Adaptable GDPR Assessment Tool for Micro and Small Enterprises
Emanuel Löffler
a
, Bettina Schneider
b
, Andreas Goerre and Petra Maria Asprion
c
1
Institute for Information Systems, School of Business, FHNW University of Applied Sciences and Arts Northwestern
Switzerland, Peter Merian-Strasse 86, Basel, Switzerland
Keywords: Data Protection, Micro and Small Enterprises, GDPR Self-assessment, Web Application.
Abstract: The coming into force of the European General Data Protection Regulation (GDPR) has profoundly changed
the data protection landscape. Irrespective of their size, organisations inside and outside of Europe are
challenged to comply with the requirements posed by the GDPR. Especially micro and small enterprises
(MSEs) lack the required internal resources and knowledge to understand the regulation and its implications.
In our study, a simplified self-assessment tool dedicated to the situation of MSEs is designed to act as an
amplifier for the data protection maturity of this target group. Our research is embedded into the H2020 EU
project GEIGER that aims to leverage cybersecurity and data protection of MSEs in Europe. Building upon
Hevner’s design science research, our study results in an open source, easy-to-adapt GDPR self-assessment
web application targeted to the broad, but so-far rather neglected user group of MSEs. Our privacy-by-design
and mobile-first approach ensures the trustworthy handling of user data while focusing on usability.
1 INTRODUCTION
In recent years, the global IT landscape has
undergone a revolution in terms of the processing of
personal data. The Cambridge Analytica scandal put
data protection in the spotlight, highlighting the need
for stronger data protection laws (Davies, 2015).
Consequently, the European Union (EU) reacted with
a new data protection regulation in 2016; after a two
years transitional period, the General Data Protection
Regulation (GDPR) came into effect (Voigt & Von
dem Bussche, 2017). The protection of personal data
is now a fundamental right of every EU citizen.
The data protection legislation in countries that
are not part of the EU, such as Switzerland, are often
based on the principles of GDPR (European
Commission, 2020a). The aim of GDPR is to
strengthen the rights of the individuals over their own
data, to make organizations accountable, and to
provide services without barriers irrespective where
the individuals or services are located (Tikkinen-Piri,
Rohunen & Markkula, 2018).
a
https://orcid.org/0000-0001-9469-5146
b
https://orcid.org/0000-0001-8460-3658
c
https://orcid.org/0000-0001-6582-5087
1
https://project.cyber-geiger.eu
GDPR applies to organisations of any size that
process personal identifiable data from EU citizens
(Voigt & Von dem Bussche, 2017). However, the
regulation is written in legal language and is full of
technical terms. Especially micro and small
enterprises (MSEs), which are essential for the
European economy (European Commission, 2020b),
struggle to understand how they can comply with the
regulation and what it means for their business
(GDPR.EU, 2019). This is a severe issue since fines
as consequence of non-compliance are harsh and
every EU citizen can file a lawsuit in case of a GDPR
violation (Voigt & Von dem Bussche, 2017).
The EU-funded project GEIGER
1
aims to help
MSEs coping with the risks that are coming with the
ongoing digitalization. One of the project’s targets is
to develop a so-called ‘GEIGER Indicator’, which
shows the current cybersecurity and privacy risks and
allows the user to take simple countermeasures. In
alignment with the classification published by the
European Union Agency for Cybersecurity (ENISA,
2021), the GEIGER project covers the main
cybersecurity threats; data protection and GDPR
Löffler, E., Schneider, B., Goerre, A. and Asprion, P.
Adaptable GDPR Assessment Tool for Micro and Small Enterprises.
DOI: 10.5220/0011014200003179
In Proceedings of the 24th International Conference on Enterprise Information Systems (ICEIS 2022) - Volume 2, pages 301-308
ISBN: 978-989-758-569-2; ISSN: 2184-4992
Copyright
c
2022 by SCITEPRESS – Science and Technology Publications, Lda. All rights reserved
301
compliance are regarded as an essential aspect. The
present study is embedded in the GEIGER research.
The challenge of MSEs to achieve GDPR
compliance is well known and documented
(Schweizerischer KMU Verband, 2020; GDPR.EU,
2019). As this target group is large and shows an
immense diversity, tailored support is still a need. To
help MSEs to be compliant with GDPR, self-
assessment tools have been created helping to
conduct an initial positioning. Nevertheless, many
enterprises do not know where to start and how to
identify the crucial parts of the regulation for their
business. They are overwhelmed by the complexity
of the procedures to assess data protection maturity.
