Relational Effect of Preservation of the Wagon Fleet
N. F. Sirina and V. B. Sverdlov
Ural State University of Railway Transport, Ekaterinburg, Russia
Keywords: Damage to the wagon, preservation of the wagon fleet, gravity hump, slid flat, JSC "VNIIZHT", relational
strategy, complementary effect.
Abstract: The analysis is carried out and the causes of damage to wagons during freight operations are considered. It
is proposed to consider the relations between the rail traffic participants as relational. A system of ranking
indicators of profitability of enterprises from participation in the relational process has been developed. A
relational model of the process of organizing the work on the preservation of the wagon fleet in Russian
Railways JSC has been developed, it has been proved that the maximum effect for the preservation of the
wagon fleet can be achieved only from joint projects to organize the processes of the preservation of the
wagon fleet by financing infrastructure projects of Russian Railways JSC by private investors with further
profit due to the implementation of investment projects.
1 INTRODUCTION
The structure of the organization of work to ensure
the preservation of the wagon fleet was created in
the Ministry of Transport of the USSR by
conducting long-term research and accumulating
experience in preventing damage to wagons en
route. The limiting factor was the ownership of the
wagons by one owner the state. The emergence of
wagon owners in parallel with the development of
the market for the provision of railway transport
services has led to a redistribution of functions and
differentiation of interests of participants in the
railway transportation market.
The leaders among the owners of rolling stock
are First Freight Company PJSC, Federal Freight
Company JSC and a number of others (Table 1).
During the post-war years, with the development
of railway transport in the USSR, a system was built
to ensure the preservation of wagons, aimed at
improving the technical maintenance of the wagon
fleet. An inspection for the preservation of the
wagon fleet was established and actively operated in
the Ministry of Railways. The tasks of the inspection
included the development and implementation of
measures to prevent damage to wagons. At the
Department of Wagon Economy (in the Ministry of
Internal Affairs - the main department of wagon
economy), an apparatus of auditors for the
preservation of the wagon fleet has been created.
In parallel with the creation of the structure for
monitoring the preservation of the wagon fleet in the
USSR, research, design and project work was
launched to ensure the durability and survivability of
the wagon fleet, both when creating new wagons and
from the development of the rules for the operation
Table 1: The largest wagon owners and operators of rolling stock.
Ser. No. Com
p
an
y
name Fleet of wa
g
ons Date of establishment
1 PGK PJSC
(
First Frei
g
ht Com
p
an
y
PJSC
)
110000 2007
2 FGK JSC
(
Federal Frei
g
ht Com
p
an
y
JSC
)
134200 2010
3 Transcontainer PJSC 122000 2006
4 Neftetranservice JSC 70200 2006
5 Modum-Trans LLC 69000 2010
6 Globaltrans 68190 2008
7 GC RTC 68000 2008
8 SUE
K
55000 2001
9 RailGo 31500 1997
10 Gazpromtrans LLC 30000 2002
Sirina, N. and Sverdlov, V.
Relational Effect of Preservation of the Wagon Fleet.
DOI: 10.5220/0011587000003527
In Proceedings of the 1st International Scientific and Practical Conference on Transport: Logistics, Construction, Maintenance, Management (TLC2M 2022), pages 347-354
ISBN: 978-989-758-606-4
Copyright
c
2023 by SCITEPRESS Science and Technology Publications, Lda. Under CC license (CC BY-NC-ND 4.0)
347
of the wagon fleet.
Advanced designs of wagons with metal
sheathing, metal floor and sides appeared at that
time, and the direction for the development and
application of anticorrosive materials began to
develop.
2 ORGANIZATION OF
SCIENTIFIC RESEARCH IN
THE FIELD OF WAGON
FLEET PRESERVATION
In order to solve the issue of preventing damage to
wagons at the end of the 60s of the last century, the
All-Russian Research Institute of Railway Transport
of the Central Research Institute of the Ministry of
Railways (now VNIIZHT JSC) began work on
creating a standard for ensuring the preservation of
the wagon fleet during shunting and loading and
unloading operations. This standard was called
GOST 22235-1976 "Freight cars for 1520 mm gauge
main line railways. General requirements for
preservation during loading and unloading and
shunting operations" (GOST 22235-1976, 2000).
