Energy Saving Potential in Building Envelopes through Energy
Conservation Building Code and Design Alternatives in Warm
and Humid Climate
Anuthama Mahesh
1
, Pradeep Kini
2
and Pranav Kishore
2
1
Manipal School of Architecture and Planning, Manipal Academy of Higher Education, Karnataka, India
2
Centre of Sustainable Built Environment, MSAP, Manipal Academy of Higher Education, Karnataka, India
Keywords: Energy Conservation Building Code, Building Envelope, Climate Change, Warm & Humid Climate, Thermal
Comfort, Building Energy Simulation, Sustainable Development.
Abstract: Energy usage in commercial buildings significantly adds to the total annual energy consumption of the
building sector in India which is growing at a fast pace. A large fraction of energy consumed in buildings is
attributed to space cooling systems. Heat transfer through the building envelope leads to higher demand for
space cooling and increased electricity usage for space cooling systems which further leads to higher levels
of emissions enabling climate change. In this study, the energy savings potential for commercial buildings
through the implementation of Energy Conservation Building Code (ECBC) of India has been studied for
commercial building envelope in the warm and humid climate zone of India. The existing building envelope
is analysed through documentation and a simulation model is created towards the baseline case. A second
model is then simulated with ECBC prescriptive requirements using Energy Conservation Measures (ECM)
and is evaluated based on energy consumption to analyse the relative performance of building envelope
components. The implementation of ECBC prescriptive requirements is found to reduce energy consumption
by 15.86% in the baseline case. Further implementation of Design Alternatives (DA) in the building envelope
achieved a reduction in overall annual energy consumption by 32.31%.
1 INTRODUCTION
Mass urbanization and expanding population has
brought tremendous growth in the building sector in
the warm & humid climate of India and it is poised
for greater growth in the future. It is estimated that
75% of the buildings required in the upcoming decade
is yet to be built, and a study conducted in 2010
estimates that 700-900 million square metres of
commercial and residential spaces are expected to be
built every year in India (McKinsey and Company,
2010). This large-scale development is resulting in an
increasing demand for energy. The building sector in
Warm & humid climatic zones of India contributes to
approximately one third of the total annual electrical
energy consumption in the region (McKinsey and
Company, 2010).
Commercial buildings that are being developed in
the warm and humid regions consume a significant
amount of energy. In the year 2016-17, the
commercial sector consumed a total of 98333 GWh
which constitutes to about 9.22% of the total energy
consumption in India (Central Electricity Authority,
2017). Figure 1 shows the growth in energy
consumption in the commercial sector in India.
A major part of the required electrical energy in
India is generated through thermal power plants
where coal is used as a major source of energy for
production. 76.08 % of total power generation in
India is based on thermal power plants using coal
(Central Electricity Authority, 2018). Generation of
power using such fossil fuels leads to emission of
GHGs and harmful particulate matter which affect the
local as well as global environment, leading to
climate change. According to a data collected in 2017
the annual growth rate of CO
2
emissions in India from
2005 to 2016 was 6% with a total emission of 2271.1
million tonnes of CO
2
(U.S. Energy Information
Administration, 2012). A study conducted in 2012
estimated that India’s net annual CO
2
emission value
would reach 2.2GT by 2035, making it the world’s
second largest emitter of GHGs (U.S. Energy
Information Administration, 2012).
Mahesh, A., Kini, P. and Kishore, P.
Energy Saving Potential in Building Envelopes through Energy Conservation Building Code and Design Alternatives in Warm and Humid Climate.
DOI: 10.5220/0010433900270034
In Proceedings of the 10th International Conference on Smart Cities and Green ICT Systems (SMARTGREENS 2021), pages 27-34
ISBN: 978-989-758-512-8
Copyright
c
2021 by SCITEPRESS Science and Technology Publications, Lda. All rights reserved
27
Figure 1: Electrical Energy Consumption growth in Commercial Sector in India (Source: Central Electricity Authority).
