ALARP in Engineering: Risk Based Design and CBA
Emin Alakbarli
a
, Mohammad Mehdi Hamedanian and Massimo Guarascio
Department of Civil, Constructional and Environmental Engineering, Sapienza University, Rome, Italy
Keywords: ALARP, CBA, Risk, Acceptability, Tolerability, Practicality, Reasonability.
Abstract: It has not been far, over a century, since humankind conceived that hazardous incidents should be substantially
managed to procrastinate the future could-be hazards. In the middle of the twentieth century, nonetheless,
safety measures were passed by officials and introduced to authorities, and private sectors, so as to reduce
risks, environmental impacts of the hazards and to evaluate probable outcomes. Therefore, the concept of
ALARP, meaning ‘as low as reasonably practicable’ presented back then, has been implemented in risk
reduction management to make decisions upon acceptability and tolerability of risks. In order to do so, a few
so-called tools, such as Cost-Benefit Analysis, are specified to societal and other types of risks so that we
could weigh the balance of the amount of capital to be invested on safety on the one hand, and the extracted
benefit attained out of the investment on the other. This implementation opaquely carries on several social,
socio-economic, political and even environmental implications. Nevertheless, it has brought up some
concerns into proponents’ mindset, ranging from practicality and political reality to calling into question
whether ALARP is mainly theoretical. The aim of this study is to figure out whether Cost-Benefit Analysis
can be an appropriate tool to analyse the true outcome(s) of ALARP. This paper will offer a critical point of
view over the risk-evaluating concept to discern how much it has been practically efficient.
1 INTRODUCTION
Fire safety experts aim to bring the risk of fire
incidents to an acceptable level of safety, or as low as
reasonably practicable (ALARP). The concept of
ALARP in accordance with monetizing methods like
Cost-Benefit Analysis (CBA) has been ubiquitously
utilized by a vast range of industries, from nuclear
power and chemical industries to railway and road
constructions. Therefore, managing risk has been the
main topic, having thorough effect on the mindset of
legislators, private investors and engineers. Being one
of the introduced methods to keep risks under control,
ALARP has not been inveighed a lot since it has been
deemed as an efficient approach to regulate hazardous
activities (Melchers, 2001). Having said that, along
with CBA, it has been used to perceive the amount of
cost and its correlation to benefits afterwards. While
ALARP is reported to be qualitative, holistic and
based on principles, which does not necessarily
represent all-the-same “predictable outcomes”, CBA
is conceived to be quantitative, limited, and acutely
defined (Ale et al., 2015). In other words, the former
a
https://orcid.org/0000-0002-6398-4532
might bring us unequal, subjective decisions, along
with uncertainties and unpredictability in decision
making. The latter, whereas, is accepted to be
objective, working where monetization matters. At
first glance, they might be deemed explicitly separate;
however, they are implicitly correlated in a decision-
making process.
Utilization of ALARP is firstly based on the levels
of risk it works on. Melchers (2001) divided risks into
four levels: negligible risk, acceptable risk, ALARP
region, and unacceptable region of risk. As it is shown
in the Melchers’s (2001) figure, the higher we move,
the more probability of incident and the greater
number of casualties and fatalities we have. In
ALARP, risks should be mitigated to the least level
of tolerability, with the probability of 10

per year
(Figure 1). Then, risks must be reduced and go
towards the level of acceptability provided that it is
said to be reasonably practical.
In Italy, the model of ALARP corresponds to road
tunnels and starts at Tolerability Limit 𝐺
(
𝑁=1
)
10

per year and ends at Acceptability Limit
𝐺
(
𝑁=1
)
−10

per year. Above 10

there is
“Not Acceptable Area” which cannot be authorized.
Alakbarli, E., Hamedanian, M. and Guarascio, M.
ALARP in Engineering: Risk Based Design and CBA.