This GOST established the basic terms and
definitions characterizing the damage to the wagon
during its operation. A group of railway scientists
under the leadership of the head of the laboratory of
wagons of the Ural Branch of the Central Research
Institute of the Ministry of Railways, Candidate of
Technical Sciences Senderov, G.K., developed the
basic principles of ensuring the preservation of
wagons. For these purposes, studies, calculations,
tests were carried out, since each figure included in
the standard required confirmation. Thus, the works
of S.A. Drugal are devoted to the development of
systems for unloading frozen cargo and
requirements for them, the works of V.V. Zubarev -
to the rules of cargo transportation, the works of
M.Yu. Pashkevich - to the reliability of wagon
designs, the works of A.P. Stupin, M.L.
Kamenomost, V.S. Usov, V.V. Kolomiichenko,
S.G. Ivanov and other scientists - to maintenance
issues (Drugal, 1974; Zubarev, 1968;
Kolomiychenko, 1980).
The above-mentioned studies cover a wide
range of issues related to the organization and
management of the preservation of the wagon fleet
for a period of almost 40 years, i.e. up to the
moment when the division of the railway
transportation market took place.
Already after the beginning of the reform of
railway transport, in order to streamline the
relationship between the owners (operators) of
rolling stock, the owner of infrastructure,
stevedores (owners of non-public tracks), as well as
the wagon repair complex, attempts were made to
process the regulatory documents in force at
Russian Railways JSC. In 2010, under the guidance
of the authors of this study, the standard for the
preservation GOST 22235-2010 was revised
(GOST 22235-2010, 2011), and later, in 2019,
VNIIZHT JSC developed a standard for the
organization of a non-profit partnership
"Association of Manufacturers of Railway
Equipment" (OPZHT NP) (STO OPZHT 00.000-
2018), aimed at streamlining relationships within
the organization.
To date, there is a situation in the industry when
the requirements for the manufacture of new
wagons, the operation of railway rolling stock are
regulated by technical regulations (Technical
regulations of the Vehicle, 2011) and Railway
Operating Rules (Rules of technical operation of
railways of the Russian Federation, 2019), and the
requirements for preservation are voluntary.
There is a need to analyze statistical information,
control the production activities of enterprises, and
develop effective solutions for organizing the
continuous process of preserving the wagon fleet.
3 ANALYSIS OF THE DAMAGE
OF FREIGHT CARS ON THE
RAILWAY NETWORK OF
RUSSIAN RAILWAYS JSC
The losses of participants in the railway
transportation market from damage to wagons on
non-public tracks and during shunting work are
enormous. And although in recent years there has
been a tendency to reduce the number of damaged
wagons, the overall dynamics of the growth of
damaged wagons in the conditions of structural
reform of railway transport remains at the level of 80
- 100 thousand damaged wagons annually. Thus,
according to the management of the carriage
economy of Russian Railways JSC,
if in 2005 - 17,155 wagons were damaged on the
railway network, 2007 - 43,500, 2010 - 57,806, then
in 2013 - 118,380 cases were recorded. Currently,
the situation has stabilized (Table 2), remaining at
the level of 70-80 thousand wagons (Sverdlov,
2021).
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The main reason for the large number of
damaged wagons is the result of their interaction
with technical means of loading and unloading: rope
grab buckets, car dumpers, vibrating rippers,
unfreezing facilities, and other devices (Klavdienko,
2013; Lapshin, 2017). On railways serving sea and
river ports, this is the use of clamshell technology
for unloading coal from gondola cars (Lapshin,
2012), and the current technical and technological
level of organization and conduct of cargo
operations at industrial enterprises cannot guarantee
the exclusion of risks of damage to freight cars.
Figure 1 shows a graph diagram of the causes of
damage to wagons on public and non-public tracks.
