answers – ‘Yes’, ‘No’ and ‘In Part’. The option ‘Yes’
is preselected for all questions. Upon submission, the
participant will be provided with an overview of the
answers and additional details (suggested actions and
further readings). The results can be downloaded for
documentation, which suggests data processing on
the server side. However, there is no dedicated
information on whether the data that was entered is
retained or utilized by the ICO.
Assessment: The GDPR self-assessment for
small businesses and sole traders by the ICO is strong
in terms of content. The questions are covering the
relevant aspects of GDPR; the additional information,
the suggested actions and the further readings provide
informational value. Yet, there are some areas for
improvement. First, the questionnaire requires prior
knowledge. Second, the self-assessment could be
more engaging. In terms of the user interface, the
questionnaire is well-structured but does not have any
element or effect which would raise the user’s
attention. Third, it could be an issue that all the radio
buttons are pre-ticked for the answer ‘Yes’. By one
single click on the ‘submit’-button, the self-
assessment can be finished, whereas the user will not
benefit from recommended actions.
2.2 BayLDA Road to GDPR
The DPA of the German federal state of Bavaria
provides a self-assessment tool for any size of
business based on a set of 28 questions (BayLDA,
n.d.). The tool is available in German and English
language. The single-choice answers are not limited
to ‘Yes’/’No’ but provide three elaborated options to
choose from. This requires the users to think about the
questions deeply and to get an impression of GDPR’s
intentions. The questions are subdivided into five
categories of varying value for the final evaluation.
The category of ‘privacy engineering’ is prioritized,
which suggests an implicit target group of larger
enterprises with a complex interplay of systems and
processes.
The tool is decorated with maps of EU member
states without further connection to the context. A
progress bar is displayed as a ‘distance’ on the
figurative ‘Road to GDPR’ that shows how much of
the assessment has already been completed. This
lends the tool a feeling of playing a game.
Assessment: Similarly to ICO, the tool is strong in
terms of content. The BayLDA’s self-assessment uses
the concept of gamification. The ‘Journey through
Europe’-theme emphasises the playful approach.
Overall, this is contributing to a pleasant user
experience and is strengthening the learning effect. The
varying answers encourage the user to reflect more in
detail and decide on its enterprise’s response to the
newly found compliance requirements. However, the
questions are challenging. Unexperienced users may
get frustrated by the complexity of the questions. This
is a risk for the value of the assessment, as interrupted
sessions will not end with the result page.
2.3 Economiesuisse Online Check
Economiesuisse is a national federation representing
the interests of the mainly MSE-based Swiss business
community. It serves as a link between politics,
business, and society. The Federal Data Protection
and Information Commissioner of Switzerland (short:
EDÖB) recommends the Online Check by
Economiesuisse (EDÖB, 2020).
The Online Check is accessible via a public
website and organized as a questionnaire based on
´surveymonkey´ (economiesuisse, n.d.). The tool
consists of two parts. As Switzerland is not part of the
European Union, it starts with an assessment of the
applicability of GDPR. The second part of the tool
provides the main assessment. It contains 15
questions addressing both technical and
organizational aspects. The technical questions
revolve around systems, applications, and services
used for data processing. From organizational the
side, aspects such as access rights, policies, controls,
or third-party contracts are focussed. Some questions
are comprehensive and require prior knowledge.
Regarding the tool handling, the assessment is
organized using closed questions with ‘Yes’, ‘No’, or
‘In Part’ as options. Every question requires a reply
before the test can be finished. At the beginning, the
estimated time for completing the test is indicated and
the progress on completing is displayed. The test
results in a summary statement and a displayed
percentage of achieved points. The questions and
answers can also be reviewed by the user.
Assessment: The content of the Online Check is
well adapted to the needs of Swiss businesses. Only
once the applicability is confirmed, the main
assessment starts. The 15 main questions address a
broad range of GDPR topics, are however not
categorized and do not refer to any articles or further
information. Even though the majority of questions
are formulated using simple terms, pre-knowledge is
required. The conciseness and short duration are
strengths fitting well to the scarce resources of MSEs.
However, the result does not provide a clear guidance
as it lacks appropriate recommendations. The
handling of the web questionnaire could be improved
as it requires pop-ups to be allowed.