Towards Data Ecosystems in Smart Cities:
Success Factors of Urban Data Spaces
Josh Haberkern
a
and Thomas Schäffer
b
Institute of Information Systems, Heilbronn University of Applied Sciences, Max-Planck-Straße 39, Heilbronn, Germany
Keywords: Data Governance, e-Government, Smart City, Success Factor, Urban Data Space, Urban Data Platform.
Abstract: In planning and designing public urban services, cities are increasingly relying on digital systems and data.
Urban Data Spaces represent the data ecosystem of a city or region, bringing together municipalities,
municipal companies, citizens, and businesses. They enable the development and management of data-driven
services and aim to combat siloed data storage and usage. The main goal of this research paper is to examine
the success factors for public sector stakeholders in creating and managing Urban Data Spaces. Using a multi-
method approach (literature analysis, expert interviews, focus groups, and survey), we identified, validated,
and quantified 23 success factors. The success factors were categorized into five dimensions: Platform Design,
Platform Governance, Technical Platform Design, Platform Management Capabilities, and Stakeholder
Involvement. Key findings are: A shared vision of an open and interoperable Urban Data Space, supported
by a Life Cycle Management enables public management to benefit from data-driven services and become
more sustainable. In addition, a cross-organizational data governance and strategy with a focus on the
development of data competence and data quality management form the foundation of those Data Ecosystems.
Based on the identified success factors, this article presents recommendations for scientists and practitioners.
1 INTRODUCTION
Planning and maintaining urban systems with a focus
on the common good is described by (Taylor, 1998)
as one of the historically essential goals of urban
planning. In the context of technological
development, cities and municipalities are pursuing
the goal of becoming smarter and more connected
(Albino et al., 2015) but also more liveable and
sustainable (Creutzig et al., 2019; EIP-SCC, 2016).
By facilitating data-driven and innovative urban
services, digital technologies can help cities’
managers to address these challenges and achieve
sustainable prosperity (Hamalainen, 2021). Data,
according to (Charalabidis et al., 2022), hereby is a
fundamental resource for the implementation of all
government activities, from regulation to public
service delivery. Municipal decision-makers believe
that its systematic use would lead to a significant
improvement in the quality of work and life, as well
as to greater security and better policymaking
(Schieferdecker et al., 2018). Innovation from data
a
https://orcid.org/0009-0008-1538-1199
b
https://orcid.org/0000-0001-8097-286X
arises especially when data from different data
sources and contextual data is combined and
analysed. An intermodal mobility service, for
example, requires timetable data from different
modes of transport, movement data from many
travellers and information about traffic jams,
disruptions on railway lines or major events (Otto &
Burmann, 2021). Urban Data Spaces, which represent
the data ecosystem of a city or region (Barns, 2018),
enable the development and operation of data-driven
services by the municipality, municipal companies or
third parties. In particular, Urban Data Spaces should
avoid the current problem of often siloed data storage
and use (Schlüter & Strelau, 2021), as well as enable
data sovereignty and data privacy (Creutzig et al.,
2019; Otto & Steinbuß, 2019; Tcholtchev et al.,
2018). In contrast, the current handling of data is
characterised by the fact that municipalities and
municipal enterprises do not make sufficient use of
their data sets; they are often neither combined with
data from other providers nor made available for
further use by third parties (Bagheri et al., 2021;
548
Haberkern, J. and SchÃd’ffer, T.
Towards Data Ecosystems in Smart Cities: Success Factors of Urban Data Spaces.
DOI: 10.5220/0012136200003541
In Proceedings of the 12th International Conference on Data Science, Technology and Applications (DATA 2023), pages 548-558
ISBN: 978-989-758-664-4; ISSN: 2184-285X
Copyright
c
2023 by SCITEPRESS Science and Technology Publications, Lda. Under CC license (CC BY-NC-ND 4.0)
Barns, 2018; Cuno et al., 2019). Efforts towards
common data platforms and integrated urban services
are thus needed (Creutzig et al., 2019).
Schieferdecker et al. (2018, p. 102) as well
mention the need for "municipalities to share their
knowledge across regions and internationally in order
to learn from each other and benefit from the
experiences of others" as well as the creation of best
practices to provide orientation for municipalities.