Studies have shown that the building sector, which
contributes to about 30% of the total national energy
consumption, has the potential to control the effect of
energy consumption on climate change through the
implementation of energy conservation measures. In
commercial buildings, energy consumed by HVAC
for space cooling, lighting and use of office
equipment are major contributors to the total energy
consumed. The space cooling in commercial
buildings contributes to nearly 50% of the total
commercial building energy consumption
(International Energy Agency, 2011). In India, air
conditioning systems sales has increased from 2.8
million units in 2009 to approximately 30 million
units in 2017 (TERI, 2018).
In order to mitigate the harmful effects caused by
such large-scale growth on the environment and to
promote energy efficiency in the built environment,
the energy conservation building code was
formulated by the Bureau of Energy Efficiency
(BEE). These building codes aim to conserve energy
and operation costs to the building owner over time,
relative to the building energy performance and
operation costs of a conventionally designed building.
The Energy Conservation Building Code (ECBC)
focuses on energy conservation in commercial
buildings due to their high share of energy
consumption in the nation.
Several studies have been carried out to analyse
the energy conservation potential through the
implementation of various energy conservation codes
and advanced energy efficiency measures in different
climatic zones in India. Chedwal et al. reported that
the application of ECBC strategies on the existing
hotels in Jaipur, Rajasthan could lead to an annual
savings of 27.9 GWh. Furthermore, the application of
advanced EEMs resulted in an annual energy savings
potential up to 67.04 GWh (Chedwal, Mathur,
Agarwal and Dhaka, 2015). In a study conducted for
energy conservation potential in the hot and dry
climate of Ahmedabad, Gujarat, Jayswal et al.
estimated a 31% reduction in space cooling load
through the implementation of ECBC for building
envelope design (Jayswal, 2012). Another study
conducted by Tulsyan et al. focused on six different
typologies of commercial buildings in the city of
Jaipur, Rajasthan. This study resulted in
understanding the variation of energy saving potential
with the type of building usage. Energy conservation
through ECBC implementation ranges from a
minimum of 17% in the case of an institutional
building to the highest of 42% in the case of a hospital
building in the hot and dry climate of Jaipur (Tulsyan,
Dhaka, Mathur and Yadav, 2012). A study was
conducted on the practical implementation of energy
conservation measures like cool roofs and roof
whitening for air-conditioned commercial buildings
in warm & humid climatic zone, in the city of
Hyderabad which estimated a reduction in space
cooling energy requirement by 14-26% (Xu, Sathaye,
Akbari, Garg, Tetali, 2011).
A number of studies in different climatic zones,
have proven the effectiveness of the implementation
of energy conservation codes and advanced energy
efficiency measures for energy savings in commercial
buildings. However, there are limited number of
studies related to the implementation of ECBC on
commercial buildings in warm and humid climate.
The aim of this study is to understand the factors
leading to increased electrical energy consumption in
a conventional commercial building and to estimate
the energy savings potential of an ECBC-compliant
building compared to the energy consumption in a
conventional commercial building in warm and
0
20000
40000
60000
80000
100000
120000
EnergyConsumption
GWh
Year
SMARTGREENS 2021 - 10th International Conference on Smart Cities and Green ICT Systems
28
humid climate. Energy saving potential through
ECBC recommended parameters and advanced
energy efficiency measures for the building envelope
has been studied for the demonstration building.
2 ENERGY CONSERVATION
BUILDING CODE OF INDIA
2.1 Overview
The Bureau of Energy Efficiency (BEE) is an agency
initiated by the government of India under the
ministry of power. The role of BEE is to introduce
codes and standards for the efficient use of energy in
India. One such initiative was the launch of Energy
Conservation Building Code (ECBC) in 2007 with
the objective of reducing the impacts of increasing
energy consumption and carbon emissions which
ultimately leads to a larger problem of climate
change. ECBC provides nominal guidelines and
requirements for energy efficient design of buildings
through several approaches.
