Towards Multi-UAV and Human Interaction Driving System
Exploiting Human Mental State Estimation
Gaganpreet Singh, Rapha
¨
elle N. Roy and Caroline P. Carvalho Chanel
ISAE-SUPAERO, Universit
´
e de Toulouse, France
Keywords:
Unmanned Aerial Vehicles(UAV), Multi-UAVs and Human Interaction, Manned-Unmanned Teaming
(MUM-T), Mental Workload, Engagement, Physiological Computing.
Abstract:
This paper addresses the growing human-multi-UAV interaction issue. Current active approaches towards
a reliable multi-UAV system are reviewed. This brings us to the conclusion that the multiple Unmanned
Aerial Vehicles (UAVs) control paradigm is segmented into two main scopes: i) autonomous control and
coordination within the group of UAVs, and ii) a human centered approach with helping agents and overt
behavior monitoring. Therefore, to move further with the future of human-multi-UAV interaction problem,
a new perspective is put forth. In the following sections, a brief understanding of the system is provided,
followed by the current state of multi-UAV research and how taking the human pilot’s physiology into account
could improve the interaction. This idea is developed first by detailing what physiological computing is,
including mental states of interest and their associated physiological markers. Second, the article concludes
with the proposed approach for Human-multi-UAV interaction control and future plans.
1 INTRODUCTION
Recent automation progress in terms of control, nav-
igation, and decision making brings the speculation
of autonomous decision-making multi-UAV systems’
deployment closer to reality (Schulte et al., 2015).
However, keeping the human in the (decisional) loop
is still a compulsory point (Valavanis and Vachtse-
vanos, 2015; Schurr et al., 2009). In particular,
unmanned aircraft’s engineering for optimal control
strategies are still evolving and the idea of having bet-
ter control of an unmanned aircraft is shifting to the
desire of controlling several UAVs at once.
The actual ratio factor between UAV operators (O)
and UAV units (N) is ON. For example, in the US
army, a UAV is managed by several operators: one is
in charge of following the flight parameters, other is
in charge of payload, and the last one is responsible
for the mission supervision. In the next future, this
ratio would probably be inverted (O<N) (Gangl et al.,
2013a).
Indeed, UAVs are getting more and more auto-
mated, taking decisions by themselves, which light-
ens the need for such a number of operators. The idea
is that UAVs could explore safety automation to en-
sure a completely autonomous navigation and even
a completely autonomous mission planning. How-
ever, the human operator is still vital, and unfor-
tunately, considered as a providential agent (Schurr
et al., 2009; Casper and Murphy, 2003), who gets over
the autonomous or automatic system when some haz-
ardous event occurs. Yet, it is known that, in UAV op-
erations, Human Factors represent the most important
part of accidents (Williams, 2004; Haddal and Gertler,
2010). Nevertheless, in some cases, it is mandatory
to handle a mission from close proximity, by keep-
ing human agents in the loop, which are in charge of
taking the difficult decisions.
However, to leverage the advantage of being smart
and adaptable like humans, and consistent and precise
like machines, the idea is to bring them in close con-
tact beforehand, and so, to design a system that pro-
vides authority and integrity to both (non unerring)
actors - human and machine - while helping a single
human to work collaboratively with multiple UAVs.
In particular, considering that neither of them is lead-
ing, but both of them are helping each other in accom-
plishing the mission goal(s). This interesting posi-
tioning is also known as mixed-initiative for Human-
Machine Interaction (HMI) (Jiang and Arkin, 2015),
which should consider that each of the agents could
seize (e.g. relinquish) the initiative from the other(s).
From a human point of view, such a system that takes
over us is not always acceptable (or even desirable),
294
Singh, G., Roy, R. and Chanel, C.
Towards Multi-UAV and Human Interaction Driving System Exploiting Human Mental State Estimation.
DOI: 10.5220/0007575002940301
In Proceedings of the 12th International Joint Conference on Biomedical Engineering Systems and Technologies (BIOSTEC 2019), pages 294-301
ISBN: 978-989-758-353-7
Copyright
c
2019 by SCITEPRESS Science and Technology Publications, Lda. All rights reserved
but should at least be welcome when human capabili-
ties (cognitive or physical) are not forthcoming.