One significant cause can be found in the fact that the
existing self-assessment tools are written using
formal language and technical terms. There is a lack
of fit for the target group of MSEs.
To close this gap, an easy-to-use and easy-to-
understand ´GDPR self-assessment tool´ dedicated to
MSEs could simplify the path to compliance and to
foster a positive perception of data protection. The
challenge is to find the balance between simplicity
and informative value. With our research to design
and develop an adaptable GDPR self-assessment web
application, we aim to contribute to the data
protection journey of MSEs.
As methodological approach, design science
research (DSR) has been used. The approach intends
to attain expertise and comprehension of a problem
domain, as well as its solution in the development and
application of an artifact (Hevner et al., 2004). The
target of DSR is to support research that is close to
the environment, in which a problem should be
solved; thus, it should be a applied-oriented approach.
The environment is examined to identify a problem,
which results in business needs for the artifact. The
knowledge base is examined to extract foundations
and methodologies of prior research to end up with
applicable knowledge for the development of the
artifact. After creating a prototype, the artifact needs
to be evaluated and refined based on the insights of
the environment and knowledge base. Once the
artifact is set for field testing, it is applied in the
environment. As soon as the research provides new
findings, extensions of the knowledge base can be
provided. At the end of the research, the findings need
to be communicated in an appropriate way (Hevner et
al., 2004).
Our research follows the suggested steps of the
DSR process. First, the problem identification is
2
Even though Brexit has changed the relationship to the
EU, the material is still valid.
completed through research on GDPR and MSEs in
Europe; it is enhanced through an expert interview
with the managing director of a data protection
advisory firm operating in Germany. Based on the
analysis of existing work (section 2), the goals the
artifact is intended to achieve are defined applying the
principles of the Kano model (Matzler et al., 1996).
Next, the GDPR self-assessment web application is
designed and developed using a ´mobile-first´
approach (section 3). The prototype is tested in an
appropriate environment (section 4). The evaluation
is based on prior defined requirements and insights of
the demonstration phase. It ends with conclusions and
an outlook (section 5).
2 EXISTING WORK
Various GDPR self-assessment tools exist and are
suitable for different target groups. Three solutions
(1) a professional self-assessment by the British
Information Commissioner Office (ICO), (2) a more
playful self-assessment provided by the Bavarian data
protection body BayLDA, and (3) an Online Check
from a Swiss national federation have been selected
to be elaborated in more detail. They have been
chosen as they are published by data protection
authorities (DPAs) that offer rich guidance for MSEs
and must adhere high content quality standards.
Moreover, they were complementary regarding their
design, allowing for a juxtaposition of these
approaches as a canvas for the development of our
MSE-oriented artifact. The descriptions of the tools
are followed by an assessment identifying potential
gaps and building the base for the objectives of our
newly created self-assessment web application.
2.1 British ICO
The British ICO provides an extensive repository of
GDPR-related resources for a spectrum of users
2
. A
set of checklists aimed at MSEs offers a collection of
tools for the measurement of GDPR compliance. It
consists of eight questionnaires tailored to the
following various fields of activity. Our focus lay on
a tool dedicated for MSEs and sole traders.
The questionnaire opens with a short description
of the tool’s focus and hints towards an initial
assessment to see if GDPR applies to the
organisation. From there, a set of nine short questions
leads the participant to answer with the predefined
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answers ‘Yes’, ‘No’ and ‘In Part’. The option ‘Yes’
is preselected for all questions. Upon submission, the
participant will be provided with an overview of the
answers and additional details (suggested actions and
further readings). The results can be downloaded for
documentation, which suggests data processing on
the server side. However, there is no dedicated
information on whether the data that was entered is
retained or utilized by the ICO.
Assessment: The GDPR self-assessment for
small businesses and sole traders by the ICO is strong
in terms of content. The questions are covering the
relevant aspects of GDPR; the additional information,
the suggested actions and the further readings provide
informational value. Yet, there are some areas for
improvement. First, the questionnaire requires prior
knowledge. Second, the self-assessment could be
more engaging. In terms of the user interface, the
questionnaire is well-structured but does not have any
element or effect which would raise the user’s
attention. Third, it could be an issue that all the radio
buttons are pre-ticked for the answer ‘Yes’. By one
single click on the ‘submit’-button, the self-
assessment can be finished, whereas the user will not
benefit from recommended actions.
