WHY HEIDEGGER?
Critical Insights for IS Design from Pragmatism and from Social Semiotics
Ângela Lacerda Nobre
Instituto Politécnico de Setúbal, Escola Superior de Ciências Empresariais, ESCE-IPS, Portugal
Keywords: Heidegger’s ontology; American School of Pragmatism; Social Semiotics; Semiotic Learning; information
systems design; organisational learning; knowledge management; communities of practice; collaborative
work; collaborative learning; innovation management; change management; organisational development;
sustained competitiveness; knowledge processes; knowledge-intensive organisations; knowledge-worker.
Abstract: Martin Heidegger’s ontology represents a landmark in terms of how human knowledge is theorised.
Heidegger’s breakthrough achievement is to consider scientific knowledge as a particular case of the
broader being-in-the-world instance. Science develops without needing to acknowledge this dependence
though in times of crisis, when previous approaches are no longer effective, it is the link with daily
experience that enables the rethinking of earlier assumptions. This valorisation of quotidian practices and
the centrality of experience and of informal knowledge – the prereflexive work – in terms of being the
antecedents of formal and explicit knowledge, has profound consequences regarding the creation of
organisational information systems. The American School of Pragmatism, developed by Charles Sanders
Peirce, had previously argued in similar lines in terms of the non-severing of the dual relations such as
theory/practice or individual/social. In later times, Social Semiotics, also developed under the same implicit
assumptions, where the individual and the social dimensions of human reality are mutually determined.
These arguments have been established for long as being relevant for information systems design by several
authors. However, there is an obvious lack of understanding of the kernel role of such theories in current
mainstream research. Concrete approaches to organisational learning - such as Semiotic Learning - are an
example of the huge potential that lies largely unexplored under the umbrella of socio-philosophy.
1 INTRODUCTION
Heidegger’s (1962) ontology, Peirce’s (1931)
pragmatism and social semiotics (Halliday, 1978,
Kress, 1985, 2003) are independent theoretical
works. However, they share a common concern and
propose a unique approach to how to theorise
knowledge. Their concern regards the excessive
abstraction of knowledge creation, away from the
ongoing practice that occurs within social contexts.
Their approach radically link all knowledge creation
with the actual experience, socially embedded and
embodied, of participation in discursive practices.
Why Heidegger? Why is Heidegger’s argument
relevant for information systems (IS) design?
Because it captures the essence of human
rationalisation. Because it explains why contexts are
important, why language matters and why
participation, collaboration and signification are
critical. Contexts, language, participation,
collaboration and signification may be accepted as
being crucial elements in the task of requisite
analysis and organisational processes design.
Frequently there is no need to justify or to explain
why such elements are critical because they have
been naturalised, understood as being obvious.
In most of the cases, when business processes are
analysed, there is a sharp distinction between the
procedural and repetitive tasks that may be
automatised, and the cultural specific and social
related processes that are often treated with distance.
Most IS design directly addresses the first and
formal processes and leaves the informal processes
for the intranet chat-rooms, at best. Initiatives such
as sharing best-practices or Kaplan and Norton’s
(1996) Balanced Scorecard do mention the
importance of knowledge sharing and of social
capital but fail to recognise the centrality of such
processes at organisational level.
The present paper rests in the following arguments,
following a social science research approach:
435
Lacerda Nobre Â. (2008).
WHY HEIDEGGER? - Critical Insights for IS Design from Pragmatism and from Social Semiotics.
