THE EFFECTS OF INTERELEMENT SPACING IN LINEAR
ARRAYS ON THROUGHPUT PERFORMANCE IN AD HOC
NETWORKS
Sonia Furman, David E. Hammers, and Mario Gerla
Electrical Engineering and Computer Science Departments, University of California, Los Angeles
Los Angeles, California 90095, U.S.A.
Keywords: Ad hoc networks, Sidelobes, Fading, Hidden nodes, Directional antennas, QualNet
Abstract: With the high demand for improved signal link quality in ad hoc networks, devices configured with
omnidirectional antennas can no longer meet the growing needs in throughput performance, and alternative
approaches using antenna arrays that provide directional radiation patterns are sought. This study models an
8-element linear antenna array and examines the effects of interelement spacing of the array on the ad hoc
network’s throughput performance. We show through simulation, that as a result of the antenna array, the
throughput performance of the network consistently improved compared to that with an omnidirectional
antenna. Interestingly, we determined that the maximum increase in performance of over 150% was attained
with the smallest interelement spacing of
λ
5.0
rather than with the larger interelement spacing and higher
gain. With null-steering, this performance increased even further to 180%.
1 INTRODUCTION
Attributes of ad hoc networks provide a powerful
combination of both mobile access and
configuration flexibility that enables fast deployment
critical to military applications and recovery
operations. Unlike cellular and radar communication
systems, ad hoc networks are local area networks
(LANs) that communicate over a medium with no
observable boundaries, are formed without pre-
planning, and exist only for as long as they are
needed (IEEE 1999). The inherent features that
make these networks so attractive are also those that
bring a higher level of complexity to the design of
protocols and transceivers. Although solutions to
enhance link quality using antenna arrays have been
employed extensively in other wireless
communication systems, this approach has not yet
been fully exploited in ad hoc networks and is still in
its infancy stages. To employ antenna arrays in
future devices associated with ad hoc networks,
challenges concerning the physical (PHY) and
medium access control (MAC) layers of the network
need to be addressed. These challenges include
modifying existing protocols associated with the
IEEE 802.11 standards (IEEE 1999, 2000) that will
accommodate effective beam steering policies, and
designing accurate antenna array models that reflect
realistic wireless channel conditions. Previous
studies (Ko, Shankarkumar & Vaidyn 2000;
Nasipuri el al. 2000; Ramanathan 2001), have
shown the benefits of directional antennas (antenna
arrays) in ad hoc networks by modifying MAC
protocols that provide effective mechanisms for
beam steering policies while using hypothetical
antenna models on both the transmitter and receiver.
This work like prior work, establishes the benefits of
antenna arrays in an ad hoc networks, yet differs
considerably from prior work in that it provides the
design of accurate antenna array models employed
only at the receiver, and determines through
simulation the effects of interelement spacing of the
array on the network’s throughput performance.
In the remainder of this paper, Section 2
presents a summary on the benefits of directional
antennas in ad hoc networks and discusses the
implications on the hidden node problem. Section 3
describes the design of the linear antenna array with
the three variants of interelement spacing. Section 4
discusses an analytical approach to maximize the
SINR in a fading channel. Section 5 provides the ad
hoc network environment used in the simulation and
150
Furman S., E. Hammers D. and Gerla M. (2004).
THE EFFECTS OF INTERELEMENT SPACING IN LINEAR ARRAYS ON THROUGHPUT PERFORMANCE IN AD HOC NETWORKS.
In Proceedings of the First International Conference on E-Business and Telecommunication Networks, pages 150-159
DOI: 10.5220/0001390701500159
Copyright
c
SciTePress
the results obtained, followed by a summary with
conclusions on the study in Section 6.