DOI: 10.5220/0011947600003485
In Proceedings of the 8th International Conference on Complexity, Future Information Systems and Risk (COMPLEXIS 2023), pages 61-68
ISBN: 978-989-758-644-6; ISSN: 2184-5034
Copyright
c
2023 by SCITEPRESS Science and Technology Publications, Lda. Under CC license (CC BY-NC-ND 4.0)
61
Figure 1: Risk levels and ALARP Model numbers of Italian road tunnels.
As it is illustrated in Figure 1, this area starts from
the red line, which plays the role of a threshold for
unacceptability of risk. Below 10

“Negligible
Area” is located, explaining that it is unimportant as
to be not worth the cost in order to be considered. The
area between the Tolerability and Acceptability Limit
zones is the ALARP zone. Here, engineers are called
to make a decision on whether further reduction of
risk is needed, weighing up two components:
decrease in risk and cost of such an operation. Based
on the figure, when the risk becomes higher, the
probability of tunnel accidents with fatalities rises
during the year as well, and the expected number of
fatalities E(N) will increase proportionally to the
width of the triangle in the model.
Guarascio (2008, 2021) and Guarascio et al. (2022)
discussed the three levels of safety in ALARP,
comparing and interpreting the concept in Italy. They
also grouped safety levels into three: not acceptable
area, acceptable area and the area between the two,
the ALARP zone which is visually illustrated in
Figure 2. Moreover, in the topic of tunnel safety we
also ought to deal with the number of fatalities (N)
which must be an integer, as it is shown in the
horizontal axis. The corresponding exceedance
probability distribution G(N) or F(N) per year (For
a given number of fatalities, different scenarios may
occur having the same number of fatalities) is
illustrated on the vertical axis and the “Risk Line”
represents both fatalities and exceedance probability
corresponding to the specific different scenarios. The
fatalities have an indicator but the scenario is
nonempirically observable (true occurrence). Why do
we consider this scenario? It is the only tool that we
have in order to measure the risk. In order to do so,
we have to imagine what could happen and
probabilize that. We should be able to calculate
whatever initial conditions and hypotheses we
assume, and we have to calculate the consequences in
terms of quantitativeness, mathematics, probabilities
and fatalities. Therefore, the Risk Line is not a
straight one in design, it is an irregular staircase line
with different elevations and measurements of the
height, corresponding to the probabilities of
scenarios. Together with the model, it indicates the
procedure to compare the design curve and the model.
CBA can be carried on properly provided that there is
a proper procedural comparison between the design
curve characterizing factors (Risk quanta of
scenarios: probabilized fatalities) and similar factors
in the models. In 2004, the European Parliament
published the DIRECTIVE 2004/54/EC and reflected
the minimum level of safety measures for risk
management. Notwithstanding, it has been pointed
out that the minimum safety measures could be not
fruitful in terms of efficiency and results. Thereafter,
they modified the term to “minimum and sufficient
level of measures” in safety design.
The Required “Minimum Mandatory” in EU
Directive 2004/54/EC (Required “Sufficient
Mandatory” in Italy, Decreto Legislativo n° 264 del 5
Ottobre 2006) or MMRs in the assessment of tunnel
risk is the functions of: a) length of the tunnel (L), b)
traffic Congestion (V), and c) the share(percentage)
of heavy vehicles (HV). This function is shown in
“Equation (1)”:
MM
R
=
f
(L, V, HV
)
(1)
The Level of Safety is proportional to (L), (V) and
(HV). Why is the proportionality needed? It is
COMPLEXIS 2023 - 8th International Conference on Complexity, Future Information Systems and Risk
62
Figure 2: ALARP model, Italian road tunnels regulations (Guarascio et al., 2022).
necessary to establish the type and the cost. The type,
its number and the cost for the protection systems are
then proportional to (L), (V), (HV) and consequently
inversely proportional to the Risk. As the length of
the tunnel, vehicle volume and danger of the vehicles
increase, the cost of protection system also surges up.
Cost means protection and Risk means the probability
of an individual turning into a fatality. We need a
conceptual and mathematical tool to produce this
effect and ALARP model is the answer.
