faced. The numerical analysis supports and quantifies
the theoretical results, thus suggesting lowering
the effective contact with an infected person and
increasing the rate of vaccinating susceptible people.
In (Y. Xue, X. Ruan and Y. Xiao, 2021), it is in-
vestigated the influences of heterogeneity and immu-
nity on measles transmission, proposing a network
model with periodic transmission rate and examining
the threshold dynamics.
These compartmental models, while being effec-
tive, require the identification of parameters describ-
ing the transition from one condition to the others.
A possible different approach is data driven; in
this way the analysis and the control strategies are de-
termined just using the measured available data, as, in
this case, the number of infected patients and the per-
centage of vaccinated individuals. In this framework,
a useful representation is given by the autoregressive
model with exogenous input, namely the ARX and
the ARMAX models, (F. Piltan, S. Haghighi and N.
Sulaiman, 2017); starting from historical series and
by using identification methods, it is possible to de-
scribe complex phenomena. The number of infected
patients at the current time is expressed as a linear
combination of the number of patients in previous
years and of the control actions (the vaccinations) pre-
viously applied. In the ARX model the number of
infected patients is function of the current measure
noise, whereas in the ARMAX model also past errors
are considered.
In recent studies, (Y. Pei, Q.Pei, H. Lee, M. Qiu
and Y. Yang, 2022), historical epidemics data, along
with climate and economy ones, have been investi-
gated by means of autoregressive exogenous analy-
sis in the framework of human ecology; in particular,
ARX modeling has been used to simulate long-term
effects of climate change, economy and epidemics.
This approach is particularly useful in presence of
missing data, as in (M. Horner, S. Pakzad and N.
Gulcec, 2019), where structural health monitoring is
faced using also Kalman filtering.
The paper is organized as follows: in Section 2, af-
ter a brief recall of the ARX model with the penalized
optimal control and the identification of the model pa-
rameters, the specific ARX model for epidemic dis-
eases is developed. Numerical results, reported in
Section 3, are based on real data, implementing the
described procedures, from the data processing, to the
ARX model identification, to the penalized optimal
control definition and state prediction. In the conclu-
sions the obtained results are summarized, proposing
also future developments.
2 MATERIALS AND METHODS
The measles epidemic disease is usually described by
means of a compartmental model in which the pop-
ulation is partitioned into groups homogeneous with
respect to the disease conditions. For example, of-
ten the SEIR model is efficiently used, thus assuming
that an healthy subject in the susceptible class S can
be infected by an infected patient belonging to the I
class. He becomes infected but not infectious yet, thus
belonging to the E class of exposed, before the tran-
sit to the I class. Successively, he can recover, thus
leaving the I class and going to the R one. This de-
scription, while being realistic, is not easy to be im-
plemented since it requires the knowledge of the tran-
sit parameters from one class to the other. These pa-
rameters are strongly connected to the general healthy
conditions of the population under study and must be
identified considering real data, sometimes not avail-
able and consistent. Another approach is data driven,
meaning that the description of the measles diffusion
is obtained by means of the unique available informa-
tion, the number of infected patients and of adminis-
trated vaccines. The proposed approach falls within
this area, considering in particular the autoregressive
models with exogenous input, the ARX models. In
the next Subsections, this class of models is briefly
recalled and adapted to the specificity of the measles
disease.
2.1 Brief Recall of the ARX Model
The ARX is an autoregressive model with exogenous
input. It is useful the notation of the backward shift
operator z
−1
: for a given scalar process x(t), one has
z
−1
x(t) = x(t − 1). The classical ARX model can be
represented as follows:
A(z
−1
)y(t) = z
−d
B(z
−1
)u(t) +C(z
−1
)e(t) (1)
where:
A(z
−1
) = 1 + a
1
z
−1
+ .... + a
n
z
−n
(2)
B(z
−1
) = b
0
+ b
1
z
−1
+ .... + b
m
z
−m
(3)
C(z
−1
) = 1 (4)
with d > 0 denoting the delay of the system, b
0
̸=
0 and e(t) representing a white noise process, with
zero mean value and variance σ
2
; y(t) and u(t) are
jointly stationary processes representing, in the pro-
posed framework, the number of infected patients and
the applied control at time t, respectively. The control
Epidemic Modeling and Control: An ARX Approach for Measles Containment
633