2 BENEFITS OF ANTENNA
ARRAYS IN AD HOC
NETWORKS
Benefits of antennas arrays in wireless ad hoc
networks have gained much interest in recent years
due to their potential to enhance network
performance. In comparison to an omnidirectional
antenna which produces an azimuthal radiation
pattern of 360
o
, the array produces a narrow beam in
which the confined energy (or main lobe) is pointed
in the direction of the desired signal resulting in a
notable reduction in interference, and the ability to
mitigate multipath, leading to improved channel
capacity and spectrum efficiency. Channel capacity
is a measure that describes the maximum data rate in
a channel of designated bandwidth (Blogh & Hanzo
2002), and improved channel capacity (or spectrum
efficiency) implies the support of more users within
that bandwidth without loss of throughput
performance. Omnidirectional antennas are among
the primary contributors to limiting channel capacity
and spectrum efficiency in ad hoc networks, thereby
creating a need for researchers to identify alternative
solutions and new approaches in the design of the
PHY layer.
Researchers suggest that there are substantial
performance improvements in throughput and packet
delay to be gained by employing directional
antennas in ad hoc networks. Ko, Shankarkumar,
and Vaidyn (2000) have shown that the bandwidth
efficiency and throughput performance increased
with an abstract directional antenna due to their
design of a medium access control protocol D-MAC.
Nasipuri et al (2000) also proposed a modified MAC
protocol to control a hypothetical 4-directional
antenna model at both the transmitter and receiver
for which the average throughput in the network
increased by 2 to 3 times compared to that with an
omnidirectional antenna. In a comprehensive study
on the performance of ad hoc networks with
approximate antenna patterns, results in throughput
improvement of 28-118% depending on network
density have been reported (Ramanathan 2001). A
72% throughput improvement has been documented
in (Sanchez, Giles &. Zander 2001) by utilizing 60
o
beamwidth antennas in an ad hoc network using a
specific beam selection policy. These observations
for the most part relied on modified MAC protocols
that provided additional attributes to accommodate
beamsteering routines for systems that incorporate
abstract antenna arrays, at both the transmitter and
receiver (Ko, Shankarkumar & Vaidyn 2000;
Nasipuri el al. 2000). In our work it was not
necessary to modify the MAC protocol but instead
we relied on the simulators ability to steer the beam.
From our array model, 24 beams were generated
(eight beams per each of the 3 variants of
interelement spacing), and tabulated in terms of gain
per 1
o
increments (through 360
o
), to perform the
simulation in all the scenarios.
A unique characteristics that continues to
perplex researchers in ad hoc networks, is that of the
hidden node problem. Of particular interest is the
effect of antenna arrays on the spectrum efficiency
of the network, subject to the hidden node problem.
The hidden node (terminal) problem has been known
to have an adverse effect on ad hoc networks
performance primarily due to access restrictions
inherent in the IEEE 802.11 MAC protocol
(Khurana, Kahol & Jayasumana 1998; Hadzi-
Velkove & Gavrilovska, 1999), where it is assumed
to be configured with an omnidirectional antenna.
The inefficiencies in communications that arise due
to the hidden node problem, and the potential
increase in performance attributed to the antenna
array are described below.
The scenario in which the hidden node problem
arises is when a transmitter outside the radio range
of a transmitting node is not aware of its neighboring
node receiving, and attempts to transmit, causing
interference or a garbled message. Peterson and
Davie (2000) define the hidden node problem as a
“…situation that occurs on a wireless network where
two nodes are sending to a common destination, but
are unaware that the other exists”. Figures 1(a)
through 1(d) attempts to capture the hidden node
problem with an omnidirectional antenna. The
circles represent the radio range of the nodes A, B, C
and D. We assume that all nodes have equal radio
range. In Figure 1(a), we assume that nodes A & C
attempt to send a message to node B at about the
same time. Node C does not know that A is
attempting to send to node B since A is hidden from
node C (C is out of radio range with A – ‘dashed
line’), and therefore a situation of collision arises.