Abrahamsen et al. (2017) believed that risk is
initially expected to be lower than intolerable risk,
which has the aforementioned probability. They also
pointed out that negligible risk has to be differentiated
from other types of risk due to lack of concerns it has
for individuals and the public. Then, risk reduction
measures could be applied between these two regions,
to the region of “tolerability” in ALARP principles
(ALARP zone). Some countries have more restrictive
limits for these two thresholds. For example, the
Netherlands and Italy have stricter outlook than the
United Kingdom.
In general, all risks are expected to be as low as
possible, whether the implementation of safety
measures is costly or not. Thus, there must be a
balance between the cost of risk mitigation strategies
and the benefits attained after safety investments.
Nonetheless, investment of capitals must be targeted
since the safety resources are strictly limited. In order
to do so, how much money should be spent and how
this amount of money is identified? Admittedly,
ALARP correlates the technological side of the risk
to the societal views of that. But what is the role of
the society in this concept? Also, societal risks are
totally subjective or it can be objective as well? These
are the questions that will be addressed in this paper.
2 EUROPEAN PARLIAMENT
AND SAFETY
The directive of EU Parliament (2004) aims at
“ensuring a minimum level of safety for road users in
tunnels in the Trans-European Road Network by the
prevention of critical events that may endanger
human life, the environment and tunnel installations,
as well as by the provision of protection in case of
accidents”. They insist on application of the directive
to all tunnels in the network with the length of 500
meter and above. By the length of the tunnel they
mean the longest traffic lane measured on the fully
enclosed part of the tunnel (Articles 1 and 2). In
addition, while dealing with safety measures in
Article 3, EU parliament pointed out that all safety
measures should be “demonstrated through a risk
analysis in conformity with the provision of “risk
analysis” in Article 13. Thus, all EU members must
admit risk reduction measures an alternative in
implementation of risk measures and “provide the
justification” as well.
Tunnel manager could be a public or private body
who is responsible for the management of tunnels,
providing an incident report for each occurred
accident in the undertaken tunnel (Article 5). One of
the positive points about the Directive (Article 13) is
the fact that one-off and periodic risk analyses
“should” be carried out by a functionally independent
body from the tunnel manager. The “should”
ALARP in Engineering: Risk Based Design and CBA
63
vocabulary, however, is questionable here since it
might be more appropriate to be replaced with
“must”.
While Italy believe that the sufficient level of
safety, which is considered higher than minimum,
shall be applied to tunnels in roads and rail networks
in Europe, EU Directive - in Annex 1 referred to
Article 3 - stated the well-known “minimum level of
safety” for all tunnels. The table within the EU
Directive provides an informative summary of the
minimum requirements. The salient safety measures
are: emergency walkways, exit(s), and crosswalks,
drainage for flammable and toxic gases, resistance of
fire, ventilation and water supply, monitoring system
and communication system.
3 ALARP
The concept of ALARP entails three fundamental
vocabularies: low, reasonable and practicable. The
first time reasonable and practicable measures were
used in regulations dates back to the beginning of the
twentieth century in the United Kingdom in the 1908
Electricity Regulations and in the 1905 self-acting
Mules Regulations. There is even trace of these two
terms in the Fishery industry in 1861. Nevertheless, it
was in 1949, when a rock boulder fell over one
national coal board worker, Mr. Edwards, in a coal
mine causing him to lose his life, that ALARP was
then enshrined in the court of law (NN, 1949), where
Lord Asquith stated that:
“Reasonably practicable” is a narrower term than
“physically possible” and seems to me to imply that a
computation must be made by the owner in which
quantum of risk is placed on one scale and the
sacrifice involved in the measures necessary for
averting the risk (whether in money, time or trouble)
is placed in the other; and if it be shown that there is
a gross disproportion between them, the risk being
insignificant in relation to the sacrifice the [person
on whom the duty is laid] discharges the onus on them
[of proving that compliance was not reasonably
practicable].”
