a care facility.
2 RELATED WORK
A diverse number of studies where results were
presented using visual platforms revealed patterns
110
Haque, W., Freeman, S. and Jackson, P.
Dissecting interRAI Instrument Data Using Visual and Predictive Analytics.
DOI: 10.5220/0011719100003476
In Proceedings of the 9th International Conference on Information and Communication Technologies for Ageing Well and e-Health (ICT4AWE 2023), pages 110-117
ISBN: 978-989-758-645-3; ISSN: 2184-4984
Copyright
c
2023 by SCITEPRESS Science and Technology Publications, Lda. Under CC license (CC BY-NC-ND 4.0)
which were otherwise indiscernible. For instance, the
application of visualization techniques to a collection
of home care patient datasets led to the discovery of
twenty-one significant attribute correlations in
admission and discharge data gathered from a total of
988 patients across fifteen distinct home health
agencies. Visualizations selected included histograms
and heatmaps due to their shared ability to
accommodate multiple dimensions and the relative
ease with which one can identify patterns embedded
therein. Some of the hypotheses generated upon
evaluation of these visualizations were later validated
via statistical analysis techniques (Monsen, Bae,
Zhang, & Radhakrishnan, 2016). While the study was
based on a very small number of patients, such a
correlation could be used to improve upon various
aspects of home health care (such as anticipating a
longer episode and/or hospital stay length in patients
with urinary incontinence) ultimately improving
patient quality of life and reducing health care costs.
Another study found key predictive indicators of
transferring persons with dementia into long term
care from less dependent forms of care (Cepiou-
Martin, Tam-Tham, Patten, Maxwell, & Hogan,
2016). This study involved a meta-analysis of
longitudinal data and was primarily conducted via
statistical analysis, though tables and funnel plots
were used to organize and obtain results. The results
reinforce the potential significance of information
that has yet to be extracted from otherwise dormant
data. The indicators include severity of dementia,
exhibition of specific and/or worrisome behaviours,
general ability to carry out activities of daily living,
and ethnicity.
An ambitious project surrounding a hospital in
India was undertaken with the intention of improving
effectiveness, efficiency, and cost of care (Menon,
Aishwarya, Joykutty, Av, & Av, 2021). The project
aimed to replace the hospital’s existing visualization
tool (Tableau) with a free alternative, constructed
using open-source tools, and capable of data pre-
processing, data visualization, and predictive
modelling via a web portal. Difficulties experienced
by the project team include issues with the sample
data provided by the hospital, such as missing/
corrupted/invalid attribute values, which had to be
dealt with during the data pre-processing stage.
Despite difficulties, the tool was found to be “useful
for … understanding of trends and patterns” (Menon,
Aishwarya, Joykutty, Av, & Av, 2021).
A visualization platform displaying various
metrics of interest related to the spread of CoViD-19
in the state of Indiana, USA, saw not only rapid
development, but also rapid implementation (Dixon,
et al., 2020). Data was retrieved through region-
specific health information exchanges and laboratory
testing sources and employed automated pre-
processing techniques. Figures across both the public-
facing and the closed versions were relatively diverse,
and included stacked bar charts, line charts, tables,
and even geographic heat maps. Figures were also
particularly feature-dense, with many offering the
ability to “drill down” to finer granularity. Extensive
practical usage and feedback suggest that the platform
has “provided essential and otherwise unavailable …
data to inform key decision makers and enable a
data-driven strategy to a state-wide response” (Dixon,
et al., 2020).
A study with a focus on reducing crowding in
emergency rooms demonstrated the significance of
classification of patients in terms of acuity of care and
adjusting and/or prioritizing resources accordingly
(Khalifa & Zabani, 2016). In particular, the study
selected two key performance indicators: emergency
room length of stay (ERLOS) and percentage of
patients leaving without treatment. The indicators
were chosen for their perceived ability to accurately
convey ER efficiency and effectiveness, respectively.
The application of descriptive (visual) analytics
techniques led to the conception of two procedural
adjustments: fast-tracking patients with relatively less
serious and/or time-sensitive ailments, and the
addition of an internal waiting room to accommodate
those who were able to stand, increasing overall bed
capacity. Ultimately, the study led to significant
reduction in both ERLOS and percentage of patients
leaving without treatment, as well as suggestions for
additional indicators and procedure changes to further
decrease crowding.
3 METHODOLOGY & RESULTS
3.1 Data
The data used in the development of our platform was
provided by two provincial health authorities as two
separate Microsoft SQL Server (MSSQL) databases.