THE EFFECTS OF INTERELEMENT SPACING IN LINEAR ARRAYS ON THROUGHPUT PERFORMANCE IN AD
HOC NETWORKS
151
A
D
C
B
(
c
)
(
a
)
C A
B D
(
b
)
D
C A
B
A
D
C
B
(
d
)
Figure 1: Hidden node problem with
omnidirectional antenna
This collision occurred in spite of the MAC
protocol designed to send and receive short control
frames, Ready-To-Send/Clear-To-
Send/Acknowledge (RTS/CTS/ACK), to ensure
collision avoidance in the multiaccess scheme
Carrier Sense Multiple Access with Collision
Avoidance (CSMA/CA). In Figure 1(b), both A & C
are attempting to connect to B at slightly different
times. Node A succeeds in establishing
communication with B, thereby blocking C from
transmitting or receiving. Note that this time only
the A circle is filled since it is the only node
transmitting, and since C is blocked it remains quiet
for the duration of the transmission between A & B.
In Figure 1(c), node D wants to send information to
C since it cannot detect that the channel is busy, i.e.
B is not within radio range of D (broken line
between B and D). Potentially, D may transmit but
not to node C because C is blocked on behalf of B
that is receiving from node A (B is within radio
range of C). In Figure 1(d), node D unnecessarily
has to wait to transmit to C at least until node A
completes its transmission to B, which clearly is
inefficient and undesirable. These inefficiencies
have been quantified in various studies (Khurana,
Kahol & Jayasumana 1998; Hadzi-Velkove &
Gavrilovska, 1999). Moreover, it has been shown
that the throughput consistently declined as the
probability of hidden nodes increased (Hadzi-
Velkove & Gavrilovska 1999). Khurana, Kahol &
Jayasumana (1998) have shown through simulation
that throughput is acceptable when the number of
hidden pairs is less than 10%, but then degrades
significantly when the number of hidden pairs
increases.
Figure 2 suggests that by using an antenna array
in the above network access scenarios, the
throughput will increase significantly. In Figure 2,
nodes A & B perform the RTS\CTS\ACK
handshake, using omnidirectional communication.
B goes into the receive data mode with a directional
antenna pointed at A. We repeat the scenario for
Figure 1(c) where D wants to transmit to C. In this
case, once B is in the receive mode, C is no longer
blocked to receive, and D may transmit to C as long
as B is receiving from A but not transmitting to A.
Node C, using a directional beam may now receive
from D without creating interference to B even
though C is in radio range of B. Using directional
beams in the network, the 2 additional nodes (C &
D) which otherwise may have been blocked, or have
been in a wait mode like node D in Figure 1(d) are
now able to communicate compared to only 2 nodes
communicating in Figure 1. This example clearly
demonstrates the potential of an antenna array to
increase network capacity and spectrum efficiency
in an ad hoc network.
3 SYNTHESIS OF THE LINEAR
ARRAY
Antenna synthesis in its simplest form is a methodic
process whereby a radiation pattern defined in terms
of its main beam and sidelobes is obtained from a
specific antenna configuration in which the
hardware design constraints (current, coupling, etc.)
of the antenna are satisfied. Figure 3 summarizes
the parameters associated with antenna synthesis.
Synthesis methods for the most part rely on the
relationship between the excitation current of the
array and the pattern generated.
Figure 2: Increased network capacity with
directed beams from antenna array
B D
C
A
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152
Figure 4: Linear array - UE ESLA
x
0
w
w
w
1
m
M
-1 m 1
0
In our design, we used these parameters as a
guide to generate radiation patterns for narrow main
beams and low sidelobes with an antenna type of a
linear array shape (Figure 4). The desired
normalized radiation pattern F(
θ
,
φ
) of a linear array
with parallel uncoupled elements (along the x-axis)
is defined in (1) as the product of the element pattern
of the array g
a
(
θ
,
φ
), and the array factor f(
θ
,
φ
)
(Stutzman & Thiele 1998).
φ
Output
plane wave
front incident
on element
0
wave
ment
incident on
ele
m
θφ
sincosdd =
z
t
d
1M
w
Fgf
a
(,) (,) (,)
θ
φ
θ
φ
θ
φ
=
(1)
where:
θ
and
φ
are the elevation and azimuthal angle
respectively of the plane wave impinged on the
array.