This statement in the court of law indicated that
whenever one is applying safety measures, they ought
to boost the measures up to a point where there is a
“gross disproportion” between the risks and the costs
of risk mitigation (Van Coile et al., 2019; Ale et al.,
2015; Alakbarli et al., 2023).
After the official introduction of the acronym
ALARP, it was in the 1950s when ALAP (as low as
practicable) was instead used in the US in the field of
radiation protection. Afterwards, it was stated that
exposure to radiation must be kept as far below the
limits as it is reasonably practicable. Then, it was
modified to “as low as reasonably achievable”
(ALARA) in 1979 (Loewen, 2011). Achievable
means that risks are theoretically feasible to go lower
even if it has been showed not to be practically
possible. Practicable in ALARP, however, focuses on
the fact that technical feasibility needs demonstrating;
it implies that not only is it for technology to be
available, but also the related implementation costs
should be reasonable. Back to the UK, the health and
safety organization (HSE) also specified that risk
should be reduced “As Far As Is Reasonably
Practicable” (SFAIRP). HSE (2014) stated that
ALARP is not necessarily the same as SFAIRP; they
added that the latter is ubiquitously utilized in health
and safety legislation in the UK, while the former is
not. Whereas ALARP originates to the incident back
in 1949, SFAIRP was officially announced in 1974 in
regulation of safety (Sirrs, 2016). Moreover, Ale et al.
(2015) pointed out that ALARP is to be applied to the
level of risk while SFAIRP is to be applied for being
safe. They believe that safety is deemed to be
subjective and affected by values as albeit risk is
quasi-objective and not affected by values. Therefore,
safe SFAIRP leans towards reducing hazards. The
court, later on, mentioned that the point is generally
not made in SFAIRP and so ALARP turned into one
of the main concepts to be used in risk reduction in
industries.
As a consequence, when an engineering design
must be within the thresholds of acceptable residual
risk for fire safety objectives, it initially needs to be
acceptable, if not at least ALARP. The latter means
that risks should not be unacceptable. In the case of
ALARP, CBA must demonstrate the minimization of
the risk.
4 WHY ALARP?
Melchers (2001) held on the point that four matters
should be reviewed, which are fundamental to make
us able to interpret and manage risk in general in
societies:
a) risk definition
b) risk tolerance
c) decision-making framework, and
d) practical risk implementation
Risk in Merrian-Webster dictionary is meant as
“possibility of loss or injury: peril”. However, a
unified meaning of that does not seem to exist in risk
engineering all over the world owing to
COMPLEXIS 2023 - 8th International Conference on Complexity, Future Information Systems and Risk
64
disagreements. It has been meant defined differently
in sociology and psychology based on experts’
viewpoint and the eventual outcome of the risk. In
engineering, notwithstanding, it is just considered
having the same meaning as “probability of
occurrence or chance with following consequences”.
So, as Melchers states, we assume risk as
probabilities of occurrences and its consequences.
As it has been mentioned by several studies so far,
risk has to include necessarily subjective matters and
therefore, risk assessment models are all combined
forms of subjectivity and objectivity. It is objective
since numbers can be assumed as unbiased. Also, as
science improves, models are consecutively modified
and this implies that a model is never perfect. The
subjectivity of risk evaluation is emphasized when we
deem the essential factors in risk management.
Consequently, risk assessment (Melchers, 2001)
should entail:
a) the likely consequences of an accident;
b) the uncertainty in estimation of the
consequences;
c) the perceived probabilities of clarifying the
consequences and/or reducing the
probability of occurrence of those
consequences;
d) the amount of familiarity with the risk;
e) level of knowledge and perception of the
risk and following consequences; and
f) the interplay between political, societal and
personal influences in forming perceptions.