2.2 BayLDA Road to GDPR
The DPA of the German federal state of Bavaria
provides a self-assessment tool for any size of
business based on a set of 28 questions (BayLDA,
n.d.). The tool is available in German and English
language. The single-choice answers are not limited
to ‘Yes’/’No’ but provide three elaborated options to
choose from. This requires the users to think about the
questions deeply and to get an impression of GDPR’s
intentions. The questions are subdivided into five
categories of varying value for the final evaluation.
The category of ‘privacy engineering’ is prioritized,
which suggests an implicit target group of larger
enterprises with a complex interplay of systems and
processes.
The tool is decorated with maps of EU member
states without further connection to the context. A
progress bar is displayed as a ‘distance’ on the
figurative ‘Road to GDPR’ that shows how much of
the assessment has already been completed. This
lends the tool a feeling of playing a game.
Assessment: Similarly to ICO, the tool is strong in
terms of content. The BayLDA’s self-assessment uses
the concept of gamification. The ‘Journey through
Europe’-theme emphasises the playful approach.
Overall, this is contributing to a pleasant user
experience and is strengthening the learning effect. The
varying answers encourage the user to reflect more in
detail and decide on its enterprise’s response to the
newly found compliance requirements. However, the
questions are challenging. Unexperienced users may
get frustrated by the complexity of the questions. This
is a risk for the value of the assessment, as interrupted
sessions will not end with the result page.
2.3 Economiesuisse Online Check
Economiesuisse is a national federation representing
the interests of the mainly MSE-based Swiss business
community. It serves as a link between politics,
business, and society. The Federal Data Protection
and Information Commissioner of Switzerland (short:
EDÖB) recommends the Online Check by
Economiesuisse (EDÖB, 2020).
The Online Check is accessible via a public
website and organized as a questionnaire based on
´surveymonkey´ (economiesuisse, n.d.). The tool
consists of two parts. As Switzerland is not part of the
European Union, it starts with an assessment of the
applicability of GDPR. The second part of the tool
provides the main assessment. It contains 15
questions addressing both technical and
organizational aspects. The technical questions
revolve around systems, applications, and services
used for data processing. From organizational the
side, aspects such as access rights, policies, controls,
or third-party contracts are focussed. Some questions
are comprehensive and require prior knowledge.
Regarding the tool handling, the assessment is
organized using closed questions with ‘Yes’, ‘No’, or
‘In Part’ as options. Every question requires a reply
before the test can be finished. At the beginning, the
estimated time for completing the test is indicated and
the progress on completing is displayed. The test
results in a summary statement and a displayed
percentage of achieved points. The questions and
answers can also be reviewed by the user.
Assessment: The content of the Online Check is
well adapted to the needs of Swiss businesses. Only
once the applicability is confirmed, the main
assessment starts. The 15 main questions address a
broad range of GDPR topics, are however not
categorized and do not refer to any articles or further
information. Even though the majority of questions
are formulated using simple terms, pre-knowledge is
required. The conciseness and short duration are
strengths fitting well to the scarce resources of MSEs.
However, the result does not provide a clear guidance
as it lacks appropriate recommendations. The
handling of the web questionnaire could be improved
as it requires pop-ups to be allowed.
Adaptable GDPR Assessment Tool for Micro and Small Enterprises
303
2.4 Summary of Existing Tools
In summary, two of the three analysed tools (ICO and
BayLDA) are geared towards fully assessing
compliance, and to this aim to include most aspects
of GDPR, leading to a potentially overwhelming
experience for users without prior knowledge on the
regulation. The third analysed tool offered a short
questionnaire to be completed within few minutes.
Yet, the applicability of the assessment results is
rather limited. The tool provided by Economiesuisse
is a counterweight to this in providing a small number
of answers that can be quickly assessed. However, it
exposes some technical issues in requiring browser
pop-up permissions and the results provided to users
contain no actionable steps.
The target group of this study are MSEs in Europe
that do not possess in-house data protection expertise.
Rather, we want to reach lay people. Our goal is an
encouragement to take the first steps towards GDPR.
Hence our design approach focusses on accessible
language, to avoid discouragement through
overwhelming language, and on a short completion
time and actionable take-away message for the users.
The previously assessed tools either have drawbacks
in being too extensive for hesitant users or they lack
guidance for future steps after the initial assessment.
Our tool aims at filling the gap between these two
approaches.
3 GEIGER MSE GDPR
SELF-ASSESSMENT TOOL
The goal of our to be developed application is to offer
MSEs a free-of-cost tool to assess their data
protection maturity level with little/no prior
knowledge. The target audience are mainly MSEs, as
large businesses may want more detailed resources to
provide immediate insight into the full scope of the
regulation. Referring to the GEIGER project, we are
targeting a ‘general MSE-related data protection
behaviour’ competence level. This means a general
set of business-related data protection issues, relevant
for data protection laymen is to be addressed
(Remmele and Peichl, 2021).