The directional properties of the radiation
pattern are usually described by the power pattern,
which originates in the Poynting vector S measured
in Watts/m
2
, that gives the angular dependence of
power on the variation of (
θ
,
φ
) of the originating
radiation source. The instantaneous value of S
describes the magnitude and direction of the
power/m
2
that is parallel to the xy plane, and is
derived from the cross product of the electric field
density (E), and the complex conjugate magnetic
field (H*) vectors, expressed in V/m and A/m units
respectively. The direction then of S (or the power)
is perpendicular to the xy plane (E
x
,H
y
plane).
Hence, for z-directed sources the normalized power
pattern is (2).
2
),(),(
φθφθ
FP = (2)
It could be easily shown that when the radiation
pattern F(
θ
,
φ
) is expressed in volts, (not
normalized), then the power expressed in dB units is
the same as the radiation pattern in dB. i.e.
dB
dB
FP ),(),(
φθφθ
= . The radiated power ),(
φ
θ
P
of the beam in (3) is related to the antenna
directivity G
(,)
θ
φ
in (4) by means of the power
density
U
(,
Antenna Synthesis
)
θ
φ
which is the power per unit solid
angle in the direction (
θ
,
φ
) expressed in
Watts/(rad)
2
.
φθθφθφθ
π
φ
π
θ
ddUP
∫∫
==
=
2
00
sin),(),( (3)
G
U
U
avg
(,)
(,)
θφ η
θ
φ
=
(4)
where:
η
is the antenna efficiency factor, and U
avg
is
the average power density
π
φ
θ
4/),(P of an
isotropic antenna. The antenna gain is then
expressed in dBi rather than in dB. For the ideal case
where there are no losses at the antenna and perfect
impedance matching,
η
=1 and the expression in (4)
is termed the gain, i.e. the gain is related to the
directivity of the antenna only by the efficiency
factor
η
. In our model, we assume,
η
=1 and that
gain and directivity are interchangeable.
Though we used the antenna synthesis
parameters to derive at the radiation patterns, we
chose not to use the Dolph-Chebyshev synthesis
method that deals with low sidelobes and narrow
main beam design, since the solution to those
polynomials depend only on the number of elements
in the array and not on the interelement spacing,
which is pivotal to the array design in this work.
Figure 3: Antenna synthesis parameters
Continuous
Discrete
Continuit
y
Sha
p
e
Linear
Planar
Conformal
3D
Size
Main bea
m
N
arrow
Shaped
Parameters fo
r
antenna type
Radiation pattern
Sidelobe
N
ominal
Low
Shaped
THE EFFECTS OF INTERELEMENT SPACING IN LINEAR ARRAYS ON THROUGHPUT PERFORMANCE IN AD
HOC NETWORKS
153
We designed a linear equally spaced antenna
array, consisting of 8 elements along the x-axis with
interelement spacing d as shown in Figure 4. We
assumed the elements of the array to be identical,
uniformly excited (UE), and that the array factor
f(
θ
,
φ
) represents the sum over the currents for each
element weighted by the spatial phase delay
m
from each element to the far-field point (Stutzman &
Thiele 1998). The UE equally spaced linear array
(ESLA) in Figure 4 attempts to capture Figure 3-3
from Liberti & Rappaport (1999, Pg 85) that
describes the basis for the design used in this work.
As shown in Figure 4, the impinged plane wave
arriving from an angle (
θ
,
φ
) relative to the x-axis
will travel an additional distance
before arriving at element m,
relative to the element at the origin. The difference
in phase
m
w
θφ
sincosdd =
(a) (b)
Figure 6: Polar representation of patterns for
interelement spacing (a) d1 (b) d3
ξ
between the signal component on
element m and the element at the origin is (5).
θ
θ
φ
θ
φ
β
β
ξ
cossinsinsincos(
mmmm
zyxd +
+
==
(5)
where:
β
is the phase propagation factor and is
equal to
λ
π
2
.