The future of these ecosystems therefore depends
on whether they are effectively planned, designed,
and managed. Bagheri et al. (2021) developed
corresponding success and value creation factors for
Urban Data Spaces from the perspective of the
platform providers and formulate the development of
success factors for Urban Data Spaces from the
perspective of the demand side, the municipalities, as
an open research gap.
The objective of this paper is to identify the
aspects that stakeholders, especially in public
administration, regard as success factors for Urban
Data Spaces. Their different technological, societal,
and administrative dimensions will be discussed in
the context of this study. Accordingly, the research
questions (RQ) are:
RQ1: What factors influence the success of an
Urban Data Space?
RQ2: Which recommendations for action can
be derived for public sector stakeholders?
The structure of this paper is as follows: Firstly,
relevant terms related to the topic will be explained to
establish a common understanding. Next, the
multimethod research approach will be introduced.
The results of the study will then be presented and
explained through the analysis of the research
questions. In the discussion, the findings will be
critically reflected upon and the need for further
research will be identified.
2 THEORETICAL
BACKGROUND
This section introduces and defines the key terms as
they are used in this research. These are: Smart City,
Data Spaces, Urban Data Space, and Success Factor.
Smart City defines a city based on an intelligent
exchange of information between different
subsystems of a city and the analysis, use and
implementation of data in terms of services for
citizens and businesses (Gartner, 2011). According to
Albino et al. (2015), a smart city can be characterized
by four aspects: (1) the network infrastructure of a
city that enables politic al efficiency as well as social
and cultural development; (2) the business-led urban
development to promote urban growth; (3) the social
sustainability in form of social inclusion of different
city residents and social capital in urban
development; (4) the natural environment as a
strategic component for the future.
Data Space defines a level of abstraction that
provides a collection of data sources, services and
devices in one space (Franklin et al., 2005). These
data sources and services may be physically
distributed but are presented as a single entity through
the data space, making it easier for users to access and
use them, while data remains at their source. Based
on this explanation, the EU initiative Gaia-X defines
Data Spaces as a virtual data integration concept
(GAIA-X, 2021). Otto (2022) also refers to this
technological definition and specifically points out
the current use of the term: According to him, the
increasing use of the term in the business world has
led to the Data Space being understood as a form of
collaboration with data.
Urban Data Space is a special Data Space for a
Smart City. Schieferdecker et al. (2018) refer to an
Urban Data Space as one that contains the types of
data that may be relevant to the municipal
community, economy and policy space. Bagheri et al.
(2021) refer to Urban Data Spaces as a subset of
multi-sided digital platforms which enable the secure
and trustworthy exchange of data between different
user groups such as citizens, municipalities and
businesses. Bagheri et al. (2021) refer to the added
value of an Urban Data Space, which is supposed to
come by fostering the ecosystem of cities in such a
way that their (open) data (sources) are accessible to
others. Therefore, the Urban Data Space is seen as an
essential infrastructure for supporting data-driven
innovative services and to implement smart city
initiatives for a smart, sustainable and resilient city
(Barns, 2018; Cuno et al., 2019).
Success Factor refers to a cause or condition that
significantly contributes to the success or failure of a
company or project in business administration and
management research (Porter, 1998; Zhang and Li,
2010). Research on success factors is of great
importance for companies and public sectors as it
helps in developing strategies that increase the
likelihood of success. In information systems, the
term success factor refers to factors that influence the
success of information systems and their use in
companies (Fischer, 1993). Such factors may include
employee acceptance, data quality, integration into
business processes, and security and data protection
measures. Identifying and considering these factors is
Towards Data Ecosystems in Smart Cities: Success Factors of Urban Data Spaces
549
important to ensure that information systems are used
effectively and efficiently and contribute to the
success of the company. For our research, this means
that functional requirements with a high priority are
considered as success factors if they are crucial for
the success of a system (e.g., Urban Data Space).
3 RESEARCH METHODOLOGY
Figure 1 illustrates our multi-method research
approach to identify and validate the success factors
for Urban Data Spaces. The methods (literature
review, expert interview, focus group interviews, and
survey) were conducted between November 2022 and
March 2023.
In the first step, we conducted a literature review
to identify the basic dimensions and requirements of
Urban Data Spaces. We followed the approach
suggested by vom Brocke et al. (2009) and analyzed
the results according to Webster and Watson (2002).