3.1 Requirements Definition
Our solution must fulfil ten requirements releasable
as self-assessment without further guidance. The
requirements were derived from an analysis of
existing work and an expert interview. Each of the
requirements belong to a specific topic and category
corresponding to the Kano Model (Matzler et al.,
1996). The different categories are ‘Must-Be’ (M),
‘One-Dimensional’ (O) and ‘Attractive’ (A):
1. The user shall be able to adapt the content of
the web application easy. (Maintenance/M).
2. The web application shall not store any
personal data about the user on the server by
design. (Data Privacy/M).
3. The web application shall be built in a way
that allows simple hosting (Hosting/M).
4. The user shall be able to conduct the
assessment on multiple device types (User
Experience/O).
5. The user shall be able to conduct the self-
assessment with little to no prior knowledge
(User Experience/O).
6. The user shall receive an evaluated overall
result corresponding to the answers given
(User Experience/O).
7. The user shall receive feedback on which
aspects of data protection they could
improve (User Experience/O).
8. The user shall be provided with feasible
quick actions for improving the data
protection maturity level of the company
(User Experience/O).
9. The user shall be visually pleased by the web
application (User Experience/A).
10. The user shall be provided useful links to
learn about data protection (User
Experience/A).
Data privacy is required due to both the sensitive
nature of information that is to be entered into the tool
and as a support to the credibility of a tool that
advocates for minimized data collection.
Hosting (the provision of the assessment files to
the user) was defined to be offline-first, thus no server
that processes data outside the user’s device is
allowed for the application to work.
User experience is a key factor on whether the
target group is interested in using the web application.
This aspect is elaborated in more detail in the next
section.
3.2 Design Choices
User experience is defined as “user’s perceptions and
responses that result from the use and/or anticipated
use of a system, a product or service (ISO, 2018). As
this is a broad definition, it is worth noting the
possible options to improve the user experience of the
web application. Apart from basic factors like the
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availability of the web application, the user
experience is strongly influenced through the web
application’s content and user interface (Smith,
2017). Since the content should be easily adaptable
and might hence be subject to change, the
development of a well-designed user interface
became important. The user interface of the web
application is shown in figure 1.
The user interface must be easy to use with control
elements that are suitable for multiple devices (i.e.,
smartphone, tablet, notebook, and desktop). A
mobile-first approach was chosen for the
development of the prototype, desktop usability (e.g.
text width) was adjusted after the initial design. To
adjust the look mainly increasing the size of the
different elements for notebook and desktop
screens, CSS media queries are used. The colour
scheme is derived from the style guide of the
GEIGER project, yet slightly adjusted to match the
overall look of the web application. The content is
placed in white boxes to achieve a solid visual
structure, while the background of the web
application is dark. The colour blue is mainly used to
highlight user interactions (e.g., click on a checkbox
or click on a dropdown item).
The web application consists of three different
pages (i.e., landing page, assessment, and result). The
landing page welcomes the user, delivers basic
information, and provides a button to start the
assessment. The assessment can be conducted on the
second page. The assessment page starts with a
header before each question is displayed. Every
question is placed in its own section to improve the
structure of the page. There are four answer options
for each question (i.e., ‘Yes’, ‘No’, ‘In Part’,
‘Unknown’), which restricts the application in its
existing form to closed questions for the assessment.
As the target group of the web application is
expected to have little or no prior knowledge about
data protection and GDPR, the provision of additional
information is crucial to deliver a value-adding web
application. This is achieved through a dropdown
element, which expands on click to display additional
information. The dropdown offers three different
sections (i.e., more information, case example, GDPR
article), which can be filled with content matching
each question. The questions are created dynamically,
depending on the number of questions the
administrator wants to use for the assessment.
Therefore, it is important that they are structured in a
uniform way. Once all the questions are answered by
the user, the assessment can be evaluated by a click
on the ‘Evaluate’-button at the bottom of the page. If
a question is left unanswered, an alert informs the
user that the questions are not yet ready for
evaluation. The unanswered questions are
highlighted, and the user can complete the
assessment.
Figure 1: Screenshot of the final page of the app.