Assuming the elevation angle
θ
is equal to
2
π
,
and substituting
m
in (5), the received signal
at antenna element m along the x-axis is (6)
without taking noise/interference into consideration,
and the output of the array z(t) is (7). In vector
notation the left side of (7) is represented in (8).
dmx =
)(tx
m
θφβ
β
sincos
)(
)(
)()(
mdj
dmj
mm
etAs
etAs
tstx
=
=
=
(6)
),()()()()(
sincos
1
0
1
0
φθ
θφβ
ftAsewtAstxwtz
mdj
M
m
mmm
M
m
===
=
=
(7)
where: A is an arbitrary gain constant, s(t) is the
baseband complex envelope representing the
modulation of the plane wave,
),(
φ
θ
f
is the array
factor, and
m
w
the weighting element associated
with the m
th
branch of the array where
.
φβ
cosmdj
m
ew =
xwz
H
=
(8)
where:
121,0 M
,
110 M
,
and H, the Hermitian operator is the complex
conjugate (*) of the transpose vector
.
],...,,[= xxxxx )],,,([
TH
www= Kw
*
T
w
The UE-ESLA used in the design for this study
represents three configurations based on
interelement spacing:
λ
5.01 =d
,
λ
12 =d
, and
λ
5.13
=
d
, corresponding to Beam1, Beam2, and
Beam3 respectively in Figure 5, which shows the
gain as a function of the interelement spacing. By
adjusting the set of weights
m
, it is possible to
direct the boresight (the direction of maximum
radiated power in the main beam) of the array
pattern in any desired direction of
w
φ
θ
,
. As shown
in Figure 5, Beam1 represented by the antenna
pattern with an interelement spacing
λ
5.01 =d
, has a
boresight of 14.024dBi. Beam2 (green) -
λ
12
=
d
, a
Figure 5: Linear array with three variants on the
interelement spacing
ICETE 2004 - WIRELESS COMMUNICATION SYSTEMS AND NETWORKS
154
boresight of 17.013dBi, and Beam3 (red) where
λ
5.13 =d
has the maximum gain in its boresight of
18.774dBi. It is readily seen in Figure 5 that the
larger the interelement spacing, the higher the gain
and sidelobe peaks. Thus for d3, the gain of the
main beam pattern (boresight) and its sidelobes are
the highest (Figure 5(b)), while for d1, the gain of
the main lobe and its sidelobes are the lowest
(Figure 5(a)). To quantify the beam width we used
the metric Half Power Beamwidth (HPBW), which
describes the angular width between the points on
the main lobe that are 3dB below the boresight. The
HPBWs for Beam1, 2 and 3 are 106
o
, 52
o
, 34
o
,
respectively. Another metric of interest that
describes the characteristics of the radiation pattern
is the sidelobe level (SLL) and is defined as the ratio
between the absolute maximum value of the largest
sidelobe to the absolute maximum value of the main
lobe (Stutzman & Thiele 1998).
It is readily seen that as the interelement spacing
increases the HPBW decreases, and the sidelobe
peak increases. This will have profound implications
on the throughput performance, as we will see later
in Section 5. It is interesting to note that the SLL for
all three interelement spacing is nearly the same (in
the vicinity of minus 12.8dB) in spite of the fact that
the sidelobe peak of Beam1 (Figure5) is
significantly less than that of Beam3. Therefore, one
may assume that Beam3 would be more vulnerable
to interference than Beam1 although the SLL for
both beams is the same. This fact is more
pronounced in Figure 6. Both Figures 6a and 6b are
the polar representations of Beam1 and Beam3
respectively with an enlargement view of their
sidelobes immediately below. We distinctly see that
as the interelement spacing increased the number of
sidelobes increased, and the gain of the backlobe
(Figure 6b) increased significantly, presenting a
higher risk with respect to interference. The extra
main lobes formed with large interelement spacing
are referred to as grating lobes.
