Analysis of Gender-specific Self-adaptors and Their Effects on
Agent’s Impressions
Tomoko Koda, Takuto Ishioh, Takafumi Watanabe and Yoshihiko Kubo
Department of Information Science and Technology, Osaka Institute of Technology,
1-79-1 Kitayama, Hirakata-shi, 573-0196, Osaka, Japan
Keywords: Conversational Agents, Intelligent Virtual Agents, IVA, Gesture, Self-adaptors, Non-verbal Behaviour,
Gender, Evaluation.
Abstract: This paper reports how agents that performs gender-specific self-adaptors are perceived by Japanese
evaluators depending on their gender. Human-human interactions among Japanese undergraduate students
were analysed with respect to usage of gender-specific self-adaptors in a pre-experiment. Based on the results,
a male and a female agent were animated to show these extracted self-adaptors. Evaluation of the interactions
between agents that exhibit self-adaptors typically exhibited by human male and female indicated that there
is a dichotomy on the impression on the agent between participants’ gender. Male participants showed more
favourable impressions on agents that display feminine self-adaptors than masculine ones performed by the
female agent, while female participants showed rigorous impressions toward feminine self-adaptors.
Although the obtained results were limited to one culture and narrow age range, these results implies the
importance of considering the use of self-adaptors and gender in successful human-agent interactions.
1 INTRODUCTION
Intelligent virtual agents (IVAs) that interact face-to-
face with humans are beginning to spread to general
users, and IVA research is being actively pursued.
IVAs require both verbal and nonverbal
communication abilities. Among those non-verbal
communications, Ekman classifies gestures into five
categories: emblems, illustrators, affect displays,
adapters, and regulators (Ekman, 1980). Self-
adaptors are non-signalling gestures that are not
intended to convey a particular meaning (Waxer,
1988). They are exhibited as hand movements where
one part of the body is applied to another part of the
body, such as picking one’s nose, scratching one’s
head and face, moistening the lips, or tapping the foot.
Many self-adaptors are considered taboo in public,
and individuals with low emotional stability perform
more self-adaptors, and the number of self-adaptors
increases with psychological discomfort or anxiety
(Ekman, 1972, Waxer, 1988, Argyle, 1988).
According to Caso et al. self-adaptor gestures were
used more often when telling the truth than when
lying (Caso, 2006).
Because of its non-relevance to conversational
content, there has not been much IVA research done
on self-adaptors, compared with nonverbal
communication with high message content, such as
facial expressions and gazes. Among few research
that has dealt with an IVA with self-adaptors, Neff et
al. reported that an agent performing self-adaptors
(repetitive quick motion with a combination of
scratching its face and head, touching its body, and
rubbing its head, etc.), was perceived as having low
emotional stability. Although showing emotional
unstableness might not be appropriate in some social
interactions, their finding suggests the importance of
self-adaptors in conveying a personality of an agent
(Neff, 2011).
However, self-adaptors are not always the sign of
emotional unstableness or stress. Blacking states self-
adaptors also occur in casual conversations, where
conversants are very relaxed (Blacking, 1977).
Chartrand and Bargh
have shown that mimicry of
particular types of self-adaptors (i.e., foot tapping and
face scratching) can cause the mimicked person to
perceive an interaction as more positive, and may lead
to form rapport between the conversants
(Chartrand,
1999).
We focus on these “relaxed” self-adaptors
performed in a casual conversation in this study. If
those relaxed self-adaptors occur with a conversant
Koda, T., Ishioh, T., Watanabe, T. and Kubo, Y.
Analysis of Gender-specific Self-adaptors and Their Effects on Agent’s Impressions.
DOI: 10.5220/0005660800190026
In Proceedings of the 8th International Conference on Agents and Artificial Intelligence (ICAART 2016) - Volume 1, pages 19-26
ISBN: 978-989-758-172-4
Copyright
c
2016 by SCITEPRESS – Science and Technology Publications, Lda. All rights reserved
19
that one feels friendliness, one can be induced to feel
friendliness toward a conversant that displays self-
adaptors. We apply this to the case of agent
conversant, and hypothesize that users can be induced
to feel friendliness toward the agent by adding self-
adaptors to the body motions of an agent, and
conducted two experiments.