We used ACM Digital Library, Google Scholar, IEEE
Xplore Digital Library, Science Direct, and Springer
Link to identify relevant literature. We used the
search term [("Smart City" OR "Smart Region")
AND ("Data Space" OR "Data Platform") AND
("success factors" OR "requirements" OR "functions"
OR "dimensions")] and analyzed the keywords and
abstract of each article. We considered a total of 44
publications focused on data platforms and
ecosystems in smart city contexts, as shown in Figure
1. From the results of the review, we derived a total
of 17 requirements using a requirements elicitation
process according to
ISO/IEC/IEEE
(2018) and
categorized them into five dimensions according to
Bagheri et al. (2021): Platform Vision, Platform
Governance, Technical Platform Design, Platform
Management Capabilities, and Stakeholder
Involvement.
This categorization refers to Data Spaces as a
whole, with a specific focus on urban spaces and the
public sector. In comparison, Nagel et al. (2021)
distinguish the "Building Blocks" only into
"Technical" and "Governance".
In the second step, we conducted interviews with
seven experts (Gläser & Laudel, 2010). The aim was to
examine the requirements for the urban data
infrastructure and prioritize the dimensions. The
experts are responsible for the urban data infrastructure
on a technological or strategic level in Darmstadt,
Frankfurt, Hamburg, Leipzig, Ulm and Vienna. We
used a semi-structured questionnaire with 21 questions
and analyzed the answers using qualitative content
analysis (Mayring, 2022). Each interview lasted
approximately one hour and was conducted online. To
participate, an Urban Data Space had to be in operation
in the respective city. As a result, it was determined that
the five dimensions were complete. The associated
priority per dimension was determined using a five-
point Likert scale (1 = lowest and 5 = highest priority)
per expert and presented as an arithmetic mean in the
form of a priority score (PS) in Table 1. We were also
Figure 1: Overview of the Research Methodology.
DATA 2023 - 12th International Conference on Data Science, Technology and Applications
550
able to identify ten additional requirements, so that
we now have a total of 27 requirements.
In the third step, we conducted an online survey
in Germany, Austria and Switzerland to determine the
practical relevance and priority of the 27
requirements (Stern et al., 2014).
We specifically invited experts from the urban
environment who are at different stages of
implementing Urban Data Spaces. In total, 26 people
participated in the survey, including 20 from public
administration, three from urban IT services, and
three from general IT consulting. The questionnaire
consisted of 27 questions that corresponded to the
requirements. Each requirement was rated using a
five-point Likert scale (1 = lowest priority and 5 =
highest priority). The result is the priority score (PS)
per requirement as an arithmetic mean.
In the fourth step, a focus group interview was
conducted with seven participants in order to evaluate
and finally prioritize the results from steps 2 and 3
with regard to their practical relevance (Littig &
Wallace, 1997; Merton, 1990). Participants work in
municipal/public administration, academia, or IT
companies and are responsible for topic areas related
to technological and/or strategic issues in the context
of urban data infrastructure. The focus group
interview lasted 75 minutes and was conducted
online. The evaluation revealed 23 success factors for
Urban Data Spaces.
In the fifth step, the results were made available.
In section 4, the 23 success factors according to RQ1
are presented in tables 2-6, structured according to the
dimensions or in descending order according to the
priority score (PS) determined, and then explained in
text. In section 5, twelve recommendations for action
according to RQ2 are drawn up based on the findings
from research steps 1-4.
The bibliographic data of the 44 publications as
well as the complete questionnaire of the expert
interviews and survey are available from the authors
upon request.
4 FINDINGS
This section presents the identified success factors in
the context of Urban Data Spaces according to the
research approach described in section 3.
The success factors are mapped to the five
dimensions of Bagheri et al. (2021), which are listed
in Table 1 in descending order of priority score (PS).
Table 1: Overview of Dimensions of Urban Data Spaces.
#
Dimension PS
D.1 Platform Vision 4,2
D.2 Platform Governance 3,8
D.3 Technical Platform Desi
g
n 3,6
D.4 Platform Management Capabilities 2,6
D.5 Stakeholder Involvement 2,2
To enable a better understanding of the ranking of
the success factors, the corresponding dimension is
explained briefly in each subsequent section. A table
is then presented in each case with the associated
success factors and their priority score by the experts.