Therefore, this paper proposes a multi-UAV inter-
action driving concept. Where multiple UAVs are in-
teracting with a single human agent from a plane’s
cockpit while the latter is being part of the mission,
and its physiological measurements are exploited to
enhance coordination between man and machine. In
other words, the human and UAVs can be seen as a
Manned-Unmanned Teaming (MUM-T). In missions
scenarios, where a MUM-T is suitable, hot events
can occur and the human agent, which is in charge
of harder decisions, can experience degraded mental
states. In this context, the main idea is to explore
the use of mental state estimation in real time (Singh
et al., 2018) to drive the Human and Multi-UAVs In-
teraction.
The paper is organized as follows: section 2
presents multi-UAV applications that take (or not)
into account the human operator inputs, directly in the
supervisory control-loop, or to well-drive human and
multi-UAV interaction. In section 3 promising phys-
iological parameters that could be useful to estimate
the cognitive state of human operator are reviewed.
The proposed approach is presented in section 4, as
well as, a brief description of the experiment scenario
currently being designed. At the end, conclusions and
future works in section 5 closes this paper.
2 MULTI-UAVs IN ACTION
With the emergence of unmanned aircrafts and the
evolution of automation, researchers are pushing the
limits to attain the capability of controlling multiple
UAVs. But there is still a debate between having a
fully autonomous group of UAVs performing differ-
ent sub-tasks to achieve one common goal or having
one human controlling several UAVs all together to-
wards the success of a mission. Moreover, both of
these ideologies settle in one common urge of having
a fully capable multi-UAV system.
Several multi-UAV applications have already been
designed and demonstrated. The COMETS project
(Ollero et al., 2005) is one of them with several re-
search organizations involved in design and imple-
mentation of a new control architecture for multiple
heterogeneous UAVs working cooperatively in forest
fire missions. Maza and collaborators (Maza et al.,
2011) designed a multi-UAV distributed decisional ar-
chitecture to autonomously cooperate and coordinate
with UAVs while accomplishing high level tasks by
dividing and assigning low level tasks to each UAV
with respect to the capabilities of each one of them.
Perez and collaborators (Perez et al., 2013) devel-
oped a ground control station for dynamically assign-
ing tasks to several UAVs, and Schere and collabora-
tors (Scherer et al., 2015) created a distributed con-
trol system to coordinate multiple UAVs and over-
ride autonomy when required. Brisset and collabora-
tors (Brisset and Hattenberger, 2008) have conducted
two multi-UAV experiments using Paparazzi (a free
autopilot) (Brisset and Drouin, 2004; Brisset et al.,
2006). In these experiments, a formation flight us-
ing first 3 UAVs, and secondly 2 UAVs at different
locations in Germany and France were controlled by
the same Ground Control Station in Germany by two
operators. Franchi and collaborators (Franchi et al.,
2012) also studied the involvement of human in con-
trol loop of multi-UAVs with self arranged autonomy.
Whereas, Muller and collaborators (Mueller et al.,
2017) targeted 2 problems of multi-UAVs operation:
first an effective Human System Interface for better
understanding, control, and monitoring of overall ac-
tivity; and second to authorize UAVs to plan, verify,
and act when the connection to the human operator is
lost.
Such systems are trying to diminish the need of a
human operator by making systems capable enough
to take decisions and accomplish the mission without
any human intervention, or just with little supervisory
control, or takeover when required.
On the other hand, recent works are heading to-
wards an integrated system with human involvement
in critical situations (Donath et al., 2010; Gangl et al.,
2013a; Gangl et al., 2013b; Schulte et al., 2015). The
main idea behind these researches is the involvement
of a human operator not just in the supervisory, or
control loop, but in the mission itself. The human
operator is not remotely controlling the UAVs to per-
form tasks, but one is also involved in the mission
plan and performs the required supervision of accom-
panying UAVs from the cockpit of a plane. The ad-
vantages of this kind of system over those that keep
the human operator only for supervision from ground
control stations are tremendous. For instance, with
this setup there is less physical limitation between the
UAVs and the control station (Gangl et al., 2013a),
there are long range mission possibilities. Moreover,
there is a better availability of the human operator for
critical decision making considering better situation
awareness, along with real time task (re)planning.
Donath and collaborators (Donath et al., 2010)
worked on assistant systems to help human pilot in
managing multiple UAVs from a manned aircraft, and
also evaluated the workload experienced by the pi-
lot. They used human behavior models to repre-
sent the workload experienced and to provide pos-
Towards Multi-UAV and Human Interaction Driving System Exploiting Human Mental State Estimation
295
sible solutions to balance it. Their work was fur-
ther evaluated by Gangl and collaborators (Gangl
et al., 2013b) with Unmanned Combat Aerial Vehi-
cles (UCAVs). In this particular study, Artificial Cog-
nitive Units (ACUs) were used to control each UCAV
separately along with the presence of a human pilot
in a manned aircraft’s cockpit working hand-in-hand
with the UCAVs.