In Proceedings of the Tenth International Conference on Enterprise Information Systems - ISAS, pages 435-441
DOI: 10.5220/0001721804350441
Copyright
c
SciTePress
Social and cultural determinations take
precedence over procedural and functional
knowledge;
What occurs at prereflexive level will
determine and condition formal and explicit
knowledge formulations;
There is no complementarity between
formal and informal knowledge - informal
knowledge is primordial and central;
Informal knowledge and social and cultural
specificities have been neglected for so
long because they escape the effort of
standardisation and of predictability;
IS have been wrongly assumed by
mainstream research as being exclusively
concerned with procedural specifications;
There is a huge potential for IS design in
terms of addressing the social, community
building and meaning-making dimensions
of daily organisational practices;
Such IS challenge is directly related to the
creation of unique competitive advantages,
radical innovation and continuous
organisational change and development;
Social philosophy offers key insights that
enable the sound grounding of crucial
concepts such as knowledge sharing or
collaboration and the recognition of their
inescapable social nature;
There is a longstanding tradition in
computing science research that
acknowledges the kernel role of such
inputs, though it is non-mainstream;
There continues to be an urgent need to
directly address the facilitating and
enabling role of technology in addressing
collaborative work and learning concerns;
IS design must directly incorporate ongoing
organisational learning and knowledge
management practices into its architecture;
When there is a call for strategic alignment
between business strategy and IS or
between formal and informal knowledge it
is usually already too late;
Such alignment must be built-in into the
system from the start so that there is the
emergence of self-organising patterns for
sustained organisational development;
Business success critically depends on
successful organisational practices that in
turn depend on the effectiveness of IS
design;
IS effectiveness relies on situatedness,
discursiveness and understanding, which
are Heidegger’s formulation of human
rationality.
This long list of arguments repeats one single leit
motif – informal and prereflexive knowledge plays a
kernel role in business success, IS design is a direct
enabler of collaborative work, and socio-philosophy
theory offers crucial insights for organisational
innovation and sustained competitiveness.
2 SOCIAL PHILOSOPHY
Within the scientific area of computing science there
is a tradition of developing and incorporating
philosophical works into information systems
research. Several authors have based their
computing science research on social philosophy
(e.g. Stamper, 1973, Golkuhl, Lyytinen, 1982,
Winograd, Flores, 1986, Liu, 1993, Filipe, 2000,
Clarke, 2000, Andersen 2000, Ulrich, 2001, Dietz,
2003, Bynum, Rogerson, 2004). Different areas have
been explored, including ontology, pragmatism,
semiotics, social constructivism, philosophy of
language and philosophy of action.
«There is the need for redefining information
science in terms much more comprehensive,
multilevel philosophy of information, of
which semiotics forms the foundation.»
(Ulrich, 2001).
When designing work processes, workflows,
organisational structures or information systems, the
definition of these processes not only determine
abstract formalisations but they also have a direct
effect on the people who are to perform such work,
through the actual enactment of the work practices
themselves. Designing information systems is also
designing ways of being, as Winograd and Flores
argue, based on Heidegger’s ontology.
«All new technologies develop within a
background of a tacit understanding of
human nature and human work. The use of
technology in turn leads to fundamental
changes in what we do, and ultimately in
what it is to be human. We encounter the
deep questions of design when we recognise
that in designing tools we are designing ways
of being.» (Winograd, Flores, 1986).
The advantage of using philosophical based
approaches is that they enable a richer understanding
of organisational reality and of its human interaction
phenomena. «There is an urgent need in information
systems definition and design for developing
standards for critical reflection on practice. I believe
practical philosophy can and should become a major
source of such standards.» (Ulrich, 2001).
This understanding opens new perspectives and new
approaches in terms of actual organisational
ICEIS 2008 - International Conference on Enterprise Information Systems
436
practices which may lead to the optimisation and
increased effectiveness of organisational
performance. These potential positive and economic
related effects occur through a greater efficiency in
terms of how sensemaking is addressed, explored
and potentiated at organisational level. Sensemaking
may be studied from varied disciplinary
perspectives. The present paper explores the social,
ontological and semiotic nature of sensemaking at
organisational level.
3 HEIDEGGER’S ONTOLOGY
Probably one of the most interesting and
illuminating ways to grasp meaning creation within
a community is through Martin Heidegger’s [1889-
1976] thought. Heidegger’s work Sein und Zeit -
Being and Time (1996), first published in 1927, in
which he defines the notion of ‘being-in-the-world’,
proposing a radically innovative ontology that has
changed the course of development of socio-
philosophy, affecting phenomenology, contemporary
hermeneutics and post-structuralist philosophy
(Benton, Craib, 2001).