Each success factor is then explained in detail and
backed up with the experts' opinions and experiences.
The success factors are illustrated in the order of the
priority score from highest to lowest. This is to ensure
that special attention is paid to the most important
success factors and that they are given appropriate
consideration in the context of Urban Data Spaces.
In total, then, five dimensions and their associated
success factors are explained and discussed in detail
in the following sections. This should help to develop
a comprehensive understanding of which factors are
of particular importance in the implementation of
Urban Data Spaces.
4.1 Platform Vision
The Platform Vision defines the purpose of a platform
or ecosystem that is essential for attracting user
groups (Bagheri et al., 2021; Schreieck et al., 2018).
Table 2 lists the five success factors of the platform
vision with priority score from the experts, which are
explained below.
Table 2: Success Factors of Platform Vision.
# Success Factor PS
D.1.1 Sustainabilit
y
4,8
D.1.2 Provisioning of Citizen Services 4,4
D.1.3 Data-Driven Public Management 4,3
D.1.4 Economic Development 4,0
D.1.5 Social Im
p
act 3,8
Sustainability (D.1.1) is a critical consideration
for cities, and many municipalities are recognizing
the potential of an Urban Data Space to help achieve
sustainability goals. Some cities are even positioning
themselves as "smart green cities," with municipal
administrations taking a leading role in promoting
ecological sustainability and climate resilience
through various use cases, such as mobility and
energy solutions. Additionally, it was suggested that
using an Urban Data Space for energy management
could lead to more sustainable and efficient use of
Towards Data Ecosystems in Smart Cities: Success Factors of Urban Data Spaces
551
resources, reducing carbon emissions and promoting
a greener urban environment.
Provisioning of Citizen Services (D.1.2) was
claimed by experts to be provided better and more
intelligent through Urban Data Spaces. Cities thereby
would be able to improve citizen services in general
and therewith involve citizens better in public
decisions by also providing participation tools and
methods as parts of an Urban Data Space.
Data-Driven Public Management (D.1.3) was
identified as a success factor, with experts
emphasizing the importance of offering and
maintaining data-driven services and applications for
internal administrative management purposes. A
Business Intelligence Infrastructure and respective
services were seen as driving acceptance and enabling
holistic decision making within public
administration. Urban use cases in the field of
analytics were also highlighted as potential areas for
improving cities' decision making. Examples of such
use cases include route optimization for urban waste
collection vehicles, measuring pedestrian frequencies
to improve the location of citizen offices, forecasting
the occupancy rate of schools, or energy management
in buildings as part of a digital twin.
Economic Development (D.1.4) was considered a
crucial factor for success, as per the experts. They
suggested involving local businesses and start-ups in
the ideation and development of use cases to improve
the economic ecosystem of cities. In addition, the use
of data-driven solutions and services could also
attract new businesses and investment to the city,
enhancing its economic competitiveness.
Furthermore, a focus on sustainable economic
development could be achieved through the
development of innovative and environmentally
friendly use cases within the Urban Data Space.
Social Impact (D.1.5) was identified as a further
success factor regarding the Platform Vision of an
Urban Data Space, particularly through the
implementation of use cases in Healthcare or Energy
Management. Experts stated that the use of an Urban
Data Space can contribute to better health outcomes
for citizens by providing data-driven insights into
healthcare needs and identifying areas for
improvement. For example, the European project
"BigMedilytics" uses an Urban Data Space to develop
innovative solutions for healthcare, such as
personalized medicine and predictive analytics for
disease prevention (Ruiz et al., 2018). Another
example is the "Healthy New Towns" initiative in the
UK, which uses an Urban Data Space to gather data
on the health and well-being of residents in new
housing developments (Watts et al., 2020). Overall,
the use of an Urban Data Space in the healthcare
sector has the potential to drive research and
innovation, improve patient outcomes, and promote
healthy living environments.
4.2 Platform Governance
The Platform Governance defines who makes the
respective decisions in the urban data ecosystem and
builds the necessary regulations (Bagheri et al.,
2021). Table 3 lists the four success factors of the
platform governance with priority score from the
experts, which are explained below.