A building with commercial use is classified as
per the functional requirements of its design,
construction, and use into the following categories
such as Hospitality, Healthcare, Assembly, Business,
Educational, Shopping Complex, and Mixed-use
Building. The energy efficiency criteria in
commercial buildings is achieved by implementing
certain energy efficiency measures in the design of
building systems. The code specifications are broadly
applicable to four main building systems; Building
envelope, HVAC and mechanical systems, lighting
(interior and exterior), and electrical power
generators and motors.
ECBC sets a few mandatory requirements and
provides two approaches for compliance; Prescriptive
Method and Whole Building Performance Method.
The Prescriptive Method requires a building to meet
all prescribed minimum or maximum values for all
building systems whereas in the Whole Building
Performance Method, the building is said to be
ECBC-compliant when the net annual energy
consumption value of the proposed simulation model
is lower compared to that of the standard design
model. Under this approach, it is not necessary for the
design to follow the individual ECBC prescribed
requirements.

2.2 Implementation of ECBC
Implementation of ECBC in commercial buildings in
India can be proved instrumental in energy
conservation and energy efficient design. While the
Central Government has powers under the Energy
Conservation Act, 2001 to notify standards energy
consumption in commercial buildings, the state
governments can amend the code to suit local or
regional needs and notify the same.
In the state of Karnataka, mandatory Energy
Conservation Building Code compliance was adopted
for commercial buildings in 2014 by the Karnataka
Renewable Energy Department Limited under the
Energy Department of the Government of Karnataka.
Several modifications were made to the code by The
Energy Department to suit the local requirements in
Karnataka.
2.3 ECBC for Warm and Humid
Climate Zone
All prescriptions given by the code are specific to the
climate zone in which the proposed building is
situated. All regions of the country have been
classified into the following five climatic zones:
warm-humid, composite, temperate, hot and dry, and
cold. The varying profile of each climate zone
demands different code prescriptions to facilitate the
thermal comfort requirements. ECBC prescribes
material requirements for each component of the
building envelope, specifically for ECBC compliance
in the warm and humid climate zone. For instance, the
maximum permissible U-value of a roof assembly in
the warm and humid climate zone is prescribed as
0.33 W/m
2
K and that of an opaque external wall is
0.40 W/m
2
K. The maximum allowed Energy
Performance Index (EPI) ratios for all ECBC-
compliant buildings in warm and humid climate is 1.
3 METHODOLOGY
A five-storey commercial building has been chosen
for detailed analysis and demonstration which is
located in Manipal, Karnataka. The demonstration
building envelope has extensive glazed facade and the
heat gain conditions can be well understood in such a
layout. The data of energy consumption due to each
building envelope component is studied for further
understanding of the factors that influence variation
in energy consumption. Implementation of ECBC on
commercial building envelopes has been studied and
this study aims to contribute towards the energy
Energy Saving Potential in Building Envelopes through Energy Conservation Building Code and Design Alternatives in Warm and Humid
Climate
29
saving potential especially for the warm and humid
climatic zone in India.
3.1 Climate at Study Location
Figure 2 shows the monthly temperature variation for
Manipal where the demonstration building is situated
and is a broad representative sample for this climate.
Figure 2: Monthly temperature variation in Manipal.
Manipal lies in the district of Udupi in southern
coastal Karnataka which experiences tropical warm
and humid climate. The temperature reaches a
maximum of 37°C with an average humidity of 72%
during the summer months from March to May.
Heavy rainfall of over 4000 mm is experienced in the
months of June to September with peak humidity
level up to 90%. The average annual humidity is 77%
and the and mean annual temperature is 29°C. Heavy
winds are common during the monsoon, reaching a
peak wind speed of over 12m/s.
3.2 On-site Documentation of
Demonstration Building
Figure 3: Exterior view of demonstration building.
On-site documentation of the building was carried out
to collect data on the building dimensions, annual
energy consumption, occupancy, building materials
etc. Figure 3 shows the exterior view of the
demonstration building.
Table 1: Lists details of the demonstration building that
have an impact on the energy consumption.