A very critical issue of mental workload expe-
rienced by human pilots in a Manned-Unmanned
Teaming (MUM-T) scenarios has been raised in these
works (Donath et al., 2010; Gangl et al., 2013a; Gangl
et al., 2013b; Schulte et al., 2015). However, a
promising way, in our point of view, is to use physi-
ological features over subjective or behavioral human
measurements or models in order to better estimate
mental workload, this could provide a unique advan-
tage. Indeed, estimating humans’ mental state using
subjective and behavioral measures can only tell what
might have occurred but cannot measure and reveal
what actually went on. Hence, physiological mea-
sures can help extracting pilots’ mental states in real
time and can provide better estimates of such states
than overt measurements which are relatively sparse
(Mehta and Parasuraman, 2013).
In this sense, this work’s position aims to explore
the benefits of using physiological computing to es-
timate pilots’ mental state in order to drive human-
multi-UAVs interaction.
3 PHYSIOLOGICAL
COMPUTING
Physiological computing provides a revolutionized
way towards Human-Machine Interaction (HMI) by
directly monitoring, analyzing, and responding to
covert physiological features of a user in real time
(Fairclough, 2008). A system that explores physio-
logical computing, works through reading and trans-
forming psychophysiological signals as inputs to a
control signal without going through any direct com-
munication channel with the human operator (Byrne
and Parasuraman, 1996). It brings in an efficient HMI,
or rather opens up a communication channel which
was left unused before (Hettinger et al., 2003). The
use of such physiological features or markers is a
great means to provide sixth sense for research and
other applications that are willing to peak into the core
of human activity and want to get insight of how a
person is actually experiencing the world in their cog-
nitive realm without putting the operator in any direct
or indirect conversation.
Previous research supports the use of physio-
logical features to better understand human men-
tal state and enhance a task’s outcome (Roy et al.,
2016b; Senoussi et al., 2017; Drougard et al., 2017a;
Drougard et al., 2017b). For aeronautical applica-
tions, several mental states are particularly relevant to
try and estimate such as: Mental Workload, Engage-
ment, Fatigue, and Drowsiness. The work presented
here focuses on Mental Workload and Engagement
since these states are great contributors to human per-
formance modulation in risky settings.
3.1 Mental Workload and Engagement
Workload was defined in several different ways, but
it could be understood as ones’ information process-
ing capacity or amount of resources required to meet
system demand (Eggemeier et al., 1991) or the dif-
ference in the capacity of an information processing
system to satisfy a task’s performance and the avail-
able capacity at any given time (Gopher and Donchin,
1986). A closely related concept is therefore the En-
gagement, or attentional/cognitive resource engage-
ment. The Engagement level of an operator varies de-
pending on several factors such as time-on-task (and
therefore vigilance/alertness), task demands, and mo-
tivation (Berka et al., 2007; Chaouachi and Frasson,
2012; McMahan et al., 2015). In our understanding,
trying and estimating mental workload is akin to es-
timate engagement if one thinks in terms of mental
resources. Hence, these two concepts will be consid-
ered as one in the remaining parts of this paper.
3.2 Associated Physiological Markers
Mental workload and mental resource engagement
have been widely studied (Mehta and Parasuraman,
2013), which allowed to reveal several physiolog-
ical parameters that can enable to effectively esti-
mate human engagement state. Both cerebral and
peripheral physiological measures can be used to in-
fer the engagement state. Hence, in order to per-
form engagement estimation, electroencephalograph-
ical (EEG) features in the temporal and frequency do-
main can be used (Pope et al., 1995).
In the temporal domain, an example is the use of
Event Related Potentials (ERP) which are the time-
locked cerebral responses to specific events (Fu and
Parasuraman, 2007). The amplitude of these voltage
variations can be extracted at various time points and
is known to fluctuate with engagement. For example,
after 300 ms post-event (e.g. after an alarm) there is
a lower positive deflection at posterior electrode sites
if the operator has not engaged enough resources to
correctly process this event.