The first experiment evaluated continuous
interactions between an agent that exhibits self-
adaptors and without (Koda, 2014a). The results
showed agents that exhibited relaxed self-adaptors
were more likely to prevent any deterioration in the
perceived friendliness of the agents than agents that
have no self-adaptors. In addition, people with higher
social skills harbour a higher perceived friendliness
with agents that exhibited relaxed self-adaptors than
people with lower social skills. Thus, we expect that
it would be possible to improve humanness and
friendliness of agents by implementing self-adaptors
in them. The second experiment evaluated
interactions with agents that exhibit either relaxed
self-adaptors or stressful self-adaptors in a desert
survival task. The result suggests the need to tailor
non-verbal behaviour of virtual agents according to
conversational contents between an agent and a
human (Koda, 2014b).
This paper reports a preliminary result of our
consecutive experiment that deals with gender issues.
Our two previous experiments used a female agent
only and did not consider the effects of appearance of
the agent’s gender. Moreover, as some self-adaptors
are gender-specific (Hall, 1984), i.e., “crossing arms”
self-adaptors are more frequently found in males, and
“covering mouth” self-adaptors are mostly found in
Japanese females, we need to consider gender of the
agent, gender-specific self-adaptors, and gender of
participants. As Cassell points out in (Cassell, 2002),
considering gender effect is essential for successful
and comfortable human-computer interaction, so as
for human-agent interaction.
We evaluate the impression of the agents with
male/female appearance and masculine/feminine
self-adaptors in this experiment. We hypothesize that
“when the participant’s gender, agent’s gender, and
gender of the gender-specific self-adaptors are
consistent, participants feel higher naturalness and
have better impression toward the agent than any
other combinations”.
2 VIDEO ANALYSIS OF
SELF-ADAPTORS AND
IMPLEMENTATION OF AGENT
ANIMATION
2.1 Video Analysis of Self-adaptors
We conducted a pre-experiment in order to examine
when and what kind of self-adaptors are performed,
and whether/what kind of gender-specific self-
adaptors are found during a casual conversation
between friends in a Japanese university. We invited
ten pairs (5 male pairs and 5 female pairs) who are
friends for more than three years (they are university
students who study together) to record their free
conversation for 20 minutes.
The video analysis were made in terms of the
body parts touched, frequency of each self-adaptors,
and number of participants who performed each self-
adaptors during the conversation for all 20
participants. The results of the video analysis is
shown in Table 1 and 2. Table 1 shows the top five
types of self-adaptors performed most frequently and
most participants (how and which body parts were
touched, how many times for each self-adaptor, and
by how many people for each self-adaptor) by the
male participants and Table 2 by the female
participants. We identified the following gender-
specific self-adaptors in Japanese university students.
There are three types of self-adaptors occurred most
frequently in male participants: “touching nose”,
“touching chin,” and “scratching head.” We call these
self-adaptors as “masculine self-adaptors” hereafter.
The most frequent self-adaptors performed by female
participants are “touching nose”, “stroking hair“, and
“touching mouth (covering mouth)”. We call these
self-adaptors as “feminine self-adaptors” hereafter.
Figure 1 shows typical masculine self-adaptors seen
in the video recordings performed by Japanese male
students, and Figure 2 shows those by Japanese
female students.
We implement those masculine/feminine self-
adaptors to our conversational agents for the
experiment. In terms of the timing of self-adaptors,
50% occurred at the beginning of the utterances in the
video recordings.
ICAART 2016 - 8th International Conference on Agents and Artificial Intelligence
20
Table 1: Self-adaptors performed by male participants in
video recordings (left: number of times, right: number of
people).
Table 2: Self-adaptors performed by female participants in
video recordings (left: number of times, right: number of
people).
Figure 1: Male participants perform three masculine self-
adaptors (from left: “touching chin,” “scratching head,” and
“touching nose”.
Figure 2: Female participants perform three feminine self-
adaptors (from left: “touching nose”, “stroking hair“, and
“touching lips (covering mouth)”.
2.2 Agent Character and Animation
Implementation
The agent characters (male and female) and
animation of the six types of self-adaptors were
created using Poser
(http://poser.smithmicro.com/poser.html). Figure 3
and 4 show the agents carrying out the three
masculine self-adaptors and three feminine self-
adaptors respectively. We created the following four
types of animations in order to examine the
combination of gender of the character and self-
adaptors; “male agent performs masculine self-
adaptors”, “male agent performs feminine self-
adaptors”, “female agent performs masculine self-
adaptors”, “female agent performs feminine self-
adaptors.”
We found no literature that explicitly described
the form of the movement (e.g., how the nose has
been touched, in which way, by which part of the
hand etc.), we mimicked the form of the movements
of the participants in the video recordings. We adjust
the timing of the animation of self-adaptors at the
beginning of the agent’s utterances as found in the
video recordings.