Building Information Details
Location
13°20'48.4"N
74°47'03.1"E
Site area 910 m
2
Building size G + 4
Total built-up area 2190 m
2
Ground coverage 38.5%
First floor carpet area 500 m
2
Building facing North-West
Operating schedule 9:00 AM – 9:00 PM
WWR - NW 0.85
WWR - NE 1.00
WWR - SW 0.71
WWR - SE 0.00
The demonstration building is a G+4 shopping centre
majorly occupied by departmental stores. The
building has a ground coverage of 350m
2
, total built
up area of 2190m
2
and total carpet area of 1900m
2
which is majorly occupied by departmental stores.
The stores have an operation time of 12 hours,
from 9:00AM to 9:00PM. The upper floors have a
larger floor plate area compared to the ground floor
which is achieved by a 3-meter cantilever on all sides.
The longer front façade of the building faces the
north-west direction and the structure incorporates
complete glass facades on two sides with an average
window-to-wall ratio of 0.62. A small central atrium
from the ground floor to the third-floor acts as a good
source of daylighting. Table 2 lists the material
specifications for each of the building-envelope
component.
The building envelope majorly consists of the
opaque walls, roof slab and vertical fenestrations. The
opaque walls have an overall u-value of 2.03 W/m
2
K
and are constructed with 150mm thick concrete
masonry units with interior and exterior plaster
thickness of 10mm. The building roof and floors are
150mm thick reinforced concrete slabs with a thermal
transmittance (u-value) of 2.97 W/m
2
K. Exterior
glazing curtain wall is used as vertical fenestration
with clear glass of 10mm thickness and SHGC of
0.86.
SMARTGREENS 2021 - 10th International Conference on Smart Cities and Green ICT Systems
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Table 2: Building Material Specifications.
Building component Material(s) Detailing
Wall
Concrete masonry
U-value 2.03 W/m
2
K
200mm thick masonry (concrete block) wall +
10mm cement plaster in interior(s) and
exterior(s).
Vertical Fenestration
Exterior glazing
U-value 5.54 W/m
2
K
SHGC 0.76
Full height exterior clear glass glazing 10mm
thickness
Floor
RCC flat slab
U-value 1.8 W/m
2
K
Reinforced concrete slab 100mm thick
Roof
RCC flat slab
U-value 1.8 W/m
2
K
Reinforced concrete slab 100mm thick
The building plan follows a symmetrical layout with
a simple grid for columns placement. The building
entrance is on the north-west facade of the building.
A central atrium of 3.0m x 7.8m divides the plan into
two equal rentable areas while also serving as a good
source of daylight. The building consists of one
elevator and one staircase that reaches up to the 4th
floor. The average floor-plate area is 320m
2
on the
ground floor and 500m
2
on all above floors. Figure 4
shows the typical floor plan of the demonstration
building.
Figure 4: Typical floor plan.
3.3 Building Energy Simulation
In this study, the annual energy consumption of the
simulated model of the proposed design following
ECBC recommendations is compared to that of the
existing energy consumption value of the
demonstration building. Building energy simulation
is carried out using a BEE approved simulation
software, eQUEST, which enables detailed building
energy analysis. The software utilizes a DOE-2
simulation engine and it also includes a building
creation wizard, a graphical result display, and an
EEM wizard. The 3D simulation model of the
demonstration building made on e-QUEST is shown
in Figure 5.
Figure 5: eQUEST simulation model of demonstration
building.
As per the onsite documentation of the building
envelope and the utility bills of the building, the
baseline case with all parameters of the building
envelope and material specifications is used as input
and modeled. The simulation model is calibrated with
the onsite documentation and validated towards
ECBC compliance and ECM Design Alternatives for
building envelopes in warm & humid climatic zone.
The prescriptive requirements are achieved by
implementing design strategies such as increasing the
thickness and addition of insulating materials to the
roof(s) and opaque walls, utilising glazing with lower
SHGC in vertical fenestrations and so on. Table 3 lists
the prescriptive requirements for building envelope
components of ECBC compliant retail buildings in
warm & humid climatic zone of India.