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Next, in the frequency domain one can use mod-
ulations in the Power Spectral Density (PSD) of dif-
ferent EEG frequency bands (e.g. θ: 4-8 Hz, α: 8-12
Hz and β: 13-30 Hz) (Roy et al., 2016a; Roy et al.,
2016c; Heard et al., 2018a). For instance, a widely
accepted and evaluated Engagement Index (EI) devel-
oped by Pope and collaborators (Pope et al., 1995) can
be used to modulate task allocation in a closed-loop
system and is computed using band power as follows:
EI = β/(α + θ) (Chaouachi and Frasson, 2012; Berka
et al., 2007).
As for peripheral measures that can be useful
to estimate operator’s mental state, markers can be
extracted from the electrocardiogram (ECG). Well
known ones are the Heart Rate (HR; time domain
metric) and the Heart Rate Variability (HRV; can be
computed both in the time and the frequency do-
mains). These metrics are sensitive to workload and
engagement but not specific to it, indeed they are also
modulated by physical activity (Heard et al., 2018a).
Another way of recording peripheral activity is to
use an eye-tracker device, which records ocular ac-
tivity. Thanks to this device, one can for instance ex-
tract Blink Frequency (BF; i.e. number of blinks per
minute), Fixation Duration (FD; i.e. amount of time
the eyes fixated a particular area) and Blink Latency
(BL; i.e. amount of time between two blinks) which
variate with engagement (Heard et al., 2018a; Heard
et al., 2018b).
4 THE PROPOSED APPROACH
Machine intelligence still does not have far reaching
capabilities to match human intelligence and abilities,
in particular to work in unpredictable and continu-
ously changing environments. Since the human brain
does have far reaching capabilities, a better integra-
tion of its capabilities with machines could bring un-
matched results.
As before highlighted, research has already taken
place to achieve high levels of autonomy in UAVs
and to make their control system (in terms of flying)
capable enough to handle flight parameters without
much human intervention. Therefore, this work is
not directed towards controlling the dynamics and au-
tonomy of the UAVs. It is neither directed towards
achieving a super smart interface to enable human op-
erators to supervise several UAVs through that.
Rather, this work focuses on unveiling and esti-
mating human pilot’s mental states involved in the
mission to enhance Human-UAVs interaction. Sec-
ondly, it focuses on developing decisional systems
that understand the situation and choose appropriate
Figure 1: Project layout.
actions. Here, understanding the situation means how
the overall system’s coordinator estimates the state of
both human and UAV units, being able to predicts its
influence on mission achievement. The appropriate
actions could be: managing the amount of work the
human pilot could (or should) handle; managing the
tasks that could done by the UAV; when and how in-
formation should be transferred to the human pilot;
and how tasks should be shared between human and
UAVs. These concepts should bring to a coordinative
approach towards mission success.
Researchers have been trying to improve mission
success, focusing in three main problems associated
with Unmanned Aerial Vehicles (UAVs): higher ac-
cident rates (Haddal and Gertler, 2010), higher hu-
man to machine ratio (Gangl et al., 2013b), and
state awareness of human counterpart (Schulte et al.,
2015). The approach, here proposed, will try to tackle
these issues by increasing state awareness for both hu-
man and machine, eventually decreasing human er-
rors and increasing system’s performance. The aim
is to invert the higher human-to-machine ratio into a
higher machine-to-human ratio.
The overall system will contain a human pilot and
several UAVs working as a team (MUM-T) on a com-
mon mission, see Figure 1. There will be a main sys-
tem i.e. Mission and Interaction Coordinator (MIC)
that has knowledge of overall mission plan and goals,
see Figure 2. A search and rescue mission (Souza
et al., 2016; Gateau et al., 2016) will be the core of
the scenario. In such a mission several actions would
be considered: UAV requests to perform identifica-
tion and confirmation of possible targets; which agent
Towards Multi-UAV and Human Interaction Driving System Exploiting Human Mental State Estimation
297
should visit dangerous or accidental zones; communi-
cate the targets position; present or not to present the
information to the human pilot; etc. The challenge
behind it is to choose when to launch a request to the
pilot. The system’s coordinator should decide based
on the availability of the human pilot i.e. inverse
of workload (Gateau et al., 2016), ethical commit-
ment (Souza et al., 2016), or based on degraded men-
tal states like attentional tunneling (de Souza et al.,
2015).
Figure 2: Project architecture.
On the basis of these, the overall mission coordi-
nator has to estimate human pilot’s mental state, to
assign tasks to UAVs, and to change the level of au-
tonomy to help maintain a human pilot’s engagement
within a suitable window i.e. neither too high nor too
low (Ewing et al., 2016), while maintaining an ac-
ceptable system’s performance to achieve mission’s
goal(s).