«If being [Seiende] is predicated with
manifold significance, then what is the
leading, fundamental signification? What
does Being [Sein] mean?» (Krell, 1992)
(Krell’s notations).
Heidegger’s philosophy is centred on the
question of being, and it develops a complex account
of our being-in-the-world. Heidegger believed that
Western philosophy had lost touch with the
important questions of human existence. He gave an
urgent account of the human search for the
significance of our own ‘being’, and of human life
as a search for its own meaning and identity,
unaided by any external authority or fixed values.
Heidegger’s “phenomenology of everydayness”
works to counteract the tendency toward the
“displacement of meaning into subjectivity, which
began with the rise of modern science” (Guignon,
1983). By regarding the self as nothing other than its
“meaningful expressions”, Heidegger is able to fully
break away from the Cartesian tradition. Heidegger
identifies critical prejudices regarding the study of
being:
«’Being’ is the self-evident concept. ‘Being’
is used in all knowing and predicating, in
every relation to beings and in every relation
to oneself, and the expression is
understandable ‘without further ado’.
Everybody understands, “The sky is blue,” “I
am happy,” and similar statements. But this
comprehensibility only demonstrates the
incomprehensibility. It shows that an enigma
lies a priori in every relation and being
towards beings as beings. The fact that we
live already in an understanding of Being and
that the meaning of Being is at the same time
shrouded in darkness proves the fundamental
necessity of recovering the question of the
meaning of ‘Being’.» (Heidegger, 1962).
Since the seventeenth century, there has been a
growth in interest in knowledge and cognition which
rose from the earlier development of modern science
in the fifteenth and sixteenth centuries (Gorniak,
2004). Knowledge had always been important to
humankind but this knowledge was previously
understood as being implicitly contextualised and
embedded, while in modern age it acquired as if a
life of its own, independent and autonomous from
the contexts from which it emerged. This process is
explained by Guignon (1983), an expert on
Heidegger’s ontology, who claims that, with
modernity, the epistemological question gained
precedence above the ontological concern, and that
the importance of Heidegger’s monumental work is
related with this shift in perspectives. «Epistemology
is the philosophical discipline concerned with the
nature, origin and validation of knowledge, or
shortly, the theory of knowledge.» (Ulrich, 2001).
Ontological concerns are inseparable from the
contexts where knowledge processes take place
(Guignon, 1983). In technical terms, with modern
age, the epistemological concern of “knowledge
about knowledge” became prioritary. The
ontological question of the context of such
knowledge, and of who and what is this being whose
knowledge is being considered, was neglected.
Guignon, based on Heidegger’s work, contests that
any epistemology is necessarily based on certain
ontological assumptions, and though these may be
unacknowledged and unidentified they can never
stop being present. Therefore, the argument goes
that the dominance of epistemic concerns over
ontological ones needs to be balanced in favour of
further comprehension of reality as a whole, and of
the ontological dimensions of knowledge.
Heidegger’s ontology developed from Husserl’s
phenomenology, which explicitly calls attention not
to individuals in isolation but to the individual in
context. Individuals are constantly affected,
determined and conditioned by surrounding
circumstances (Ortega y Gasset, 1961). There is a
change of perspective in phenomenological studies
so that the focus of attention goes to the overall
environment, and to the social embeddedness and
WHY HEIDEGGER? - Critical Insights for IS Design from Pragmatism and from Social Semiotics
437
continuous networks of relationships which take
place in such environment.
«Almost every great philosophical work carries
with it a more or less explicit reinterpretation of the
nature of philosophy and the methods appropriate to
fulfilling its aims» (Guignon, 1983). As was referred
above, Heidegger shifts his orientation from
epistemology to ontology. For Heidegger, the basic
theme of philosophy is ‘being’. The question of
being has this central position because any inquiry
into one of the areas of philosophy, e.g.,
epistemology, logic, ethics, or aesthetics, operates
within a tacit set of presuppositions about the
‘being’ of the entities with which it deals. What is
true of the discipline of philosophy holds for the
sciences as well. Every science presupposes some
conception of the being of the entities that are the
objects of its inquiry. The ontologies of the regional
sciences, Heidegger says, have already been worked
out “roughly and naively” on the basis of our
“prescientific” ways of interpreting and
experimenting “domains of being”.