The checks carried out on the roads to ensure the
SVP, mechanisms interacting with the car,
compliance with the requirements of GOST 22235-
2010, technical conditions of loading and unloading
mostly depend on the consent and "goodwill" of the
owners of industrial enterprises and non-public
tracks (Ministry of Internal Affairs of the Russian
Federation, 1999; JSC Russian Railways, 2020; NZ1
Sverdlovsk railway, 2021). In addition, in the last
two decades, the losses of wagon owners from the
theft of components and parts of rolling stock have
increased significantly (Table 3) (Korsakov, 2011).
There are about 180 gravity humps on the roads
of the Russian Federation, including more than 20
fully automated humps, about 50 fully mechanized
humps and 40 partially mechanized humps, which
use car retarders of various designs (Savitsky, 2000).
On low-power humps, of which there are up to
70 units, gravity brake shoes are used for braking,
which are placed under the moving uncouples with
the help of special forks by the speed controllers of
the wagons. On the Sverdlovsk road there are four
non-mechanized gravity humps and six more humps
where there are manual braking positions. Gravity
brake shoes have a limited service life, as well as
such a dangerous effect as "welding" the skid to the
Table 2: Damage on public and non-public tracks.
Indicator Damaged wagons, total
2016 2017 2018 2019 2020 2021
Damaged wagons on
the Sverdlovsk
Railway have been
identifie
d
1071 1054 1058 1127 1004 1074
Damaged roads on the
network have been
identifie
d
126715 117382 99976 95970 85950 70718
Figure 1: Causes of damage to wagons during shunting and cargo work.
Relational Effect of Preservation of the Wagon Fleet
349
rail during braking. The main disadvantage of
using shoe braking is the formation of slid flats -
thermal damage as a result of heat generation when
the wheel rubs against the rail (Table 4). On the slid
flats, as a result of heating and subsequent
mechanical action, microcracks are formed, during
further operation leading to discoloration of the
metal and the formation of dents, which, in turn,
lead to the formation of fatigue cracks in the disk or
in the rim of the wheel (Tankeev, 2021).
Financial losses of Russian Railways JSC from
the need to reimburse the owners of wagons for the
repair of wheel sets caused by damage from slid flats
and shelled treads account for a significant share of
non-production costs. In 2021, Russian Railways
JSC was sued by the owners of wagons for more
than 660 million rubles in cases of wheel damage
such as slid flats and shelled treads, most of which
were satisfied by the courts (Puzanov, 2022) (Table
5).
In total, for the whole of 2021, the court
recovered 481,194.9 thousand rubles on claims from
wagon owners from the formation of slid flats and
shelled treads from Russian Railways JSC.
Table 3. Identification of stripped down wagons on the Sverdlovsk Railway in 2020 and in 2021.
Year
Number of
identified
wagons with
stripped down
assemblies
and parts
Number of missing brake equipment parts Number of
identified
wagons with
stripped
down
unbraked
assemblies
and
p
arts
Auto-
mode
bearer
bar
Nipple
Fitting
Coupling
Supply
tube
Auto Mode
Parkin
g
brake
Steering wheel
Thrust
Other
2020
12285
477 102 3 232 1507 670
459
8
329 307 4060
2021
39570 65 32 54 1270 4540 4140
965
6
157
0
1843 16400
Table 4: Identification of one-sided slid flats on gravity humps Sverdlovsk railway and the network of Russian Railways
JSC.
Year Type of gravity hump
M PM NM Total
up to 0.5 mm
from 0.5 mm to 1
mm
more than 1 mm
up to 0.5 mm
from 0.5 mm to 1
mm
more than 1 mm
up to 0.5 mm
from 0.5 mm to 1
mm
more than 1 mm
up to 0.5 mm
from 0.5 mm to 1
mm
more than 1 mm
2021 Sv
railwa
y
0 0 0 268 6 1 253 18 0 521 24 1
Railway
networ
k
152 9 0 3326 1198 5 9609 5913 130 13087 6120 106
2020 Sv
railwa
y
0 0 0 117 13 0 75 10 0 192 23 0
Railway
networ
k
0 0 F 3261 1007 0 12004 5682 29 15265 6689 29
2019 Sv
railwa
y
13 10 0 8 6 0 4 0 0 25 16 0
Railway
networ
k
70 31 0 2071 730 0 6212 3470 41 8353 4231 41
2018 Sv
railwa
y
18 13 0 15 12 1 0 0 0 33 25 1
Railway
networ
k
870 48 0 256 326 1 5723 2155 65 6849 2529 66
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4 DEVELOPMENT OF A
RELATIONAL STRATEGY IN
THE FIELD OF
PRESERVATION OF THE
WAGON FLEET
Considering the issues of the preservation of the
wagon fleet, it is necessary to take into account the
formation of a complementary effect for all rail
traffic participants (hereinafter referred to as RTP).