4 MAXIMIZING THE SINR IN
FADING CHANNELS
The mobile radio channel in ad hoc networks
deviates considerably from the stationary additive
white Gaussian noise (AWGN) channel due to
continuous variations in the environment, motion of
surrounding objects, and the mobility of the device
itself. In such an environment, the transmitted signal
arrives at the receiver from different paths
(multipath) caused by its wave scattering off of
building and objects, which results in delays and
attenuation of the received signal at the antenna
elements. This phenomenon known as fading is used
in wireless communication to describe the
fluctuation in the amplitude and phase of a radio
signal over a time period or travel distance. Fading
can lead to significant degradation in the reception
of the desired signal or in the signal to noise plus
interference ratio SINR, resulting in unacceptable
levels of throughput in the network. In non-
frequency selective fading (or flat fading) channels
where the signal bandwidth is less than the channel
bandwidth, variations in amplitude of the multipath
signals arriving at the receiver may be expressed
statistically in terms of a Rayleigh probability
distribution function. It has been shown (Furman,
Hammers & Gerla 2003) that with mobility the
signal strength of the envelope of the received signal
has deep fades that may dip as low as –10dB, which
is significantly below the threshold when compared
with the no-mobility case. These flat-fading results
may require up to 20 to 30dB more transmitter
power to acquire the equivalent bit error rate (BER)
performance of that obtained in an AWGN channel.
To meet the increased demand of SINR that will
result in increased throughput, directional antennas
may well be the solution as discussed in Section 2.
To maximize the SINR analytically in a fading
channel, we considered two basic configurations as a
function of interelement spacing. The first
configuration is associated with a fraction of a
wavelength interelement spacing (e.g.
)5.0
λ
as in
Beam1, and is usually considered an adaptive array.
An adaptive array employs small (fractional
λ
s)
interelement spacing to avoid grating lobes and
relies on various algorithms (Monzingo
& Miller
1980) to dynamically adjust the weights
m
associated with each branch of the array in Figure 4.
Some of these algorithms may also be used to
generate optimum weights in fixed beam arrays,
consistent with the weights used in this work. The
second configuration assigns interelement spacing in
multiplies of
w
λ
. This configuration corresponds to
Beam2 and Beam3 in our design, and is usually
referred to as ‘combining methods’ in antenna
diversity. In the second configuration, the weights
assigned to each of the branches are predefined.
m
w
THE EFFECTS OF INTERELEMENT SPACING IN LINEAR ARRAYS ON THROUGHPUT PERFORMANCE IN AD
HOC NETWORKS
155
To determine the optimum weight assignment that
will maximize the SINR in a fading channel, we first
expand on the description of the signal in (6) to
include the interference and noise
at each of
the antenna elements of the receiver (9).
)(tn
m
(9)
)()()( tntstx
mmm
+=
The output z(t) of the array then comprises of
two components the desired signal z
s
, and the
noise/interference component z
n
(10), and is
represented in (11) vector form.
=
=
=
=
1
0
1
0
M
m
mmn
M
m
mms
nwz
swz
(10)
NW
SW
T
n
d
T
s
z
z
=
=
(11)
where:
K
S
and
K
N
are
the desired signal and the noise associated with the
antenna elements respectively.
T
Md
ssss ],[
1,,21,0
=
T
M
nnnn ],[
1,,21,0
=
The average noise power is then (12).
wRw
wNNwwNNw
n
H
n
THTH
nn
P
or
EEzEP
=
=== ][][][
2
(12)
where:
n
is the correlation matrix of the noise
defined by
.
R
])()([
H
tntnE
The noise correlation matrix
n
for the 8-
element linear array is then (13), where (
R
)
represents convolution, and the bars above each
entry within the matrix represent average.
=
)()()()()()(
)()()()()()(
)()()()()()(
882818
822212
82111
tntntntntntn
tntntntntntn
tntntntntntn
R
n
L
MLMM
L
L
(13)
The computation of R
n
in (13) is significantly
simplified by transforming the convolution in the
time domain into multiplication of the individual
transforms in the frequency domain. Similarly, an
expression for the average signal output power may
be expressed in (14).
wRw
s
H
s
P =
(14)
where:
s
is the correlation matrix (or the
covariance matrix with zero mean) of the desired
signal.