«Scientists work within frameworks that
determine in advance what sorts of question
are appropriate and what kinds of answer will
make sense. Generally, there is no need for
scientists to question the ontological
frameworks in which they work. During
periods of crisis in science, however, it is
precisely these frameworks that are called in
question.» (Guignon, 1983).
When what are at issue in the sciences are no
longer questions within the frameworks of those
sciences but the very frameworks themselves, the
“ontological presuppositions of the regional
inquiries must be made explicit” (Guignon, 1983).
Heidegger believes that philosophy alone can fulfil
this role. Philosophy that he sees as not itself being
bound by any framework, and which is “the study of
frameworks in general”. The inquiry into the ‘being’
of entities in general Heidegger calls “ontology
taken in the widest sense”. It is a “science of Being
as such”, and its task is to provide “a genealogy of
the different possible ways of Being”. Ontology in
the widest sense lays out “the conditions for the
possibility of any science”. And philosophy, as
ontology in the widest sense, is the “science of
sciences”. The Anglo-American tradition of
analytical philosophy, according to Guignon,
generally tends to see philosophy as a set of current
topics or problems that are to be discussed within
pre-given frameworks. The method is “argument and
counter-argument along tacitly agreed-upon
guidelines.” (Guignon, 1983). In contrast, Heidegger
maintains that it is these philosophical frameworks
themselves that are the source of traditional
philosophical problems.
«The ontological task of a geneology of the
different possible ways of Being (which is
not constructed deductively) requires a
preliminary understanding of “what we
properly mean by this expression ‘Being’”.
The question of Being thus aims at an a
priori condition of the possibility not only of
sciences which investigate beings of such and
such a type – and are thereby already
involved in an
understanding of Being; but it
aims also at the condition of the possibility of
the ontologies which precede the ontic
sciences and found them.» (Heidegger,
1962).
Heidegger devoted a lot of time to the idea of
“being-with”, and talking and communicating was
one way to be with others: «Discoursing or talking is
the way we articulate “significantly” the
intelligibility of being-in-the-world.» (1927).
Discourse, for Heidegger, is broader than talk,
including all our inner and outer expression which
plays the same role as talking. According to
Guignon, in Heidegger’s perspective, talk and
discourse «do not have the purpose of transmitting
messages of information, are not ways of getting
things we want more efficiently, and do not give
expression to “me-I”». Rather, talk and discourse
have the purpose of “finding significance and of
sharing understanding, and give expression to
human being-in-the-world.”.
Heidegger (1962) refers to discursiveness,
situatedness and understanding as the basic
elements of rationalisation, i.e. how human beings
spontaneously use their rationality in everyday
situations, therefore including philosophical and
scientific reasoning circumstances as special cases
within this everyday use. Heidegger’s ontology is
profoundly marked by this common use of
rationalisation processes.
«If we are to understand the full import of
Heidegger’s conception of ‘meaning’, then,
we must avoid seeing it as referring to
something inner in any sense (...). Heidegger
identifies three existentialia of what is called
‘Being-in as such’: situatedness,
understanding, and discursiveness (...).
Meaning is that which makes possible that
projection of possibilities in understanding
(...). What is the source of this most
primordial level of intelligibility? Heidegger
says that it is ‘discursiveness’. The concepts
of ‘discursiveness’ and ‘meaning’ are closely
ICEIS 2008 - International Conference on Enterprise Information Systems
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related, so to clarify one is at the same time to
illuminate the other.» (Guignon, 1983).
Heidegger’s concepts allow for a rich
interpretation of the critical role of community life
for human beings’ organisation within a society, a
culture and a civilisation (Guignon, 1983). Life in
the knowledge and network economy of the
information age continues to be grounded in the
same network of communities, and of social and
cultural embedded meaning creation processes.