Table 3: Success Factors of Platform Governance.
# Success Factor PS
D.2.1 Unified Data Governance and Strate
gy
4,7
D.2.2 Openness, Transparency, Interoperabilit
y
4,6
D.2.3 Digital Sovereignty 4,4
D.2.4 Business and O
p
erating Model 2,8
Unified Data Governance and Strategy (D.2.1)
has been emphasized as a critical factor in building
successful urban data ecosystems: As mentioned by
the experts, Cities often rely on top-down, technically
separated, line management approaches, resulting in
data silos in separate departments. Due to this
distribution of responsibilities and resources, a
comprehensive organised data governance, as well as
corresponding responsibility structures and a role
management in dealing with data were deemed as
particularly necessary. The internal IT as well as
implementing departments and partners must be able
to rely on them to guarantee data integrity, data
quality and data excellence. Accordingly, the
overarching development of a data strategy was
mentioned as of particular importance to create a
common goal and big picture. Additionally,
elaborated data ethics concepts and automated data
integration processes were considered as essential for
efficient and long-term data provision.
Openness, Transparency, and Interoperability
(D.2.2) as foundation principles regarding Urban
Data Spaces were highlighted in various contexts and
parts of this research as a success factor. Cities must
rely on open and interoperable platforms and
ecosystems to use standardized products, services, or
interfaces. Data usage and publication must be
transparent within Public Administration across
different departments, to improve general data quality
and quantity. Open licenses and open data use are
particularly important and have proven to be a
success factor in different cities. Publishing Open
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552
Data and using Open-Source (Software)-Components
are helping cities achieve these goals.
Digital Sovereignty (D.2.3) was considered a
success factor, as municipalities and cities often
reported problems in an increasing dependence on
individual software or infrastructure providers,
leading to dependency in service quality, financial
aspects, and regulatory aspects, e.g., certain software
providers not complying with specific privacy or
security guidelines. Apart from so-called Vendor
Lock-ins, those aspects can be drawn from the
perspective of Data Ownership regulations developed
by cities. Cities are able to combat those challenges
through diversification in the used products, services
and providers as well as through the use of Open-
Source-Software.
Business and operating model (D.2.4) refers to
cities needs of aligning their business and operating
model to public management goals. Business models
regarding urban data usage are rarely based on data
monetization – as reported by the experts, no relevant
positive experience has been made e.g., through Data
Marketplaces. As stated in the research, until now
those Urban Data Spaces often have been just seen as
project-based, short term funded, work city
stakeholders reported that this often led to problems.
An important success factor identified in regard to
urban data business and operating models for cities is
to see Urban Data Spaces as a municipal
infrastructure task inside the city budget, with
corresponding long term focused financial and
operation plans.
4.3 Technical Platform Design
The Technical Platform Design describes the
technical architecture and infrastructure behind
Urban Data Spaces (Bagheri et al., 2021). Table 4
lists the five success factors of the technical platform
Design with priority score from the experts, which are
explained below.
Table 4: Success Factors of Technical Platform Design.
# Success Factor PS
D.3.1 Data Privac
y
4,9
D.3.2 IT Securit
4,8
D.3.3 Technical Competence 4,5
D.3.4 Data Anal
y
tics 4,4
D.3.5 Standardization and Scalabilit
y
3,9
Data Privacy (D.3.1) was identified as an
important criterion. To ensure data privacy, experts
highlighted the need to improve and specify the data
sharing and release process and ensure high-quality
data classification. Different technical departments
are responsible for sharing and classifying data, such
as personal or infrastructure data, which should not be
released openly. Therefore, those specialized data
owners must be trained in data privacy regulations.
Additionally, data synthesis and anonymization are
also crucial for cities to meet the challenges and
requirements of data privacy. Experts viewed Data
Privacy as a positive aspect rather than a restraint, as
it would build citizens' confidence in their decision to
participate in the Urban Data Space.
IT Security (D.3.2) was also identified as an
important factor for cities to consider, as they often
rely on external partners in this field. However,
according to the experts, cities are increasingly
appreciating the value of resilient infrastructure and
services. Cross-city cooperation projects are being
implemented to share resources and build up security
audit levels regarding Urban Data Spaces.