Besides these self-adaptors, we created
animations of the agent making gestures of “greeting”
and “placing its hand against its chest.” These
gestures were carried out by the agent at appropriate
times in accordance to the content of the conversation
regardless of experimental conditions in order not to
let self-adaptors stand out during a conversation with
the agent.
Figure 3: Male agent performs three masculine self-
adaptors (from left: “touching chin,” “scratching head,” and
“touching nose”.
Figure 4: Female agent performs three feminine self-
adaptors (from left: “touching nose”, “stroking hair“, and
“touching lips (covering mouth)”.
3 EXPERIMENT
3.1 Experimental System
The agent’s conversation system was developed in
C++ using Microsoft Visual Studio 2008. The agent’s
voice was synthesized in a woman’s voice using the
Japanese voice synthesis package AITalk
(http://www.ai-j.jp/). Conversation scenarios,
composed of questions from the agent and response
choices, were created beforehand, and animation of
the agent that reflected the conversational scenario
was created. By connecting animated sequences in
accordance of the content of the user’s responses, the
system realized a pseudo-conversation with the user.
The conversation system had two states. The first
Male participants n=587 Male participants n=10
Order Self-adaptor Frequency Order Self-adaptor Number of participants
1 touching nose 61 1 scratching head 9
2 toucing chin 55 2 touching nose 9
3 scratching head 35 3 scratching forehead 6
4 touching cheek 30 4 touching chin 6
5 scratching nose 29 5 scratching neck 6
Female participants n=617 Female participants n=10
Order Self-adapator Frequency Order Self-adaptor Number of participants
1 Touching nose 66 1 Touching mouth 8
2 Stroking hair 49 2 Touching nose 7
3 Touhcing sleeves 40 3 Stroking hair 6
4 Toucing mouth 38 4 Touching bangs 6
5 Touching fingers 31 5 Scratching nose 6
Analysis of Gender-specific Self-adaptors and Their Effects on Agent’s Impressions
21
state was the agent speech state, in which an animated
sequence of the agent uttering speech and asking
questions to the user was shown. The other state was
the standby for user selection state, in which the user
chose a response from options displayed on the screen
above the agent. In response to the user’s response
input from a keyboard, animated agent movie that
followed the conversation scenario was played back
in the speech state.
3.2 Experimental Procedure
The interactions with the agents were presented as
pseudo conversations as follows: 1) the agent always
asks a question to the participant. 2) Possible answers
were displayed on the screen and the participant
selects one answer from the selection from a
keyboard. 3) The agent makes remarks based on the
user’s answer and asks the next question. The
contents of the conversations were casual (the route
to school, residential area, and favourite food, etc.).
The reason we adopted the pseudo-conversation
method was to eliminate the effect of the accuracy of
speech recognition of the users’ spoken answers,
which would otherwise be used, on the participants’
impression of the agent.
The participants in the experiment were 29
Japanese undergraduate students (19 male and 10
female), aged 20-23 years, who did not participate in
the video recording pre-experiment. The
experimental is conducted as 3 x 2 factorial design.
The experimental conditions are participants’ gender
(male/female), agent’s gender (male/female), gender
of self-adaptor (male/female). Each participant
interacted with all four types of agents (male agent
performing masculine self-adaptors, male agent
performing feminine self-adaptors, female agent
performing masculine self-adaptors, female agent
performing feminine self-adaptors) randomly
assigned to them. Thus, there are four interactions
with different combination of the agent and self-
adaptor for each participant. The conversational
topics are different for each interaction and the topics
are randomized. Each agent performed three all
gender specific self-adaptors in any interaction.
After each interaction, the participants rated their
impressions on the agent using a semantic differential
method on a scale from 1 to 6. A total of 27 pairs of
adjectives, consisting of the 20 pairs from the
Adjective Check List (ACL) for Interpersonal
Cognition for Japanese (Hayashi, 1982) and seven
original pairs (concerning the agent’s “humanness,”
“naturalness,” “annoyingness”, and “masculinity”
etc.), were used for evaluation. The list of adjectives
is shown in Table 3 in Section 4. At the end of the
experiment, a post-experiment survey was conducted
in order to evaluate the participants’ subjective
impression of overall qualities of the agents, such as
the naturalness of their movements and synthesized
voice.