Castells’ (2000) notion of the “networking logic”
and his assertion that Western society is
technologically overdeveloped and socially
underdeveloped, is consistent with Heidegger’s
work.
Heidegger sees the world as expressing the aims
and interests of a culture. This implies that the
concepts of “discursiveness” and of “meaning” are
closely related. Social subjectivity becomes a central
concept:
«To be Dasein is essentially to be a nexus of
the socially constituted relations of a
culture... Heidegger’s phenomenology of
everydayness works to counteract the
tendency toward the displacement of meaning
into subjectivity which began with the rise of
modern science.» (Guignon, 1983).
Guignon (1983) states that his own work, by
highlighting the historicist and hermeneutic
dimensions of Heidegger’s work Being and Time
(1962), there is a break with standard interpretations
of Heidegger’s thought as “mainstream
existentialism”. According to Guignon, only when
Heidegger’s historicist and hermeneutic orientation
has been brought to light can the moves of followers
such as Gadamer (1975), or critics such as Derrida
(1978) and Foucault (1972) be seen as significant in
a larger philosophical context.
At organisational level, the relevance of the
social context might be highlighted through
Heidegger’s work. The development of communities
of practice theory (e.g. Brown, Duguid, 1991, Lave,
Wenger, 1991) and situated learning (e.g. Streibal,
1991, Savery, Duffy, 1994, Ritcher, 1998) implicitly
draw key notions from Heidegger’s philosophy.
Ontological and phenomenological perspectives are
particularly relevant to the study of IS. These social
perspectives critically influence IS design. Once
such social concerns are taken into account, there is
a stronger chance that there will be an adequate
climate for the promotion of knowledge sharing and
of collaborative work and learning at organisational
level.
4 SEMIOTIC LEARNING
«Semiotics is currently the most complete and
sophisticated theory of meaning and culture
Lagopoulos (1993).
Semiotic Learning is defined below through a set of
propositions. This organisational learning
methodology aims at clarifying how socio-
philosophy theories may be applied in practice.
Following a qualitative methodology typical of
social science research this approach was applied in
practice with positive results in three different high-
tech software companies. Individual interviews and
a sequence of small group meetings formed a
learning cycle that was implemented and tested.
Proposition 1: Learning. Learning is the action of
exploration, use and possible expansion of a certain
potential, ontologically defined and community
level contextualised.
This proposition concerns the process of
manifestation of reality, of being, and thus
corresponds to a socio-ontological perspective on
learning; this action of making concrete a certain
potential is a ubiquitous process fundamentally
grounded on experience and on practice, which
occurs within specific cultural and social contexts
and through particular webs of relationships that
play an active role, the contexts and the
relationships, in determining the learning process
itself.
Proposition 2: Organisational Learning.
Organisational learning is the process of gaining
awareness to the social and ontological
organisational dimensions - the social embeddeness
and embodiness of organisational practices and of
knowledge processes - thus valuing quotidian
community level meaning-making.
This corresponds to the process of meaning
creation which occurs within organisational
communities; these community level daily practices
are themselves constitutive of learning at
organisational level; this socio-ontological
perspective on organisational learning addresses the
exploration of the potential of organisational reality
at a concrete and practical level.
Proposition 3: Organisational Learning
Facilitation. Facilitation is the process and action
of promoting open social and discursive practices
thus enabling and nurturing organisational
learning, through interpreting organisational
communities as the central setting for the creation
of sustainable core knowledge processes.
The environment, the channel and the medium
through which organisational learning processes are
WHY HEIDEGGER? - Critical Insights for IS Design from Pragmatism and from Social Semiotics
439
facilitated and promoted are highly relevant and
may contribute in a decisive way to the end goal of
helping to raise awareness towards the socio-
ontological dimensions of learning and knowledge,
present in daily organisational practices.
Proposition 4: Social Semiotic Processes. Social
semiotic processes are meaning-making and
signifying actions: they are actual, concrete and
ongoing social and discursive practices which
intrinsically carry the capacity, contain the
potential and enable the production, expression,
interpretation and exchange of signs and of
symbolic reasoning.