Technical Competence (D.3.3) must be developed
and expanded within the public administration. Cities
must increase the technical competencies of their
employees through new hires and training, especially
in the areas of IT management, software development
and data science. In addition, public IT service
providers must also build up their technological
competencies in their services and employees.
Data Analytics (D.3.4) was deemed a success
factor as an additional layer to the current possibilities
that cities often use today - providing data as open
data on their website and only visualizing it. In
addition to the above-mentioned factor (D.1.3), the
use of internal data-driven applications in public
management to foster digital processes or improve
holistic decision-making is crucial. Analytics
methods can also be used to improve citizen services,
such as providing information dashboards.
Standardization and Scalability (D.3.5) activities
are also described as an essential aspect. Cities should
base their Urban Data Spaces on appropriate
reference models and standardizations, e.g., DIN
SPEC 91357, which is used by most cities in this
research. This allows modularity of the systems and
thus facilitates reproducibility and extensibility.
Therefore, standardized APIs need to be created
within the Urban Data Space and they should be
provided in a stable and reliable way. In addition, a
higher level of standardization in other areas,
including data models and APIs, is also needed to
enable extensibility and inter-municipal scalability.
The use of standardization and related activities can
ensure the development of efficient and reliable
Urban Data Spaces.
4.4 Platform Management Capabilities
Platform Management Capabilities describe the
Towards Data Ecosystems in Smart Cities: Success Factors of Urban Data Spaces
553
skills required to effectively manage and coordinate
an Urban Data Space (Bagheri et al. 2021), including
organizational change, new ways of working, change
management processes, modernized procurement
processes and laws, staff training, and establishing a
data culture to ensure high-quality data. Table 5 lists
the three success factors of the platform management
capabilities with priority score from the experts,
which are explained below.
Table 5: Success Factors of Platform Management
Capabilities.
# Success Factor PS
D.4.1 Cross-organisational Cooperation
an
d
Collaboration
4,7
D.4.2 Data Quality Management 4,4
D.4.3 Life Cycle Management 4,3
Cross-organizational Cooperation and
Collaboration (D.4.1) are of paramount importance
in managing and nurturing an ecosystem. Therefore,
the Urban Data Space must be given high priority in
cities' organizational management and recognized at
both operational and strategic levels, as mentioned by
the experts, to increase usage and acceptance of the
platform by different departments and promote its
growth. Another factor in ecosystem nurturing was
identified as having corresponding leadership within
the organization that drives digital and data use like
an evangelist or guru. This guru could be represented,
for example, by a mayor or a Chief Information
Officer.
Data Quality Management (D.4.2) was
considered crucial because citizens must rely on the
integrity and quality of data published by official
public agencies. To support the responsible data
owners in different departments, it is essential to
develop appropriate data retrieval and updating
guidelines that ensure regularity and high quality. In
addition to this, having a central quality control
mechanism for metadata and content-based control is
also necessary to maintain the accuracy and
consistency of data published in the Urban Data
Space.
Life Cycle Management (D.4.3) refers to
optimizing the entire lifespan of Urban Data Spaces.
These spaces are considered a part of urban
infrastructure and must have a corresponding Life
Cycle Management, including a long-term
operational concept, professional IT management,
and appropriate financing models. Urban Data Spaces
should be viewed as long-term infrastructural
investments, as stated in D.2.4, rather than one-time
funded projects. Experts have criticized that currently
concepts of Urban Data Spaces fail in some cities
because they are seen as one-time projects rather than
being considered with the long-term focused Life
Cycle Management mentioned.
4.5 Stakeholder Involvement
Stakeholder Involvement describes the extent to
which an Urban Data Space enables collaboration,
partnerships, and co-creation among different
stakeholders (Bagheri et al., 2021). Table 6 lists the
six success factors of the stakeholder involvement
with priority score from the experts, which are
explained below.
Table 6: Success Factors of Stakeholder Involvement.
# Success Factor PS
D.5.1 Boards and Committees 4,6
D.5.2 Inte
r
-Municipal Cooperation 4,5
D.5.3 Citizen-Involvement 4,3
D.5.4 Political Stakeholders 4,2
D.5.5 Cooperation on different
Government Levels
3,7
D.5.6 Joint further Development
of the Urban Data S
p
ace
3,3
Boards and Committees (D.5.1) formed at inter-
agency levels were deemed important in the success
of Urban Data Spaces. Implementing them on
strategic and regulatory levels, as well as working
groups on operational levels involving different city
stakeholders, were identified as a central success
factor in involving stakeholders and bringing various
advantages. These advantages including critical
perspectives, increased acceptance in different city
departments, and a joint enhancement of the platform
ecosystem.