Energy Saving Potential in Building Envelopes through Energy Conservation Building Code and Design Alternatives in Warm and Humid
Climate
31
Table 3: ECBC prescriptive requirements for building
envelope in warm and humid climate.
Building
Envelope
Component
Parameter
Prescriptive
Requirement
Opaque External
Wall
Maximum
U-Value
0.40 (W/m
2
K)
Roof
Maximum
U-Value
0.33 (W/m
2
K)
Vertical
Fenestration
Maximum
SHGC
0.27
Maximum
U-Value
3.00 (W/m
2
K)
The second model is simulated after the
implementation of ECBC prescriptive requirements
on e-QUEST to arrive at the new energy consumption
value. The difference between the energy
consumption values of the first model and the second
model gives the total energy saved through the
implementation of the energy efficiency measures
used to attain the ECBC requirements.
4 RESULTS AND DISCUSSION
On simulating the first model with existing building
parameters as a baseline, an annual electrical energy
consumption value of 547,230 kWh with EPI of 249.8
kWh/m
2
/y was obtained. Majority of the consumed
energy could be attributed to space cooling which
constitutes to 35.44% of the net building energy
consumption. Energy conservation measures for the
building envelope presents potential for reduction in
energy consumption due to space cooling.
Furthermore, it was noticed that maximum energy
consumption occurs in the months of March, April
and May which are the hottest months of the year for
this climatic region which leads to maximum
requirement for space cooling through HVAC
systems.
On obtaining these values and identifying the
major factors that cause an increased consumption of
energy during several months of the year, certain
energy conservation measures (ECMs) specific to the
building envelope were implemented as
prescribed
by ECBC in order to reduce the energy demand by
HVAC systems. The ECMs included aspects such as
change in the U-value of opaque walls, glazing and
roof which are achieved by altering the material or the
building component specifications. Once the changes
were applied to the second model, the building
performance was simulated on eQUEST. The
changes made in the second model resulted in
reduction in energy consumption compared to the
model simulated with existing parameters. The
percentage of energy conserved through the
implementation of each ECM was calculated. Table 4
lists the percentage of reduction in energy
consumption achieved through each ECBC
prescriptive requirement change in the building
envelope and the cumulative energy consumption.
Table 4: Energy savings through each ECBC prescriptive
building envelope ECM.
Parameter
Baseline
Case
ECBC
Prescriptive
ECM
Energy
Savings
(%)
Wall
thickness –
U-value
200mm
thick
concrete
masonry
wall
U-value
2.03
W/m
2
K
300mm thick
aerated concrete
block wall
U-value 0.40
W/m
2
K
7.28%
Roof slab
thickness –
U-value
100mm
thick
reinforced
concrete
slab
U-value 1.8
W/m
2
K
115mm thick
reinforced
concrete slab with
60mm thick over-
deck extruded
polystyrene
insulation
U-value 0.32
W/m
2
K
4.78%
Glazing type
– U-value
10mm
single
glazing
U-value
5.54
W/m
2
K
20mm double
glazing - 6mm
glass with 8mm
air cavity
U-value 3.0
W/m
2
K
5.84%
Glazing type
– SHGC
10mm
single
glazing
SHGC 0.76
20mm double
glazing - 6mm
glass with 8mm
air cavity
SHGC 0.27
5.84%
Cumulative
Total
Total
15.86%
It is observed that change in the properties of opaque
walls lead to maximum reduction in energy
consumption due to space cooling requirement. For
instance, reduction of U-value by using 300mm thick
aerated concrete blocks in opaque walls leads to
reduction of building energy consumption by 7.28%
SMARTGREENS 2021 - 10th International Conference on Smart Cities and Green ICT Systems
32
and addition of insulation in the roof slab to reduce
the U-value, reduced energy consumption by 4.78%.