Governments still play an important role, bearing
the responsibility of informing societies about likely
future exposed hazards. Nonetheless, there should be
a correlation between individual and societal
perceptions of risk, and there are not thorough levels
of education in countries in the matter of risk and
control by authorities. The needed expertise for risk
management relies mostly on past experience and it
precludes organizations to assess tunnels objectively,
since history literally brings subjectivity. When we
talk about risk management in technologies, such as
nuclear power or fire safety industries, the mix-up of
biased management is more acute. This is due to the
fact that there is not a sufficient base for this
assessment, except a little past experience and
knowledge. As history states clearly, an industry can
be successful in the far future if there has not been a
huge catastrophe in that industry in the past. Taking
nuclear power as an example, this industry dooms to
failure after Chernobyl and Three-Mile Island
disasters. The positive point of fire safety in roads and
tunnels is that the previously-happened incidents
have not had a huge catastrophic effect on the public
all around the world, like what occurred in nuclear
power, even though the incidents in France-Italy
(Monte Bianco), Switzerland (San Gotthard) and
Austria (Tauern) will not be forgotten in the field of
engineering. So how can a society deal with risk
evaluation enforced by new technology? Philosopher
Habermas (1987) argues that science rationality itself
originates from agreed formalism, not from objective
truth. It means that the evaluation includes knowledge
of humankind and agreement among them for
rationality. In order to have sincere viewpoints
alongside power equality, the rationality of
assessment criteria for risk analysis should originate
from agreement in the society attained through
“internal and open transaction between
knowledgeable and free human beings (Melchers,
2001). Nevertheless, there is a diversity of viewpoints
among experts due to the huge number of subgroups
in a society, which can be seen in the unbiased
parliaments during the past decades. Therefore, the
concept of ALARP could foster assess risk reduction
and control techniques based on already established
technologies.
5 FROM ALARP TO CBA
The word “reasonable” in the concept of ALARP has
brought up some discussions among engineers and
experts so as to find out whether there is an
appropriately effective meaning for it. Several
researchers (e.g., Ale et al., 2015; Van Coile et al.,
2019) believe that reasonable means that costs in
implementation of risk reduction strategies are or
should be substantially disproportionate with the
corresponding benefits. While there is not a
widespread agreement if substantial has the same
meaning as gross, reasonability is believed to be
affected by conceptually surrounding circumstances
up to a point. It is often accepted that reasonability is
affected by circumstances until the decision about the
risk control has been made, while then it will not
change even if circumstances change. However,
practical concept of ALARP has been identified after
the incident and after the related ruling (Ale et al.,
2015). Previously mentioned in this paper, ALARP is
widely reported to be a subjective matter, and this sort
of concept is literally qualitative. One of the positive
points about ALARP as a qualitative blurred concept,
in the process of decision-making, is avoidance of
questions that are difficult to answer as well as
questions correlated with ethical connotations;
nonetheless, whether costs are grossly
disproportionate to risk reduction is the one under
ALARP in Engineering: Risk Based Design and CBA
65
criticism, which is somewhat difficult to respond
(Jones and Aven, 2011). Moving a few steps back
from this discussion, we will have a broader overview
and also realize that too many studies and
implementations are strongly based on the phrase
“grossly disproportionate” announced in 1949, and
this seems to be just playing along with some
coinages and vocabularies. Therefore, “threshold”
seems to supersede a place before “disproportionate”.
Accepting the “grossly or substantially
disproportionate” relationship between the risks and
the costs, denotes that safety measures are applied up
to a point where this relationship holds. Van Coile et
al. (2019) hold on the opinion that the philosophy of
ALARP can be stated by “Equation (2)”, where ∆𝐶 is
the cost of investigated safety feature, ∆𝑅𝐼 is the
associated change, which is negative and we
neutralize it by another negative sign as you can see
in the equation, and ‘a’ is the aforementioned
disproportionality threshold. Van Coile and the
colleagues believe that “the safety feature should be
implemented when the cost benefit ratio
∆
∆
is
below the threshold”. This threshold is the same as
the red lines in Figures 1 and 2. The efficiency, not
the risk level, is assessed via this equation.