Historically, the concept of complementarity was
introduced for the market when, with a decrease in
the cost of one product, the consumer's interest in
another product arises.
By participating in a complementary business,
each rail traffic participant, acting as an investor,
should receive a profit and additional remuneration
to his main activity.
Changes that enhance the effect of each other are
called complementary (Zimin, 2013). That is, the
task of searching for complementary relationships in
relation to the preservation of the wagon fleet is to
search for such indirect effects that would ultimately
surpass direct effects. As an example, we can cite
the solution of the problem of preventing the
formation of one-sided slid flats when braking cars
on non-mechanized gravity humps and the formation
of slid flats and shelled treads on the wheels of
freight cars).
The term complementarity was first introduced
in (Milgrom, 1990) and consists in the following
formulation:
Several types of activities are considered
complementary if an increase in the volume of any
of them increases (or at least does not decrease) the
marginal profitability of each of all other activities
of this group.
As a result, the solution to the problem of
ensuring the preservation of the wagon fleet, there is
a need to create complementary assets, which
consists in reducing the losses of Russian Railways
JSC, owners of wagons and enterprises-owners of
non-public tracks. Complementary assets are assets
that complement each other in such a way that
increasing one of them increases the efficiency of
investing in the other, which ultimately creates a
positive relationship between them.
Ensuring the complementarity of certain assets of
all RTP leads to stimulating relations with
companies that increase innovation activity by
coordinating their activities with business partners
(Salkina, 2015), transforming complementary
activities into a relational strategy.
A relational strategy is a strategy aimed at
forming the relational space of a specific RTP, as a
set of bilateral ties between RTP and other
participants in the railway transportation market,
which create partnership advantages in order to
make a profit (Krymov, 2013).
The relational effect Er is a complementary
effect from the activities of a particular RTP in the
technical, technological and socio-economic fields,
Table 5. Amounts presented by recoverers for 11 months of 2021 on one-sided slid flats and shelled treads.
Recoverer
(10 main wagon
owners)
TOTAL Slid flats, shelled treads In favor of
Russian
Railways JSC
Against Russian
Railways JSC
cases Amount of
claims
cases Amount of
claims
PGK PJSC (First
Freight Company
PJSC)
801 819877909.24 574 368198657.04 7554465.64 229673573.89
Locotrans CJSC 263 171561186.93 259 171244456.46 5513002.72 132910128.62
HC Novotrans 60 45434560.27 60 45434560.27 12150232.57 11653049.30
SGK LLC 60 23061080.09 59 23046886.47 11190447.82 3839606.38
Archbum LLC 46 18773552.33 40 18485063.62 1456114.10 13904165.09
Neftetranservice JSC 33 304501029.27 1 2959829.03 522114.87 2437704.16
SG-trans JSC
38 5552481.7 2 570850.81 0 570850.81
RK Novotrans LLC 14 18213746 2 1513883.00 0 1513883.00
TE
K
-NNE LLC 7 2350533.82 5 2282649.64 884276.38 1398373.26
TPK "Vostok-
Resource" LLC
13 8922876.28 13 8922876.28 0 6366332.32
TOTAL 1683 1583505176.32 1096 664495429.59 42 410 932.9 405 600 718.52
Relational Effect of Preservation of the Wagon Fleet
351
obtained by comparison with the complex effect of
Ec from the activities of this RTP as an independent
market entity without the use of concessional forms
of management and private investments for a certain
period of time t (t=0, 1, ... ζ) (Sirina, 2020):
𝐸
=


,𝐸
∈𝑅
(1)
where a it is an estimate of the output according
to the i-th indicator of the off-project activity of the
RTP; n is the number of indicators of off-project
activity of the RTP; q it is the weight of the i-th off-
project activity of the RTP
𝑞
=


(2)
The relational effect calculated according to the
formula (GOST 22235-1976, 2000) means the
maximum amount of additional income that each
RTP can potentially count on, taking into account
the impact of the external environment and a set of
indicators of an out-of-project agreement on the
object of the agreement.
