Charting the Transformation of Enterprise Information
Management: AI Explainability and Transparency in EIM Practice
Lufan Zhang
a
and Paul Scifleet
b
Swinburne University of Technology, Melbourne, Victoria, Australia
Keywords: Enterprise Information Management, Explainable AI, AI Transparency.
Abstract: Today’s data-intensive environment poses significant challenges for enterprises in managing their vital
information assets that often exceed manual capabilities. Despite a promising potential to assist, there’s
mistrust and misunderstanding of the values AI presents to Enterprise Information Management. This paper
investigates the current state of AI-led changes to EIM practices and proposes an approach to improve
understanding of AI’s transformative role and impact on EIM. By charting AI use in EIM platforms across
five areas - AI development, AI techniques, AI-integrated EIM capabilities, AI applications, and AI impacts
– along with practice-based criteria for evaluating AI-integrated EIM solutions, this paper lays the foundation
for explainable and transparent AI in EIM.
1 INTRODUCTION
In the current massive data environment enterprises
face substantial challenges in managing their most
vital information resources. The last decade has
generated more data, documents and records than any
previous decade of human activity, however most
information resources remain predominantly
unstructured and poorly controlled (Kolandaisamy et
al., 2024), making them less reliable, retrievable, and
accessible than ever before (Jaillant, 2022). The
overwhelming volume of information is exceeding
in-house expertise and the manual or semi-automated
approaches that most enterprises usually take to
implement architectures for information control.
Consequently, it is not surprising to see increasing
attention being paid to applying Artificial
Intelligence (AI) and Machine Learning (ML) based
solutions in Enterprise Information Management
(EIM) (Baviskar et al., 2021) including for, the
classification of digital assets (Huddart, 2022),
authoritative records control, taxonomy and metadata
management (Duranti et al., 2022), and screening for
sensitive and confidential information communicated
via email (Schneider et al., 2019).
a
https://orcid.org/0009-0004-5148-564X
b
https://orcid.org/0000-0003-2776-1742
Despite the promising potential of AI-based
approaches to enterprises’ IM needs, current evidence
indicates that the inherent complexity and opacity of
AI cause mistrust and misunderstanding among EIM
practitioners about the transformational opportunities
and value AI presents (Adadi & Berrada, 2018).
While explainable AI (XAI) research initiatives aim
to improve the transparency and understandability of
complex AI solutions for end users, these approaches
are primarily algorithm-centric and highly technical,
often falling short in adequately addressing the needs
of non-expert users (Barredo Arrieta et al., 2020). In
contrast to the AI experts, programmers, and data
analysts, who typically interact with AI at algorithm
and model design levels (Bunn, 2020; Langer et al.,
2021), EIM practitioners do not need to understand
AI algorithm functions and the reasons behind the
generation of specific outcomes. Their first
experience of AI is often through interface
interactions. This might involve experimenting with
publicly available tools like ChatGPT or investigating
the use of AI product integration in other workplace
tools. EIM professionals are more concerned with the
practical applications and utility of AI across the
information management lifecycle (Haresamudram et
al., 2023). Solutions based on an explainable AI in the
context of EIM are required to meet the practical
60
Zhang, L. and Scifleet, P.
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice.
DOI: 10.5220/0012951100003838
Paper published under CC license (CC BY-NC-ND 4.0)
In Proceedings of the 16th International Joint Conference on Knowledge Discovery, Knowledge Engineering and Knowledge Management (IC3K 2024) - Volume 3: KMIS, pages 60-73
ISBN: 978-989-758-716-0; ISSN: 2184-3228
Proceedings Copyright © 2024 by SCITEPRESS – Science and Technology Publications, Lda.
needs and interests of IM practitioners. To address
this need, this study investigates the current state of
AI use in EIM systems and the changes this is
bringing to information management practice, this
paper presents the findings from an environmental
scan of AI integration into EIM platforms, focusing
on how understandable new AI-based solutions are
for practitioners and, on the characteristics required
for explainable AI in EIM.