We will henceforth refer to these as databases A and
B. The databases contained data collected and stored
via Cerner (Cerner, n.d.), DAD (Discharge Abstract
Database Metadata (DAD), n.d.), Procura (Procura
Home Health Software, n.d.), and Meditech
(MEDITECH EMR Software, n.d.) systems. Despite
minor differences, the semantics (i.e., the attributes)
remained relatively identical across the two
databases. No personally identifiable attributes were
retained.
Dissecting interRAI Instrument Data Using Visual and Predictive Analytics
111
A set of SQL views was created to “filter” data
without making any permanent alterations to the
tables themselves. This pre-processing step involved
data cleansing such as the removal of patients under
age 50 and patients whose records contained oddities,
such as invalid discharge dispositions and
inconsistent personal information. Some data types
were altered for performance reasons and views were
created for easy access to frequently desired record
subsets. Similarly, when constructing datasets for
chronological metrics in reports, records were
restricted to those dated between 2010 and 2019
because the data outside of this interval was relatively
sparse and could potentially skew reported numbers.
The databases were stored on a secure server local
to the research institution yet on a domain separate
from that of the research lab and disconnected from
the Internet entirely. The secure server was accessed
via a complex authentication protocol. The platform
itself was developed on our research lab domain,
which included various general-purpose client
machines, a file server and a Network Access Storage
(NAS). The software used included Microsoft’s web
development and business intelligence tool stack
consisting of SQL Server (Microsoft, n.d.), SQL
Server Reporting Services (SSRS) (Microsoft, n.d.)
and SQL Server Data Tools (SSDT) (Microsoft, n.d.),
in addition to Visual Studio and the ASP.NET
framework (Microsoft, n.d.). QGIS (QGIS, n.d.) was
used to develop dynamic maps displaying acute care
admissions and assessments by various health
regions.
An agile development process was followed
using an integrative knowledge translation approach
with a patient-oriented research framework in which
patient partners and representatives of the health
authorities remained engaged at all stages of the
research process.
3.2 The Data Visualization Platform
The reports are grouped by care setting, namely
Home Care (HC) and Long-Term Care (LTC), with a
third group consisting of other reports which fall
outside of these categories. The stakeholder-facing
landing page provides a synopsis of aggregative
statistics, such as the total number of unique patients
across HC and LTC including the number of
assessments, age group at time of assessment, and the
average length of stay (in months) by setting (Figure
1). Additionally, this page allows for navigation to
other reports such as geo-mapping and predictive
modeling interfaces via a user-friendly menu. Various
drill-down and drill-through reports provide
information at finer granularity and details,
respectively. Tooltips are used throughout the
dashboard to popup additional relevant information.
For a meaningful analysis, data is normalized, where
applicable/possible.
Figure 1: The Landing Page.
Figure 2: Demographics Report.
3.2.1 Demographics
The demographics report header displays the number
of total unique patients and assessments for the
selected care type and year interval (Figure 2). A
trend chart demonstrates the number of admissions
over the selected year/interval. Other charts in this
report include patient numbers (and proportions) by
gender, age group and marital status (at first and most
recent assessment dates), reason for care type referral
and assessment, and overall change in care needs.
ICT4AWE 2023 - 9th International Conference on Information and Communication Technologies for Ageing Well and e-Health
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Tooltips allow viewing of actual patient counts,
where applicable.
An interesting trend illustrated in this report is
the change in numbers of patients over the years. For
instance, a significant (roughly 50%) decrease in HC
admissions was observed in Database A between
2010 and 2013, with a gradual crawl upwards
thereafter. Database B, however, showed the number
of admissions halved from 2010 to 2011, and
remained relatively static thereafter. The aggregate
marital statuses remain relatively stable suggesting a
stable ratio of new and recurring patients. One
potentially actionable trend is the skewing of patient
counts by gender. In both databases and both modes
of care, patient gender ratios skew slightly towards
male in patients aged 80-89 years (especially in the
younger age ranges), only to skew (often
dramatically) towards female thereafter. This is likely
a reflection of the differences in general life
expectancies between the two populations and may
support gender crossover as has been noted in
previous studies of the oldest old (Freeman, Hajime,
Satoru, & Masahiro, 2009)
.
3.2.2 Home Care: Client Quality of Life
The Quality of Life reports (Figure 3) have the option
to dynamically regenerate the figures using data from
a selected year/interval. These reports are broken
down into four distinct, horizontally divided groups:
Sensory & Cognitive Conditions, Physical
Functioning, Pain, and Mood. The selection of
metrics therein was based upon data released by the
Canadian Institute for Health Information (CIHI),
which showed how “long-term care homes are
performing on nine [specific] indicators”
(McCormick Home, n.d.).