Inter-municipal Cooperation (D.5.2) and
knowledge exchange, including sharing of
applications and services, was identified as a key
success factor for Urban Data Spaces. This includes
efforts towards replicability, resource savings, and
the recognition that "data does not end at city limits",
with regional cooperation playing a critical role in
achieving success according to experts.
Involving Citizens (D.5.3) was deemed a further
success factor, for example through participation
measures. Cities have had positive experiences with
regular meetings to promote new platform features
and gather feedback from citizen.
Political Stakeholders (D.5.4) play a crucial role
in decision-making processes in a city and involving
them is essential for the success of Urban Data
Spaces. Their support can lead to greater acceptance
of the platform ecosystem and better financial
DATA 2023 - 12th International Conference on Data Science, Technology and Applications
554
backing, as important decisions are often made on this
level.
Cooperation on different Government Levels
(D.5.5) is viewed as important, even though
municipalities bear the primary responsibilities in
Urban Data Spaces. Collaboration at the state or
European Union level allows for standardization
efforts, replicability, and participation in financial
support measures.
Joint further Development of the Urban Data
Space (D.5.6) was deemed important to allow for
participation from citizens, start-ups, scientific
institutions, and businesses. Cities often seek
cooperation to gather new ideas and implementations
to further develop an Urban Data Space, through
participation events like a Smart City Forum or
dedicated hackathons. Civic developers are allowed
to bring in their solutions and perspectives. Cities
often provide the data for those events and have had
positive experiences with both civic developers and
start-ups providing their services and ideas. Experts
mentioned that cities are often unable or unwilling to
be solely responsible for the ideation and
development of all use cases. Therefore, they value
this form of civic involvement and participation,
which leads to more and better applications and
services as part of the Urban Data Space.
5 DISCUSSION
In this section, the results of the previous section are
critically examined and reflected upon. In particular,
the identified success factors for an Urban Data Space
and their significance for public administration are
addressed. Critical aspects such as data protection are
also considered, and the importance of open and
interoperable platform ecosystems as well as a
suitable data governance structure are emphasized.
The aim of this section is to place the results of the
research in a broader context and to highlight further
implications for the development and operation of
Urban Data Spaces.
5.1 Opportunities and Challenges
Experts identify the platform vision as the highest
priority for the Urban Data Space in public
administration. Sustainability is considered a key
success factor and includes environmental
sustainability and climate resilience. The use of data-
driven services and applications in public
administration is important to increase the acceptance
and quality of Urban Data Spaces and to provide
better services for citizens. Openness, transparency
and interoperability are other success factors, while
business models to monetize data should not play a
visible role.
However, there are also challenges. These include
privacy concerns, vendor lock-in, the need for
comprehensive organized data governance,
specialized data owners, staff training, change
management processes, financial sustainability,
conflicts of interest, and ensuring equal participation
of all stakeholders. This research suggests that the
long-term sustainability and success of Urban Data
Spaces will require significant organizational,
financial, and managerial changes that could be
challenging for cities. Therefore, cities need to
carefully consider the long-term implications and
resource requirements before embarking on urban
data space projects. Other implementation challenges
could include:
Technical Difficulties: There could be technical
issues that impact the performance and scalability of
the platform. For example, this could be due to the
complexity of the data, the size of the data sets, and
the computing power required.
Legal and Regulatory Issues: There could be legal
issues affecting the use and management of the data,
particularly with regard to data privacy and data
security. Compliance with data privacy and security
regulations is critical to the success of the platform.
Lack of Support: there could be a lack of support
from the city government and policy makers
responsible for funding and operating the platform.
Without the necessary support and resources, it will
be difficult to successfully operate the platform.
Difficulties in Collaboration: there might be
difficulties in collaboration with other institutions and
organizations responsible for providing and using
data. Close collaboration and coordination between
all stakeholders are essential for the success of the
platform.