4 RESULTS
4.1 Results of Factorial Analysis
Factor analysis (FA) was conducted on the agent’s
impression ratings obtained from the experiment in
order to extract the factors that composes our
interpersonal impressions toward the agents. The
results of FA using the principal factor method
extracted four factors (shown in Table 3). The First
factor is named as “Tolerance factor (composed of
adjectives such as calm, broad-minded, kind, soft, and
sophisticated), the second as “Sociability factor”
(composed of adjectives such as active, cheerful,
confident, and social), the third as “Gender factor”
(composed of adjectives such as lovable, feminine,
and delicate), and the forth as “Naturalness factor”
(composed of adjectives such as natural and
humanlike).
Cronbach's coefficients alpha for the factors are
0.84 for “Tolerance factor”, 0.79 for “Sociability
factor”, 0.67 for “Gender factor”, and 0.62 for
“Naturalness factor”, which show high enough
internal consistency of the extracted factors. The
result of the factorial analysis indicates when the
participants perceive the agents interpersonally and
rate their impressions, these four factors have large
effects. Thus we will use the factors and factorial
scores for later analysis to evaluate the gender effects.
4.2 Analysis of Tolerance Factor and
Sociability Factor
We performed three-way ANOVA (repeated
measures) with factors “participant gender”, “agent
gender”, and “gender of self-adaptor”. The dependent
variables are total factorial score of each factor.
The result showed there are no main effects of
participants’ gender, agent’s gender, and gender of
self-adaptor on “Tolerance factor” and “Sociability
factor”. There are significant second-order
interactions in the “Tolerance factor” (p<0.05)
between participants’ gender and agents’ gender.
Figure 5 shows the tolerance factor score of each
condition. The male participants rated the female
agent performing feminine self-adaptors significantly
ICAART 2016 - 8th International Conference on Agents and Artificial Intelligence
22
Table 3: Four factors and adjectives for interpersonal impressions.
higher than the same agent performing masculine
self-adaptors (F: 4.58, p<0.05). While the female
participants showed tendency for higher rating to the
female agent performing masculine self-adaptors (F:
2.55, p=0.122). There are no difference in the
tolerance factors when the participants evaluated the
male agent. While to the case of female agent, the
tolerance scores were higher when the female agent
performs different gender’s self-adaptors from the
participants’ gender. There are no significant main
effects nor second-order interactions found in the
“Sociability factor” (shown in Figure 6).
Figure 5: Tolerance factor score of four conditions
compared by participants’ gender.
Figure 6: Sociability factor score of four conditions.
4.3 Analysis of Gender Factor
We performed three-way ANOVA for total factorial
scores of gender factor. Figure 7 shows gender factor
scores of four conditions. The main effect of agent’s
gender on gender factor is found (p<=0.01).
Significant second-order interactions are not seen in
gender factor. These results mean the agents
appearance made significant differences in
impression of gender. The male agent were perceived
as more masculine than the female agent regardless
15
16
17
18
19
20
21
22
23
Male
Female
Tolerance Factor
Self-adaptor
Male Agent Female Agent Male Agent Female Agent
Male Participant Male Participant Female Participant Female Participant
*
*: p<0.05
Hight
Low
n=29
13
14
15
16
17
18
19
Male participant Female participant
Male agent
Male adaptor
Male agent
Female adaptor
Female agent
Male adaptor
Female agent
Female adaptor
Sociability
Factor
Hight
←→
Low
Analysis of Gender-specific Self-adaptors and Their Effects on Agent’s Impressions
23
of the gender of self-adaptors, and the female agent
were perceived as more feminine than the male agent
regardless of the gender of the self-adaptors by both
gender of participants.
However, when we focus on the gender factor
score of the female agent, a significant difference in
participants’ gender was found. As shows in Figure 8,
in the case of female agent, the male participants
perceived significant higher femininity to the female
agent performing feminine self-adaptor (F: 4.88
p<0.05) than the same agent performing masculine
ones. While the female participants showed no
difference in the gender scores of the same agent
conditions.
Figure 7: Gender factor scores of four conditions compared
by participants’ gender.
Figure 8: Gender factor scores of female agent conditions
compared by participants’ gender.
4.4 Analysis of Naturalness Factor
We performed three-way ANOVA for total factorial
scores of “Naturalness factor”. Figure 9 shows
naturalness factor scores of four conditions. There are
no significant main effects nor second-order
interactions found in the naturalness factor. This
means the participants perceived agents with all
conditions as equally natural.
Figure 9: Naturalness factor score of four conditions.