As soon as the assessment is completed correctly
(i.e., one answer per question), the user will be
redirected to the final page, which displays the
achieved result. The first section displays the overall
rating. The second section displays a graphic, which
shows the need for action of the user according to the
given answers with three possible states (i.e., little
need for action, moderate need for action, strong need
for action), followed by a small text and an
explanation of the different zones of the graphic.
Depending on the answers, the user should be
provided with aspects to improve on and feasible
quick actions. To achieve a consistent look-and-feel
throughout the web application, the same dropdown
components as for the additional information in the
question section have been used. Each dropdown
contains a text and a link, which can be adjusted by
the administrator of the web application. An
appealing user interface is only the basis for a
pleasant user experience (Smith, 2017). The value of
the web application for its target group strongly
depends on the content. Nevertheless, the developed
user interface of the web application is providing the
administrator with a lot of options to place content in
a convenient way.
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305
The interface components were selected in a
certain amount of alignment with the ICO-tool
approach. Specifically, the concept of providing
simple ‘Yes’/’No’ and ‘In Part’-answers allowed for
a faster but complete run-through of the tool while
providing additional information as needed through
expandable fields with descriptions and examples.
Learning from the ICO self-assessment, no pre-
selection of an answer was made, enforcing an active
interaction with each question before the user can
proceed to the results page.
3.3 Development Process
The first step of the development process was the
selection of fundamental technologies, i.e.,
programming languages and environments. With a
smartphone-oriented perspective but universal
executability in mind, a web-based approach was
suitable. The subsequent development process was
conducted in three phases.
3.3.1 Applied Technologies
For the development of the web application, a set of
technologies was chosen. Basic programming
languages were in part extended with libraries,
predefined collections of programming functions that
reduce work effort for programmers. The content
structure of the app was developed in HTML. The
user interface design that styles HTML documents
was added with the default language CSS, under the
inclusion of two libraries: Bootstrap and MDB.
Functionality was implemented in JavaScript,
extended with the jQuery library. All libraries are
included with the tool to avoid third-party tracking.
Content data is stored in the JSON format which can
be edited without programming knowledge. These
well-established technologies allow compatibility
with most common end-user systems by means of a
web browser. Furthermore, all data processing is done
in the browser, thus keeping all data entered into the
app confidentially stored on the end-user device.
During the development phase, emphasis was
placed on allowing subsequent enhancement and
modification by research staff not belonging to the
original project group. To facilitate modification and
development of the application, its components were
documented in detail. For content editors, the data
structure was programmed in a way to allow
modifications without programming knowledge.
3
https://community.cyber-geiger.eu/games/GDPRcheck/
3.3.2 Development Process
In the development phase, for the questionnaire
design, a set of four possible answers on any question
was predefined (‘Yes’, ‘No’, ‘In Part’, ‘Unkown’).
These options were chosen to give users a fast way of
providing answers, as opposed to the verbose
approach of the BayLDA tool. A first set of questions
was derived from the ICO assessment tool for testing.
Short feedback from an expert interview was included
in form of two additional fields for each question.
Two methods for determining the self-assessment
score were developed. They can be chosen as an
option by the maintainer providing the application by
means of a dedicated configuration file. One method
calculates a percentage of correct answers and does
not punish negative answers, resulting in a range
between 0% and 100%. In the second method,
negative answers are penalized with a point deduction
and rated with a score that can reach the negative
range. In a subsequent development cycle, non-
essential functionality was added, such as the
dynamic loading of questions from the content file to
facilitate changes on the self-assessment questions.
Most importantly, the interface was adapted to be
displayed in a well-readable manner on wide screens,
which were initially neglected in the mobile-first
approach. While on phones, paragraphs were
wrapped due to a narrow screen, this behaviour had
to be enforced on wide screens that would otherwise
show very long text lines and empty space, giving the
app an unfinished look. The final tool is available
through a website operated by the GEIGER project
3
.
4 EVALUATION
4.1 Technical Evaluation
Functionality and the user interface of the prototype
were continuously tested during the development
process using Google Chrome (V 91.0.4472.124). At
the end, the web application was tested on other
browsers: Microsoft Edge (V 91.0.864.67) and
Mozilla Firefox (V 90.0). Mobile screens were
simulated with Chrome developer tools were used to
test the user interface on different screens of mobile
devices. At the time of the technical evaluation phase,
no issues became apparent.
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4.2 Field Test
Field tests are necessary to gain data about the
acceptance of a prototype. A qualitative approach
with selected test subjects was chosen and five
questions were tested to lay focus on the user
interaction. The assessment questions were
formulated in a more colloquial style. The following
questions were selected for field testing:
1. Do you treat personal data as a good that you
borrowed rather than a good that you own?