Acceptance Problems: there could be problems with
user acceptance of the platform. If the platform is not
user-friendly or does not provide the expected
benefits, it may not be used, which will affect the
success of the platform.
5.2 Implications for Practice
Urban Data Spaces can play an important role in
supporting urban development processes and
improving the quality of life of citizens if the
challenges associated with them are successfully
addressed.
Towards Data Ecosystems in Smart Cities: Success Factors of Urban Data Spaces
555
Our research has led to twelve recommendations
that public sector stakeholders should consider when
designing, implementing, and operating Urban Data
Spaces. These recommendations consider the main
findings of our research and differ from data spaces
in an industrial context. The recommendations for
action were derived from the expert interviews,
survey and focus group (see figure 1 from step 2 to
step 4) and are as follows:
1. A shared vision to achieve the goals of the
Urban Data Space is necessary to promote user
adoption.
2. The use of data-driven tools and services in
public administration promotes holistic
decision-making and leads to better services
for citizens. Furthermore, those also lead to
higher participation and acceptance inside
different public administration departments.
3. A cross-organizational data governance
structure and data strategy are the cornerstone
of successful Urban Data Spaces.
4. Openness, transparency and interoperability
are basic principles that enable
standardization, flexible extensibility and
modularity and reflect the Urban Data
Ecosystem.
5. Ensure digital sovereignty to avoid lock-in to
specific providers and continue to decide
ownership of city and citizen data.
6. Data protection is essential for acceptance and
trust and must be ensured, especially through
strong European data protection regulations.
7. Cities and public IT infrastructure partners
must develop their technical and
technological competencies.
8. Public administration must become more
flexible and open for the establishment and
operation of successful Urban Data Spaces.
9. Consider Urban Data Spaces as a long-term
municipal infrastructure task and not treat
them as a one-off project concept.
10. Involve civil society and start-ups in the
development of applications and services and
in the development of new use cases.
11. Inter-municipal collaboration enables
resource savings, exchange of ideas and
experiences, as well as replication and sharing
of applications and services.
12. Evaluation and review of the Urban Data
Space are important to ensure success and
effectiveness.
6 CONCLUSION
In conclusion, this research has examined the
essential success factors for Urban Data Spaces and
the challenges that cities face in creating and
managing such platforms. The research has
highlighted the importance of platform vision,
platform governance, technical design, platform
management capabilities, and stakeholder
involvement for the successful development and
sustainability of Urban Data Spaces.
By analyzing current literature and expert
opinions, this study has identified key factors that can
enable cities to create and manage effective Urban
Data Spaces, which can support evidence-based
decision-making, enhance citizen services, and
promote sustainable urban development.
This final section summarizes the limitations of
the work and provides recommendations for future
research in the field of Urban Data Spaces.
6.1 Limitations
This research on the topic of success factors of Urban
Data Spaces for public administration has some
limitations that should be taken into account when
interpreting the results.
First, the study was limited to the European region
and thus the results cannot be easily transferred to
other regions. In addition, the data was obtained from
a limited number of expert interviews, which could
limit the representativeness of the results.
Furthermore, only the success factors of the specific
Urban Data Space project were investigated and other
aspects such as political, social or economic factors
were not included. Finally, the limitations of the
methods used for data collection and analysis were
not explicitly discussed.
Therefore, it is advisable to look critically at the
results of the study and future research should
consider other aspects to gain a more comprehensive
understanding of the success factors of Urban Data
Spaces.
6.2 Future Research
Further future work could include a case study, based
on a practical implementation of the given success
factors in one selected city.
Additionally, in a practical context an evaluation
of current solutions and concepts in cities contrasted
to this success factors would be interesting. Resulting
from this work, important functions and new success
factors for Urban Data Spaces could then be included,
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implemented and evaluated. This framework could
then be expanded at an international level, and
differences between regions could be further
illuminated.
Moreover, there is the need to take a further look
into the success factors. Each success factor could be
presented and elaborated deeper. Therefore, e.g., the
development of a Data Governance Structure would
be important for city stakeholders and future research.
Cities and future research must further ensure the
security of urban data and infrastructure.
Additionally, examining the impact of emerging
technologies such as artificial intelligence or further
sustainability potentials on Urban Data Spaces could
be an interesting avenue for future research.
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