5 DISCUSSION AND FUTURE
DIRECTIONS
The above results showed we did not find
deterioration in the perceived naturalness of agents
when the agents’ appearance and gender of self-
adaptors don’t match. In the case of the female agent,
there are interactions between the participants’
gender and gender of self-adaptors in the tolerance
factor. Specifically, the female participants had lower
impression on the feminine self-adaptors performed
by the female agent. Thus, our hypothesis “when the
participant’s gender, agent’s gender, and gender of
the gender-specific self-adaptors are consistent,
participants feel higher naturalness and have better
impression toward the agent than any other
combinations” was not fully supported. We will
discuss why the hypothesis was not supported below.
When the participants evaluate the impression of
the agents used in the experiment, the four factors
forms the overall impression of the agent, namely,
tolerance, sociability, gender, and naturalness. The
analysis of gender factor showed the participants of
both gender correctly perceived the gender of the
agent. Only male participants perceived the feminine
self-adaptors performed by the female agent as most
feminine, while such correct perception did not occur
in the case of the female participants, nor of the male
agent, and the masculine self-adaptors. On the other
hand, all agents in four conditions are perceived as
equally natural even when the gender of the agent and
the gender of self-adaptors don’t match. In terms of
perceived tolerance, the female agent’s performing
the feminine self-adaptors resulted in opposite
impressions between the male and female participants.
The male participants perceived the female agent
performing feminine self-adaptors as most tolerant,
8
9
10
11
12
13
Male participant Female participant
Female agent
Male adaptor
Female agent
Female adaptor
Male agent
Male adaptor
Male agent
Female adptor
Gender Factor
Female
Male
n=29
8
9
10
11
12
13
Male
Female
Self-adaptor
Female agent Female agent
Male participant Female participant
Gender Factor
Female
Male
*
*:p<0.05
n=29
5
6
7
8
9
10
11
12
Male participant Female participant
Male agent
Male adaptor
Male agent
Female adaptor
Female agent
Male adaptor
Female agent
Female adaptor
Naturalness
Factor
High
←→
Low
n=29
ICAART 2016 - 8th International Conference on Agents and Artificial Intelligence
24
while the female participants rated the same condition
as least tolerant in all conditions.
The results suggest interesting gender differences
in perceiving the feminine self-adaptors. The
Japanese male participants are in favour of the
feminine self-adaptors, while the Japanese female
participants have rigorous impression on them when
they are performed by the female agent, without
noticing the difference as all conditions are rated as
equally natural. This suggest there is a dichotomy
between participants’ gender in the perception of
combination of self-adaptor and agent’s gender.
This research is still at a starting phase, thus has
several limitations. Firstly, we need to conduct more
fine grained study on the self-adaptor in human-
human interactions. Extraction of self-adaptors was
made from the video recordings of only 20
participants, who are undergraduate students in Japan.
The evaluations of self-adaptor performing agents
were made by 29 Japanese undergraduate students
(different subjects from those who were videotaped).
Given the enormous inter-subjective variability in
gesture use, we need to conduct close observations on
the form and movements of self-adaptors with larger
samples with wider age range and cultures.
Secondly, although we compared only
masculine/feminine self-adaptors in this experiment,
we need to compare impressions with non-self-
adaptor condition in order to evaluate the masculinity
and feminity of the self-adaptors solely.
Thirdly, future work should also consider cultural
diversity in expressing and perceiving self-adaptors.
There are culturally-defined preferences in bodily
expressions (Johnson, 2004, Rehm, 2007, Rehm,
2008, Aylett, 2009) and in facial expressions (Koda,
2009, Rehm, 2010), and allowance level of
expressing non-verbal behaviour are culture-
dependant. Japanese male tend to perform self-
adaptors around their nose and chin more frequently
than other cultures by observation, and Japanese
female tend to cover their mouth while talking, which
is considered as typical Japanese female self-adaptor.
We will investigate culture specific self-adaptors
from video recordings of human-human interactions
from other cultures. Furthermore, we will implement
them with agents, and conduct a cross-cultural
evaluation study.
6 CONCLUSIONS
Our evaluation of the interactions between the agents
that exhibit self-adaptors typically exhibited by
Japanese male and female indicated that there is a
dichotomy on the impression on the agent between
participants’ gender. Japanese male participants
showed more favourable impressions on agents that
display feminine self-adaptors than masculine ones
performed by the female agent, while Japanese
female participants showed rigorous impressions
toward feminine self-adaptors. These results implies
the importance of considering the use of self-adaptors
and gender in successful human-agent interactions.
ACKNOWLEDGEMENTS
This research is partially supported by a Grant-in-Aid
for Scientific Research (C) 26330236) (2014-2016)
from the Japan Society for the Promotion of Science.
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