∆𝐶
−∆𝑅𝐼
𝑎
(2)
It can be concluded that the fundamental point of
ALARP can only be approved through appropriate
efficient safety measures (Van Coile et al., 2019), and
these measures can be achieved by CBA. HSE (2001)
has noted thatCBA offers a framework for
balancing the benefits of reducing risk against the
costs incurred in a particular option for managing
risk”. In other words, if validated safety standards and
their practicality are to be under scrutiny and
evaluation, there will not be any other factual
substitute for CBA to do so. Costs are by nature
disproportionate to benefits, every time the former is
higher that the latter, but it does not mean that costs
and benefits must not be clearly defined and
estimated. Benefits of a safety boost are totally
troublesome both qualitatively and quantitatively and
it needs CBA; however, estimation of costs in
implementation of the safety boosts are quite simple
to define, at least in theory. Even though subjectivity
is to be controlled if not rejected altogether, the
aforementioned benefits of the safety measures
should be identified and clarified to let reflect the
preferences of those who are influenced by the
measure implementations. Thus, individuals’
willingness to pay (WTP) is brought up, so as to
recognize the amount of money the influenced
individuals are willing to pay for the decrease in risks
of death and injury with respect to safety measures.
This recognition must be done among a large group
of affected individuals in the society in case of
individual risks and societal risk, so that the value of
precluding a “statistical fatality” or value of
“statistical life” can be transcribed. Therefore, values
of time, environment, involved individuals and future
money to be invested should be assessed. But the
criticism here is about whether it is appropriate to
evaluate all people by WTP. Van Coile and Pandy
(2017) coined the phrase “maximum societal benefit
criterion” to point out that CBA is better assessed in
the concept of ALARP from a societal point of view.
They also added that “societal minimum safety level”
shall be considered by private decision makers. All in
all, ALARP should be evaluated according to a scalar
risk indicator (Expected Value), and should be
specified by societal, risk-neutral and CBA analysis.
In the process of risk evaluation, decision-makers
had better make a risk-neutral assessment. It opens up
the critical discussion of valuing people by money.
Since this topic is completely conflicting, one unique
statement cannot be found in the field in this regard at
all. First and foremost, one group of experts believe
that it is not accepted at all to value people by money
since life of a human-being is priceless. They,
therefore, reject all the procedures following in order
to implement safety measure and perform CBA. The
second group states that there is no way to proceed
through the CBA and handle societal and individual
risks, but valuing people. The statement of this group
evidently causes creation of two opposite extremes.
The first extreme holds on the opinion that all
humankind is the same and if they are supposed to be
valued by money, this amount must be the same. The
second extreme prevails the context stating that
human-beings are valued based on some features,
such as the level of their education. In other words, it
is said that we cannot prescribe one unique CBA for
an upcoming would-be incident since involved
casualties and the dead are differently valued. These
arguments, which are inevitable, make the process of
CBA in the concept of ALARP totally demanding in
terms of later-on influence.
Z(p
)
=
B
–C(p
)
– D(p
(3)
Conceptually, CBA is presented by “Equation
(3)”, where Z(p) is total net utility, B is benefits of
implementation of safety measures, C(p) is the cost of
implementation, and D(p) is the total cost of possible
failure or damage. While C and D are functions of an
optimization parameter (p), B is not (Van Coile et al.,
COMPLEXIS 2023 - 8th International Conference on Complexity, Future Information Systems and Risk
66
2019). Nevertheless, the question is whether CBA has
been used as one prominent method to evaluate safety
and assess risk.
6 IS CBA AN APPROPRIATE
MODEL?
Even though explicit assignment of monetary
valuation of human-beings for safety is not accepted
actively or passively in different industries and
sections of the public, it is believed to be inevitable to
make implicit monetary valuation; nevertheless, it
highlights some problems. In the case of wealthy
people in a society, they are surely more able to pay
for their safety; thereafter, there should be equality
among individuals belonging to one group in terms of
value or there must be a representative group
consisting of all socio-economic levels of a society.