All social processes are interpretable, i.e. are
passible of a signification process, thus have an
inherent semiotic nature; social processes transport
and are the vehicles of signification and of
meaning-making capacity; this signification is
continuous, collective, provisory and dynamic and it
takes part within specific communities, which, in
turn, are characterised by specific social discourses
and discursive practices, including non-oral forms
of communication.
Proposition 5: Semiotic Learning. The concept of
semiotic learning is defined as the meaning-making
process of acknowledging, empowering and valuing
the centrality of the organisational community and
of the social and discursive practices, semiotic and
ontological, that it hosts, thus sustaining core
knowledge.
Community-level practices are fundamental
meaning creation settings and actions which
condition and determine core knowledge processes,
affecting overall organisational formal procedures
and structures at a prereflexive and informal level;
the semiotic learning concept uses a socio-
ontological and social semiotics perspective in order
to enable the exploration of each organisation’s
potential; semiotic learning is one possible
interpretation and is one specific proposal of an
approach to facilitate organisational learning.
Proposition 6: Semiotic Learning Method. The
Semiotic Learning method is a social process,
composed of a learning cycle, which facilitates
organisational learning through the proposal of
specific social and discursive practices based on
free association, thus enabling the experimentation
of different perspectives and relationships and the
interpretation of issues related with daily
organisational reality.
This facilitation occurs in a way that raises
awareness towards the ongoing meaning-making
processes and it leads to the valorisation of such
processes as core and fundamental aspects of
organisational learning itself; the application of this
method and learning cycle is performed by a
specialised facilitator.
Proposition 7: Semiotic Learning Cycle. The
Semiotic Learning cycle is an iterative and
interactive process that stimulates the creation of
new organisational practices, processes and
settings, which enable the exploration of each
concrete situation and of each organisation’s
potential in a dynamic way.
A learning cycle implies that there is no
predefined target to be achieved but rather that
learning is a continuous, ubiquitous and
unavoidable process; this learning cycle, composed
of four steps, is performed at small group level,
within knowledge-intensive organisations, through
the proposal of open dialogue and reflexive
discussion on theoretical and practical issues related
with management and philosophy theory and with
the daily context of organisational reality.
Proposition 8: Knowledge - Intensive
Organisations. Knowledge-intensive organisations
are those which are centred on and organised
around their core knowledge processes and are
based on the community level social and discursive
practices that constitute, create and sustain such
knowledge processes.
Knowledge-intensive organisations are the
Semiotic Learning method’s addressees; as a
distinguishing criteria, this method is directed in
particular at three specific characteristics of such
organisations: (i) knowledge processes have an
important collective dimension; (ii) knowledge
processes are non-repetitive and therefore are
impossible to be predetermined and predefined; and
(iii) there is an explicit interest and commitment
towards questioning and improving current
knowledge processes and organisational practices.
5 CONCLUSIONS
The present paper has served three main goals: (i)
raising awareness to the crucial role of social
philosophy for IS research; (ii) highlighting possible
links and synergies between IS design and
organisational learning; and (iii) stressing the
importance of IS as enablers and facilitators of
collaborative work and learning, and of knowledge
sharing at organisational level.
Probably the over ambitious nature of such goals
leads to the need to follow these themes in future
ICEIS 2008 - International Conference on Enterprise Information Systems
440
work. Nevertheless, there is an urgent need to create
a critical mass of computing science researchers
interested in sharing work related with these topics.
The urgency in creating such pool of researchers is a
crucial motivation of the present paper.
The present paper is based on research that was
triggered at the first ICEIS conference, through
Ronald Stamper, as keynote speaker, and his team,
Joaquim Filipe and Kecheng Liu. The present
research has followed the root-thinking of
organisational semiotics to its social philosophy
basis. Social philosophy offers highly challenging,
sophisticated, effective and productive perspectives
for IS design. The full potential of social philosophy
to the improvement of IS design thus still lies largely
unexplored.
ACKNOWLEDGEMENTS
I am grateful to Roger Tagg’s comments, from the
University of South Australia.
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