In general, the Sensory & Cognitive Conditions
sections include tables displaying patient counts
divided according to various levels of visual,
auditory, and memory impairment. The Physical
Functioning sections display percentages of patients
divided according to various metrics representing
physical assistance needs and levels of ability to carry
out Activities of Daily Living (ADLs). The Pain
section touches on patient data regarding pain
frequency, presence of pressure ulcers, and frequency
of falls. Lastly, the Mood section displays patient data
regarding mental health related attributes, such as
frequency of feelings of sadness or depression,
patient loneliness, and frequency of verbally abusive
behavioral symptoms. The charts illustrate that the
number of clients with adequate vision was typically
greater than the sum of all clients with any sort of
visual impairment, regardless of chronology or mode
of care. The number of clients with both short term
and procedural memory impairments was also often
greater than the sum of clients with any single type of
memory impairment, or none at all. As expected, the
number of clients needing assistance to perform
ADLs increases significantly from HC to LTC. In
what is likely a testament to quality of care, in
Database A the number of clients reporting feelings
of sadness or depression seems to decrease from HC
to LTC; in Database B, this trend is not seen.
Similarly, aggregate reports of pain in any capacity
decrease dramatically from HC to LTC, often by
more than 15%.
Figure 3: Quality of Life (Home Care).
3.2.3 Conditions and Diseases/Medications
In the Conditions and Diseases report (Figure 4), a
stacked bar chart displays the top ten most prevalent
diseases. The stacked values represent patient counts,
divided according to whether their diagnosis is
actively being monitored and/or treated by home care
professionals. The other charts on this report display
more specific disease/condition-related patient
counts for incontinence, nutrition, and certain
dermatological issues, each with varying degrees of
information. The top three most prevalent diseases
across various chronologies and modes of care were
Arthritis, Dementia, and Hypertension, though the
Dissecting interRAI Instrument Data Using Visual and Predictive Analytics
113
ordering of these variables varies (e.g., Hypertension
is typically the most common disease across all times
and care types, though, at a notable number of points
in time, Dementia is instead the most common disease
in LTC facilities).
Figure 4: Conditions and Diseases Report.
The Medications report (Figure 5) provide the
average number of medications taken for various
psychiatric diseases together with frequency of
consumption. Two other charts in this report show the
average weekly time spent by patients in different
types of therapy. These charts are subdivided by
various kinds of therapy and/or rehabilitation. Lastly,
two bar charts demonstrate both the numbers and
proportions of hospital, emergency room, and
physician visits.
The average amount of therapy received varied
greatly from year to year, with therapies common in
one year being sometimes almost non-existent in the
next. The average numbers of medications (around
nine) do not trend in any particular direction when
traversing across age groups. Oddly, in years where
average medication counts do not follow this trend,
HC clients in older age groups tend to have fewer
average number of medications than those in younger
age groups.
3.2.4 Acute Care (DAD/MEDITECH)
The Acute Care reports (Figure 6) provide
visualizations of data collected through two
acute/hospital care EHR systems: DAD and
Meditech. These reports include trend charts
displaying the number of admissions by month,
gauges demonstrating the average lengths of stay in
both acute and alternative level of cares, and the
numbers of admissions for each major clinical
category. Other figures found in these reports include
Figure 5: Medications Report.
a bar graph demonstrating the top five facilities by
admissions, and a gauge directly comparing the
estimated and actual lengths of stay (in days). The bar
graph allows one to drill down into a sub-report for
information at a finer granularity (Figure 7).
Additional figures illustrate the most frequently
utilized patient services within the chosen facility, and
the number of transfers from other facilities. Other
metrics reported here are similar to the parent report,
but present values for the selected facility only.
Figure 6: Acute Care.
Perhaps the most intriguing and actionable metric
to originate from these reports were the charts
demonstrating the numbers of admissions by month.
Over the year(s), selected trends that could lead to
improved care by better anticipating acute care
capacity month by month were demonstrated. For
example, regardless of care type, the chart clearly
demonstrates that acute care admissions are lowest in
December, and seem to peak approximately once per
quarter, with differences in peaks and dips consisting
ICT4AWE 2023 - 9th International Conference on Information and Communication Technologies for Ageing Well and e-Health
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Figure 7: Acute Care drilldown.
of up to hundreds of patients (in HC). In terms of
clinical categories at times of admission, diseases of
the digestive system seem to be the most common
reason.
3.2.5 Other Reports
The dashboard contains several other reports of
interest, including a HC to LTC Transition report, a
Patient Journey report, and a Comorbidities report.
The Transition report (Figure 8) provides a relatively
direct comparison between HC and LTC statistics
including patient and assessment counts, top three
ADLs requiring assistance, and the estimated and
actual lengths of stay in acute care. The report also
illustrates the average duration of wait times when
moving from one form of chronic care to another. An
interesting observation revealed that, on average,
actual acute care times for patients of either care type
are anywhere from 3.5-5 times longer than the
estimated times. The report also contains some
interesting information regarding transfer times
between HC and LTC: although the most common
wait time is 30 to 60 days, nearly 10% of clients wait
a year or more to transfer.