Similarly, since nearly half of the building
incorporates a glass façade, changing the vertical
fenestration to a double-glazed unit to reduce both the
U-value and SHGC achieved a reduction in building
energy consumption by 5.84%. However, the glass
façade of the demonstration building faces the north
and north east directions and naturally receives a
lower amount of direct sunlight and hence a building
receiving direct sunlight could benefit more from
such lowering of the U-value and SHGC of glazing.
A total of 15.86% savings in energy is achieved
through the implementation of ECMs based on ECBC
prescriptive requirements leading to a reduced annual
energy consumption of 460,439 kWh compared to
547,230 kWh in the baseline case. The results
obtained can be viewed in terms of the classification
of building envelope component where opaque walls
seem to have a higher effect of heat gain compared to
the transparent glazing. This result, however, is
specific to this demonstration building and is
dependent on the type of building, orientation and
overall window to wall ratio. Figure 6 shows the
comparative effect of each ECBC prescriptive ECM
for the building envelope.
Figure 6: Comparative effect of ECBC prescriptive ECM
for building envelope.
Further implementation of Design Alternatives (DA)
for building envelops on the demonstration building
model such as the introduction of cool roof, thermal
insulation of walls and reduction of window-to-wall-
ratio yielded savings in energy in addition to the
savings through ECBC prescribed ECMs. Percentage
of energy savings through each DA and cumulative
total savings of DAs along with ECBC prescriptive
ECMs is listed in Table 5.
Table 5: Energy savings through each DA for building envelope and cumulative savings.
Parameter Baseline Case
ECBC Prescriptive
ECMs Implemented
Design Alternatives
Energy
Savings (%)
Wall thermal insulation
200mm thick concrete
masonry wall - U-
value 2.03 W/m
2
K
300mm thick aerated
concrete block wall -
U-value 0.40 W/m
2
K
– No insulation
300mm thick aerated
concrete block wall
with 60mm thick
thermal insulation
13.62%
Cool Roof
100mm thick
reinforced concrete
slab - No coating - U-
value 1.8 W/m
2
K
115mm thick
reinforced concrete
slab with 60mm thick
insulation - U-value
0.32 W/m
2
K - No
coating
115mm thick
reinforced concrete
slab with 60mm thick
insulation and
reflective coating -
Solar reflectance 0.65
8.22%
Window-to-Wall-Ratio Overall WWR of 0.62 Overall WWR of 0.62 Overall WWR of 0.40 10.47%
DA + ECBC
Prescriptive ECM
Cumulative total
32.31%
0
1
2
3
4
5
6
7
8
Energy Saving Potential in Building Envelopes through Energy Conservation Building Code and Design Alternatives in Warm and Humid
Climate
33
Addition of thermal insulation to the west and
south-west facing walls reduces internal heat gain and
consequently reduces annual energy consumption by
13.62% and the increase in roof solar reflectance to
create a cool roof resulted in 8.22% savings. To
reduce the amount of heat-gain due to direct sunlight
through vertical fenestrations, reduction in the over
WWR of the building envelope to 0.40 reduces
energy consumption by 10.47%. Simulating the
model with the combined effect of both the ECBC
prescriptive ECMs and DAs gives an overall annual
electricity consumption of 401,502 kWh with 32.31%
annual savings.
5 CONCLUSIONS
Through this study, it is evident that there is a
significant potential for energy conservation through
the implementation of ECBC in commercial
buildings. The research is carried out for a
demonstration building situated in the warm and
humid climate zone in Karnataka, India and is a broad
representative sample for this climate and a similar
methodology can be followed for any Indian city with
similar climatic conditions. Changes made to the
building envelope by following ECBC
recommendations for the building envelope achieved
a reduction in annual energy consumption by 15.86%
and additional implementation of DAs lead to an
overall annual savings of 32.31%. It is concluded that
the building envelope is a key determinant factor in
the energy consumed in commercial buildings mainly
required for space cooling. With a large part of the
building stock in India yet to be built, it is important
to implement energy conservation measures in all
upcoming buildings to achieve healthy growth and a
sustainable development of cities in the country.
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