In order to do so, distribution weights are adjusted to
values which are inversely correlated with the level
of income in the representative group (Jones and
Aven, 2011). However, these weights are strongly
subjective to assign, making the grossly-
disproportionate relation of cost and benefit
questionable. By principle, a safety measure in CBA
should be implemented only if the costs are less than
the benefits, but benefits are highly probable to be
attained through WTP. Therefore, and owing to the
subjectivity of WTP, costs must be lower than
benefits in order not to accept the other side of the
coin at all. It is the concept of “disproportion” rather
than “grossly disproportion”. HSE, however, insists
on the “grossly” part of the chunk (2001):
“…we believe that the greater the risk, the more
that should be spent in reducing it, and the greater the
bias on the side of the safety. This can be represented
by a ‘proportion factor’, indicating the maximum
level of sacrifice that can be borne without it being
judged ‘grossly disproportionate’. Although there is
no authoritative case law which considers the
question, we believe it is right that the greater the risk
the higher the proportion may be before being
considered ‘gross’. But the disproportion must
always be gross”.
Stating this decree, HSE seems to have been
totally aware of the subjectivity of the case, and it
makes one ponder that a task should have just been
terminated. Not all individuals, not even those who
are willing to pay for their safety, are going to benefit
from the safety boost. Also, CBA cannot always
thoroughly take all uncertainties of the
implementations into consideration. Another point to
be inveighed is that those who are on the brink of
more and higher risk should be asked to pay less while
they should be benefitted from higher levels of safety
improvements and risk lessening. Jones-Lee and
Aven (2011) stated that “…the gross disproportion
interpretation of ALARP reduces the probability that
some of those responsible might seek to avoid
implementation of a safety improvement by
overstating its costs”. It literally highlights the partial
outlook of decision-makers being in touch with
people’s life. They (2011) added that “…the gross
disproportion interpretation of ALARP also provides
an incentive for those responsible to seek to employ
the most efficient and the least costly means of
affecting the improvement or, indeed, to undertake a
fundamental redesign of key safety features”. It is
strongly rejected since the most efficient means are
not always the least costly one, not even always the
costliest one. In other words, it is not true to have one
prescription for all situations and incidents. In
conclusion, and in consistence with Jones and Aven
(2011), grossly disproportionate has not normally
been criticized since it is accepted to be qualitative to
some extent; yet from a quantitative point of view, it
is not evident what it precisely covers.
The other point to ponder is the case of decision-
makers. It has been a debate for decades who they
should be. At first glance, it seems evident that it is
supposed to be a parliament debate. The problem is
that their final decisions cannot be deemed totally
validated since the number of people who are making
the decision must be much higher than the average
number of candidates in a parliament, and this is the
nature of subjective issues. Therefore, some
recommended that the decision-making process
should be left to the public. Nonetheless, the public
are usually ill-literate, uneducated, biased and
irrational, and unenthusiastic about these types of
issues. So as to ignite the publics enthusiasm, and
making them scientifically and politically aware, it
takes a considerable amount of time. The final
proposal could be collaboration of the authorities and
the public to lessen the touch of subjectivity, dealing
with the time simultaneously. However, the
authorities have never been easy with revelation of
regulatory issues to the public.
Decision-making process is to take salient steps
towards safety improvement in ALARP. This process
needs spending and saving a huge amount of money;
the money that should be less than the benefits of
outcomes. In order to correctly apply these safety
improvements and weigh the balance of uncertainties,
too many researchers suggested CBA. The problem is
that this analysis is more complex to implement when
ALARP in Engineering: Risk Based Design and CBA
67
it deals with more “hazardous facilities where the
value of human life, the cost of suffering and
deterioration of the quality of life may play a major
role in the analysis” (Melchers, 2001). In this case,
CBA assumes one equal weight for all monetary
values, when dealt with social implications. The
instance of tolerable risk is of this type. Thus, the
correlation of vocabularies ‘low’, ‘reasonable’, and
‘practicable’ with minimum total cost in CBA is
blurred. The matter of risk and environmental issues
seem to be out of the perception of CBA, since they
consider them “political risk”.