R
The cost function (15) then is defined as the
ratio of the average noise power to the average
(desired) signal power (14).
wRw
wRw
s
H
n
H
wJ =)( (15)
To minimize the cost function in (15), we take
the derivative of the numerator and set it to zero, i.e.
we use the gradient operator
on or
. As a sideline, it should be noted that
since the diagonal elements of the noise correlation
matrix in (13) are real, the matrix is Hermetian,
which implies that a matrix A exists for which
, where I is an identity matrix. This
matrix identity is essential in order to derive at the
solution for the cost-function in (15). The optimal
solution to minimizing (15) is (16) (Monzingo
&
Miller 1980).
)( wRw
n
H
)( wRw
n
H
IARA =
n
H
wwRR
max
1
ρ
=
sn
(16)
where:
max
ρ
is the maximum eigenvalue of the
signal covariance matrix
s
. To find the
eigenvalues that satisfy (16) we expand the
determinant
.
R
||
1
IRR
sn
ρ
Both configurations described in this section use
complex weights to adjust the incoming signal from
each antenna element, which are then combined
(summed) into a signal directed to the receiver’s
detector. For this study, we assumed that the weights
associated with each of the elements are fixed and
provide equal gain in all directions. The weights
derived to maximize the SINR were varied only as a
function of the interelement spacing d.
5 NETWORK SIMULATION AND
RESULTS
To perform the network simulation for this study we
used the QualNet simulator (SNT, 2002), which is a
discrete event high performance networking research
tool for various configurations of wired and wireless
networks. QualNet supports directional antennas and
ICETE 2004 - WIRELESS COMMUNICATION SYSTEMS AND NETWORKS
156
2
7
12
17
100 150 200 250
Throughput (Kbps)
d1
d2
d3
omni
2
7
12
17
10 0 150 2 0 0 2 50
Throughput (Kbps)
2
7
12
17
100 150 200 250
Throughput (Kbps)
# of Nodes # of Nodes # of Nodes
(a) (b) (c)
Figure 7: Throughput performance as a function of network density (a) AWGN channel (b) Fading channel
(c) Null steering (ns) in a fading channel
has the built-in capability to steer the radiation
pattern of the antenna array in the direction of
communication.
The ad hoc network for the simulation was
based on the IEEE802.11b standard (IEEE, 2000),
and the environment for the simulation comprised of
a terrain 1600x1600m with 100, 150, 200, and 250
nodes randomly distributed. Experiments were
performed with the assumption that the nodes are
mobile, and we used the Random Waypoint mobility
algorithm to implement mobility (with speeds 0 to
10m/s, and 0 pause time). The ad hoc on-demand
vector distance (AODV) routing protocol was used
in all the scenarios of the simulation. We used
differential quadrature pulse shift keying (DQPSK)
modulation, which adjusts the carrier and bit timing
to produce the in-phase (I) and quadrature (Q)
components of the transmitted signal. The minimum
threshold for the receiver was set at -81dBm and its
sensitivity at -91.0dBm. The carrier frequency used
was f
c
=2.4GHz with a data payload of 2Mbps.
Traffic was generated using a constant bit rate
(CBR) generator with a ratio of 1:5 sessions per
CBR. Data transfer was at 4 packets/s and each
packet was set at 512 bytes in length. The results
obtained from the network simulation represent an
average of 5 runs with random seeds in the
configurations described above for each of the three
radiation patterns derived from the interelement
spacing, in reference to an omnidirectional antenna.
In addition, we repeated the entire set of simulation
described above with null-steering by suppressing
the sidelobes for each the three patterns. All the
simulation experiments were performed for both
AWGN and Rayleigh (fading) channels. The
distributed coordination function (DCF) of the IEEE
802.11 (IEEE, 1999) MAC protocol was used to
implement the CSMA/CA protocol. A refinement to
this access method implements RTS, to further
minimize collisions prior to data transmission. The
additional overhead however, of the RTS
mechanism may not always be justified (Gerla,
1997). Accordingly, the MAC protocol was
modified to disabled the RTS in order to reduce
bandwidth overhead.