4.1 Research Milestones
This research will be carried out in three phases: i)
data collection, ii) implementation, and iii) closed-
loop validation.
In the first phase, the hard-coded experiment
should allow behavioral and physiological data col-
lection from the human pilot, equipped with an EEG,
an ECG, and an ET. Therefore, for this phase, a con-
trolled environment where a human pilot will han-
dle a simulated flight along with interactions with the
UAVs is considered. The experiment is designed to
take place considering four experimental conditions:
low workload (L), high workload (H), low to high
workload transition (LH), and high to low workload
transition (HL) (see Fig. 3 for an example). The
four conditions will be split in a pseudo-random man-
ner: L-LH-H-HL or H-HL-L-LH, and are expected to
bring up engagement-workload variations. The hu-
man pilot’s workload level will be manipulated by
means of:
choosing from time to time way-points to meet
the requirement of staying in a given distance
range that allows to maintain communicating with
UAVs. These way-points will transform into Air
Traffic Control (ATC) instructions for flying the
plane and will be given to pilot in the form of au-
dio messages. (Risser et al., 2002) and (Gateau
et al., 2018) showed that, depending on their
length and complexity, recalling ATC’s instruc-
tion (e.g. speed, altitude, heading) can create a
high cognitive load.
answering to pop-ups containing UAVs’ requests
that concern the identification and recognition of
detected targets as in (Gateau et al., 2016). Partic-
ularly in a search and rescue mission, where lives
are at stake (Souza et al., 2016). Errors of iden-
tification or recognition may be avoided, which
implies an important human involvement;
and performing checklists related, for instance,
to malfunctioning of flight equipment or UAVs
embedded systems. Note that, interruptions dur-
ing checklists can be considered as an issue
(Loukopoulos et al., 2001), and can potentially
increase the workload while decreasing perfor-
mance (Loft and Remington, 2010);
Currently we have designed the application shown in
Figure 4, that lets the human pilot interact with UAVs
during the experiment (e.g. like sending requests for
areas to search; answer UAV queries for validation of
recognized objects).
Figure 3: Experiment structure with conditions designed to
elicit variations of pilots’ engagement.
Following this first experiment (data collection)
under the conditions listed, it is expected to design a
smart tool (implementation phase) that could estimate
mental states of human pilots in real time based on the
physiological markers reviewed in Sec. 3. This real
time estimation would serve as an input to an overall
system’s state estimator (i.e. mental state of human
and UAVs’ states).
Once the overall system’s state estimator is de-
signed, a decisional framework, called Mission and
Interaction Coordinator (MIC) would reason in a
long-term way. In other words, it will predict fu-
ture states of the whole system (i.e. agents and mis-
sion’s states) and will have to choose an appropri-
ate action, bringing coordination between all involved
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298
Figure 4: Developed application that enables the human pilot to interact with UAVs (e.g. to choose regions to search, to
answer UAVs requests, or to define way-points to meet).
agents (i.e. human and UAVs) while ensuring mission
success. This will constitute the closed-loop phase
of this research. The evaluation of the closed-loop
framework will be handled with an experiment simi-
lar to the one described above.
5 CONCLUSION AND FUTURE
WORK
This paper presents our current research towards a
multi-UAV and human interaction driving system that
would exploit human’s mental state estimation. The
main idea is to integrate the latest advances of phys-
iological computing into a high-level mission coor-
dinator. State-of-the-art approaches were presented
as well as promising physiological markers. A mis-
sion scenario was also proposed, in which a human
pilot should coordinate his actions along with UAVs’
requests (MUM-T). In this scenario, four conditions
would be evaluated in order to study the variations of
engagement of human pilot. In particular, such con-
ditions would constitute labels to the collected data
therefore allowing the design of the subsequent smart
estimation system.
The next step of this work is to define the exper-
imental protocol of the proposed mission scenario in
details, to implement a rigorous experimental setup,
hence ensuring the validity of the expected results.
Such results will be used in the forthcoming stages
of this work, in which an intelligent artificial system
will have to reason in a long-term manner. In other
words, it should predict future states of agents (i.e.
mental state of the human pilot, and UAVs’ states) and
requirements of overall mission (i.e. needs and possi-
ble future actions of the human pilot or of UAVs) in
order to take optimal actions to balance the load be-
tween human pilot and UAVs while maximizing sys-
tem’s performance.
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