7 CONCLUSIONS
During decades, ALARP has turned into a main
principle for risk management in several countries.
The European Union, as well as Italy, has learned a
lot of lessons from some disastrous accidents like the
Monte Bianco, the Gotthard, the Tauern tunnel and
Chernobyl, in nuclear power industry. It is true that
the number of incidents per 10 years has considerably
dropped, and this is due to management of societal
and individual risks in a diverse range of locations
where risk is highly eminent. However, some salient
weaknesses can also be seen. From an engineering
point of view, ALARP has developed and all the
directives in EU and Italy lead the path of safety.
Nevertheless, by reading papers and directives
throughout the past decades, it can be seen from a
linguistic point of view that most safety authorities
have been playing the safety along. In other words,
the concentration has been on writing papers and
directives rather than improving safety. This criticism
is literally evident in using various acronyms for
safety, such as ALARP, ALARA, ALAP. The
solution is for EU officials to pass some unified laws
for the whole EU countries after approving the
practicality of the safety measures.
REFERENCES
Abrahamsen, E. B., Abrahamsen, H. B., Milazzo, M. F., &
Selvik, J. T. (2018). Using the ALARP principle for
safety management in the energy production sector of
chemical industry. Reliability Engineering & System
Safety, 169, 160-165.
Alakbarli, E., Gentile, N, S., Guarascio, M. (2023).
Juridical side of ALARP: The Monte Bianco tunnel.
Ale, B. J. M., Hartford, D. N. D., & Slater, D. (2015).
ALARP and CBA all in the same game. Safety science,
76, 90-100.
Directive 2004/54/EC of the European Parliament and of
the Council of 29 April 2004 on minimum safety
requirements for tunnels in the Trans-European Road
Network.
Decreto Legislativo 264 del 5 Ottobre 2006 Attuazione
della Direttiva 2004/54/CE relativa ai requisiti di
sicurezza per le gallerie della rete stradale transeuropea.
Edwards v National Coal Board [1949] 1 All ER 743 CA.
Explosives Regulations Act of 2014 (SI 2014/1638)
Guarascio, M. (2008). Italian Risk Analysis for Road
Tunnels. PIARC Technical Committee C3.3 Road
tunnel operation, 209-223.
Guarascio, M. (2021). “As low as reasonably practicable.
How it does work in the rail and road tunnels in Italian
rules. ‘Risk acceptability/tolerability criteria. The
Gu@larp model”, Safety and Security Engineering IX.
Guarascio, M., Berardi, D., Despabeladera, C., Alakbarli,
E., Di Benedetto, Eleonora., Galuppi, M., & Lombardi,
M. (2022). Road Tunnel Risk-Based Safety Design
Methodology by Gu@larp Quantum Risk Model. Risk
Analysis, Hazard Mitigation and Safety and Security
Engineering XIII, 214, 39.
Habermas, J. (1987). Eine Art Schadensabwicklung: Kleine
politische Schriften VI.
Health and Safety Executive (HSE) (2001)
Jones-Lee, M., & Aven, T. (2011). ALARP—What does it
really mean? Reliability Engineering & System Safety,
96(8), 877-882.
Loewen, E. P. (2011, September). Research Reactors-Their
role in ALARA reform and the post-Fukushima
Nuclear Industry. In Address, Annual meeting of the
Test, Research, and Training Reactors organization
(Vol. 15).
Melchers, R. E. (2001). On the ALARP approach to risk
management. Reliability Engineering & System Safety,
71(2), 201-208.
Sirrs, C. (2016). Health and Safety in the British Regulatory
State, 1961-2001: the HSC, HSE and the Management
of Occupational Risk (Doctoral dissertation, London
School of Hygiene & Tropical Medicine).
Van Coile, R., Jomaas, G., & Bisby, L. (2019). Defining
ALARP for fire safety engineering design via the Life
Quality Index. Fire Safety Journal, 107, 1-14.
COMPLEXIS 2023 - 8th International Conference on Complexity, Future Information Systems and Risk
68