The Patient Journey report is a chronological
representation of events as clients transition from HC
to LTC. The statistics on this timeline include the
average number and duration of service encounters,
ER visits, the most common mode of admission, and
the average length of stay in a specific care type. The
average duration between the last HC assessment and
first LTC assessment was approximately five months.
Interestingly, the average number of ER visits seems
to drop by 15% between HC and LTC. Similarly, the
average number of service encounters among LTC
patients is roughly 25% lower than of HC patients.
Lastly, the interactive Comorbidities report
(Figure 9) allows a user to select up to three distinct
diseases for which patient counts are generated. The
counts are broken down by both gender and care type.
For instance, one noteworthy comorbidity is
osteoporosis and fractures. A large portion of female
HC clients have osteoporosis and approximately 10%
have experienced a hip fracture while approximately
17% have suffered from another form of fracture
(wrist, vertebral, etc).
Figure 8: HC to LTC Transition.
Figure 9: Comorbidities Report.
Dissecting interRAI Instrument Data Using Visual and Predictive Analytics
115
Figure 10: Resource requirements estimated by predictive model.
4 PREDICTIVE MODELING
Estimating the amount of care needed by a patient is
a complex problem and usually requires
experienced
professionals. Given the recent nursing shortages and
early retirements, it is challenging to find an
experienced nurse to conduct such triaging.
Additionally, errors in judgement can result in
negative impact on both the patient and the healthcare
system. For instance, we noticed variations of over
500% in estimated and actual acute care length of
stay. Thus, it is desirable to have a tool which could
more precisely estimate the amount of care a patient
might need based on their current condition. This
could also result in data-driven resource allocation.
To estimate the amount of care a patient might
need, we use the fields from MDS (Minimum Data
Set) forms such as ADL scores, patient abilities and
pre-existing conditions. A predictive model then runs
in the cloud and renders results through a simple web
interface. The technical details of our model are
beyond the scope of this paper. However, the steps
involved include data pre-processing, cleansing,
performing imputation on categorical variables,
identification of features correlated to target variables
using statistical tests, and training and testing of the
model. To keep the complexity of the model at
manageable levels, twenty features (Figure 10) were
selected using IBM SPSS modeler (IBM, n.d.) feature
selection algorithm. Each feature and its
corresponding values were named in accordance with
the nomenclature provided by MDS forms. A web
form was developed to interact with the model hosted
in the cloud. Once the information about a patient’s
current condition is entered and submitted, the web
form sends a request to an API (Application
Programming Interface) which processes the
information, converts it to an appropriate format and
posts to Watson Studio (IBM, n.d.) cloud. The model
stored in the cloud processes and returns the
predictions to the web form via the same API. The
entire process occurs in real-time in a matter of
seconds. Figure 10 also illustrates an example where
estimated resources (hours per week) are instantly
displayed on the bottom of the web form for the
selected values of the features.
5 CONCLUSION
Even when data is collected via standardized forms,
it poses challenges from quality to comprehension.
To extract value from the collected data, it must be
pre-processed and converted to a form suitable for
visual analytics while maintaining the privacy and
confidentiality of patients and facilities. The data
obtained from two health authorities was extracted,
cleansed, and placed on secure servers. Actionable
KPIs were identified for visual analytics of this data.
For fair comparison, reports were normalized, where
applicable. Displaying data on interactive maps
provide a different perspective.
The visual analytics platform enables
observation along multiple dimensions which could
be used for more informed resource allocation and
improved patient care. The reports reveal hidden
ICT4AWE 2023 - 9th International Conference on Information and Communication Technologies for Ageing Well and e-Health
116
patterns in the data which could be used for informed
decision making and better patient care. For instance,
an important observation was the incorrect estimate
of length of stay and resources in acute care. This
results in unforeseen burden on the healthcare system.
To rectify this problem, a predictive model was built
to estimate the resources more accurately at the time
of admission. This provides a data-driven approach to
resource allocation. The quality of life metrics assist
in early detection of conditions thus affording the
opportunity for addressing situations before they
progress to an unmanageable state. The patient
journey gives a synopsis of the time and resources
that are required by patients as they transition from
homecare to long-term care.
ACKNOWLEDGEMENT
This research was funded by a grant from BC
Academic Health Science Network (AHSN) under
Strategy for Patient-Oriented Research (SPOR)
(Methods Cluster) and resulted in training of more
than a dozen HQPs. In addition, we acknowledge our
patient partners (B. Baker, G. Kramer, I. Muturi, S.
Prior, and C. Zannon) who remained engaged
throughout this research and provided valuable
feedback.
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