2. Do your processing activities which involve
personal data have a basis on GDPR?
3. Are you transparent towards your data
subjects about processing activities which
include their personal data?
4. Do you delete personal data at the end of the
processing activity for which the data has been
used?
5. Do you have processes in place which ensure
that personal data is stored securely, both hard
copies and digital data?
The field tests with the application were
conducted in physical presence. The participants gave
feedback while conducting the test and were able to
ask questions if something was unclear. An online
survey was set up for anonymized feedback. After the
field tests were conducted, a qualitative analysis to
figure out the key findings of the test ensued.
To achieve valuable and accurate results, it was
paramount to find test subjects that own or are
planning to own a MSE and have little or no prior
knowledge about data protection. In table 1, the
background of the test subjects is outlined. To
maintain privacy, no personal data about the test
subjects is displayed. The age span of the test subjects
was between 23 and 62 years, with three females and
seven males as part of the test group.
Table 1: Background of the test subjects.
Background Data Protection
Knowled
g
e
GDPR
Knowled
g
e
ME (
b
akery) Yes No
SE (
d
octor) Yes No
SE
(
g
ardenin
g)
Yes No
ME
(
3D-
p
rintin
g)
Yes No
ME
(
finance service
Yes No
ME (shoe store) Yes No
ME (
r
estaurant) Yes No
SE (construction) Yes No
ME
(
hairdresser
)
No n.a.*
ME
(
clothin
g
store
)
Yes No
ME = micro enterprise, SE = small enterprise
* Swiss organisation, exclusively operating in Switzerland
The feedback for the web application was
predominantly positive. Most test subjects were
impressed by the web application and enjoyed the
user experience. The result page received a lot of
attention, especially the visualisation of the need for
action and the quick actions. Minor adjustments in
font size and page margins. Nine out of ten test
subjects would like to use the web application to
assess the data protection maturity of their enterprise.
Some practical insights also pointed out
weaknesses. Even though most test subjects have
responded that they could answer the questions, they
needed support to get started using the tool. The
language choice contributed to a lack of clarity of the
questions; the field tests revealed that English skills
cannot be expected from every user in the German-
speaking test region. An introduction for the topic of
data protection and GDPR would be also helpful to
prepare the users for the questions.
5 CONCLUSION AND OUTLOOK
This research resulted in a functional prototype for a
self-assessment tool to check the data protection
maturity of an MSE. In addition to the development
of a prototypical web application, we could provide a
concise presentation of the challenges of GDPR
compliance for MSEs. The developed and evaluated
artifact advances the state-of-the-art and is a value
proposition for MSEs in Europe for the following
reasons. The MSE GDPR Self-Assessment is a
customizable platform that supports easy adaptation
of contents and translation. It is flexible to be used in
diverse contexts. The solution follows a privacy-by-
design approach. Regarding the organization of
content, it fosters both, an easy and actionable tool,
building upon and putting forward the strengths of the
existing GDPR assessment tools. In the final product,
the questions are foreseen to be light and short, based
on predefined standardized answers. Over-
simplification is avoided by offering dedicated
sections for information, examples, and links to
selective information. Further, the assessment results
are not limited to a number or percentage but
visualized in form of a traffic light and actionable
recommendations are provided.
A follow-up project could span the period from a
prototype to publishing the final application. Two
areas will be researched in future: First, the web
application will be enhanced to further improve ease-
of-use (work on partly achieved requirements and
results from the evaluation phase). Although our
study has helped to create an artifact that balances
Adaptable GDPR Assessment Tool for Micro and Small Enterprises
307
simplicity and informative value, continued efforts
are needed to improve the comprehensibility of the
self-assessment questions. Second, we strive to
conduct further research on the adaptability of the
tool content; the unique potential of our prototype lies
in the adaptability of the assessment questions. Since
the target group of MSEs is broad, a self-assessment
is relevant only if it can be tailored to the particular
business situation. With our open-source solution and
the possibility to modify the content with
straightforward structured JSON files, we have laid a
foundation. Further research is needed to extend and
evaluate this adaptability. Once the web application
will be publicly accessible, a quantitative evaluation
could enhance the qualitative one conducted.
ACKNOWLEDGEMENTS
This work was made possible with funding from the
European Union’s Horizon 2020 research and
innovation programme, under grant agreement No.
883588 (GEIGER). The opinions expressed and
arguments employed herein do not necessarily reflect
the official views of the funding body
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