Two scenarios, low-density and high-density are
presented (we define density as #nodes/area). The
low-density addresses the performance for 100-150
nodes, and the high-density for 200-250 nodes. The
results obtained from the simulation are shown in
Figure 7(a)-(c). For the AWGN channel (Figure
7(a)) the performance difference between the
omnidirectional antenna and the arrays in the low-
density case was less than 1% (on the average). In
the high-density case, the performance with the
arrays was at least 22% better than with the
omnidirectional antenna. For the fading scenario in
Figure 7(b), the performance difference between the
omnidirectional antenna and the arrays in the low-
density scenario increased significantly and was
computed to be 37% (compared to the 1% above),
and 152% (compared to the 22% above) for the
high-density. Figure 7(c) is an extension of the
simulation represented by Figure 7(b), with the
exception that in this case we used null-steering to
improve performance. With null steering, the
performance increased for all three variants of
interelement spacing. The performance improvement
in the fading channel with null-steering for the low-
density scenario was on the average 46%, where as
for high-density the improvement was
THE EFFECTS OF INTERELEMENT SPACING IN LINEAR ARRAYS ON THROUGHPUT PERFORMANCE IN AD
HOC NETWORKS
157
approximately 180% with respect to the
performance of an omnidirectional antenna.
Figure 8 shows the relative performance as a
function of interelement spacing in both low and
high density for channel conditions with no fading -
‘nF’, with fading -‘F’, and with fading and null-
steering - ‘F_ns’. It is clearly seen from Figure 8,
that the d1 interelement spacing in all the
experiments attained the maximum performance.
This fact is interesting since the gain of the array
with d2 and d3 interelement spacing is greater than
that of d1 (Figure 5), yet the performance was less,
which is contrary to an intuitive prediction.
0
0.1
0.2
0.3
0.4
0.5
0.6
d1 d2 d3
Int erelement spaci ng
Improvement (%)
nF F F
_
ns
0
0.5
1
1.5
2
2.5
d1 d2 d3
Int er el ement spaci ng
nF F F
_
ns
(a)
Figure 8: The relative throughput performance
improvement as a function of interelement spacing
(a) Low density (b) High density
6 SUMMARY AND
CONCLUSIONS
In this work, we discussed the benefits of directional
antennas in ad hoc networks and the necessity to
supplement prior work with accurate directional
antenna design models. We used antenna synthesis
to guide the design of the antenna arrays, and in
Section 4 described an analytical approach to
determine the optimum weight
m
that maximizes
the SINR. The radiation patterns from the design of
the linear array with the three variants of
interelement spacing (d1, d2, and d3) were then used
in the network simulation to quantify the effects of
interelement spacing on throughput performance for
both low and high densities network scenarios. In
each scenario, we compared the throughput
performance in an AWGN channel, a fading channel
(Rayleigh fading), and finally in a fading channel
utilizing null-steering.
w
We conclude that regardless of the interelement
spacing in the linear array, the throughput
performance in the network increased compared to
that of an omnidirectional antenna. The effects of
the interelement spacing on the performance of the
network were not necessarily predictable, and were
in fact the case where ‘less is more’. The results
show that Beam1 (smallest interelement spacing d1)
with the lowest gain, interestingly performed the
best and resulted in a higher throughput
performance, while Beam3 (d3 interelement
spacing), with the most gain consistently produced
the lowest results. These results are attributed to (a)
the mobility of the nodes, and (b) amplification of
the interference in the sidelobes. As the beam
became narrower (more gain, larger interelement
spacing, and lower HPBW), the node due to
mobility drifted out of the main beam area faster
than with the wider beam, thereby producing inferior
results compared to that of the wider beam with
lower gain. Further, the amplification of interference
was greater as the interelement spacing increased
because the grating lobes increased and the peak of
the sidelobes increased, leaving Beam1 to perform
superior with respect to interference. Finally, we
conclude that in an AWGN channel the use of
antenna arrays were not meaningful in the low-
density network scenario while for a realistic
channel model (a Rayleigh channel), antenna arrays
can substantially increase network performance and
in some cases, the increase may be as high as 197%.
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