The ranking of profitability indicators is carried
out according to the following indicators:
unsatisfactory,E r = 1 - there is practically no
potential for cash income;
satisfactory, E r=2 there is a slight economic
effect;
good,E r=3 provides a significant effect
from additional activities on the part of a
private partner on the object of the
preservation of the wagon fleet;
excellent, E r=4 a high level of net
discounted income, low financial risks, or
their absence (striving for 0).
If we consider public-private partnership in the
railway transportation market, then in general, the
economic efficiency of investments by the state E g
and the private concessionaire E in differs by the
discount rate. For a private partner, the allowable
interval is 3-10 years, for the state up to 50 years,
up to the non-return of the invested funds.
The peculiarity of the onset of the
complementary effect in order to achieve acceptable
indicators for ensuring the preservation of the wagon
fleet is an identical payback period for all project
participants, which should achieve the necessary
effect over a period of 3-5 years.
Net discounted income is considered as a
function of investments I and discount rates E g for
Russian Railways JSC and E in for private partners.
NPVg=f(Ig+
ΔΚ;
E g)
NPV in= f
Σ
( I in-
Δ
K; E in), (3)
where NPV g is the net discounted income of
Russian Railways JSC, Ig is the investment of
Russian Railways JSC at E g, NPV in is the net
discounted income of the i-th private partner, I in is
the investment of the i-th private partner
participating in the project, n is the number of
private partners participating in the project, the
ΔΚ −
difference in investments of the i-th partner.
The effect of the implementation of joint RTP
projects can be represented as:
E=Ek+Er, (4)
The relational effect of the private partner E rin
can be defined as the weighted average value of the
indicator E r for each participant of the relational
strategy side for all indicators for the period t+1:
Erin(t+1)=B(Erin1 * y1)=(Er1/Ki)qk1, (5)
where Kt is the number of participants of the PPP
agreement party.
The relational effect is a compensating element
in the business investment project and allows you to
guarantee the replenishment of financial risks and
receive additional profit from ancillary activities.
For the public partner - Russian Railways JSC, this
will be a reduction in losses from payments on
claims of wagon owners for damage to wagons
during shunting work and the passage of damaged
wagons to the infrastructure when they are admitted,
for owners of access roads - a reduction in losses
from loading bad-order wagons, fines for repairing
damaged wagons, the maintenance of a large
number of wagon repair depots and those involved
specialists. For the owners of rolling stock, the
relational effect includes a reduction in the cost of
maintaining wagons, especially for the organization
of current uncoupling repairs, an increase in the
service life of wagons to physical wear, a reduction
in the staff of specialists servicing auxiliary non-
production activities of concessionaire enterprises.
Figure 2 shows a relational model of the process
of organizing work on the preservation of the wagon
fleet.
5 CONCLUSIONS
In the conditions of changing external environment,
the division of the wagon fleet and the appearance of
many owners of rolling stock, the maximum effect
for ensuring the preservation of wagons can be
achieved from joint projects to organize the
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processes of ensuring the preservation of the wagon
fleet by financing infrastructure projects of Russian
Railways JSC by private investors with further profit
due to the implementation of investment projects.
The implementation of the proposed directions
for the development of relations between rail traffic
participants in the field of the preservation of the
wagon fleet allows you to set targets for achieving
the effects of the preservation of the wagon fleet,
increase the attractiveness of investing money in
safety as an object of investment, ensure compliance
with regulatory legal acts concerning the
preservation of the wagon fleet.
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