The research findings present current issues and
challenges in EIM as prioritised by 20 leading EIM
platform providers between August 2022 and
November 2023. Research outcomes include the
categorisation of AI use by platforms into five areas
required to support the explainability and
understandability of AI for practitioners seeking to
adopt new approaches. These include describing 1)
how AI development is taking shape, 2) what
underlying AI techniques are being used, 3) how AI
integration maps to EIM capabilities, 4) what AI
applications are available for use, and 5) how AI
impacts on EIM practices. Moreover, to evaluate the
extent to which information provided by the 20 AI-
integrated EIM platforms is clear and transparent for
practitioners, an outcome of this research is a model
for evaluating AI transparency in EIM based on six
practical criteria: 1) Provision of AI development
details 2) Provision of AI function details 3)
Provision of AI impacts (benefits & risks) 4)
Provision of real-world use cases 5) User experience
design for AI-integrated interface 6) Human-AI
interaction.
The contribution of the research is twofold.
Firstly, it adds to knowledge in EIM by uncovering
the role and impact of AI in EIM practices, with five
practice-based categories to improve the description
and understanding of AI integration in EIM
recommended. This offers a practical contribution for
EIM practitioners seeking to leverage AI in their
work, and is supported by a further six criteria for AI
transparency, developed as an outcome of this
research, that both vendors and practitioners can work
towards achieving. Both contribute to the field of
Explainable AI by addressing the needs of non-
experts seeking to work with AI and, through this,
promoting human agency in explainable AI (XAI).
The following sections of the paper discuss key
topics in related research, followed by an elaboration
of the research design and findings. The paper then
concludes with a discussion of the current state of AI-
led changes in EIM practices and reflects on how AI-
integrated EIM practices can be facilitated.
2 RELATED WORK
2.1 EIM Issues and Challenges
Enterprise Information Management is an
overarching concept that encompasses a range of
related information systems and information
management work practices including Enterprise
Content Management (ECM), Electronic Records
Management (ERM), Document Management (DM),
and Knowledge Management (KM) (AIIM, 2024).
Notably, these terms are often used interchangeably
in industry (Scifleet et al., 2023). EIM can be broadly
defined as the integrated, enterprise-wide, strategic
management of all types (physical, digital, differing
sources and formats) of enterprise information assets
over their entire lifecycle of business use
(Jaakonmäki et al., 2018; Williams et al., 2014). The
term information asset encompasses all data,
information, documents, and records required for the
everyday work practices of business (Scifleet et al.
2023). Hausmann et al.’s research on enterprise
information readiness further summarises EIM as a
comprehensive initiative for managing information
assets throughout the entire lifecycle to unlock value,
with a focus on ensuring regulatory compliance. A
key goal is to eliminate information silos across
business departments and areas of work, ensuring the
availability of well-structured information when
needed (Hausmann et al., 2014).
Notably, many of the EIM issues identified for
business in an industry survey by Hausmann and
Williams et al. in 2014 remain relevant (Hausmann et
al., 2014; Williams et al., 2014), if not more
pronounced following a survey conducted a decade
later (Scifleet et al. 2023). Hausmann et al., (2014)
identified the challenges for practitioners in
managing an increased volume and variety of
business information and prioritised compliance and
assurance as central with new technologies and new
types of data, such as social media impacting
businesses. Both the 2014 and 2023 survey results
revealed that while enterprises self-rated highly in
achieving conformance goals, they continued to
struggle when working with information to achieve
performance objectives requiring timely access to
critical information, sharing information (both
internally and externally), managing the information
lifecycle, deriving value from, and delivering
actionable business intelligence (Hausmann et al.,
2014; Scifleet et al., 2023; Williams et al., 2014).
Additionally, the 2023 survey highlights the
compounding and negative effect of an
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice
61
overwhelming growth in employee-created data
through an increasing number of applications.
In this research, we have built from the many
well-known challenges presented by Hausmann et al
(2014) and others to revisit priorities current in
practice today: with a focus on the role that platform
providers can play by providing advanced,
transparent, understandable and usable AI-based
solutions for acquiring, organizing, storing,
retrieving, and sharing information assets within an
organization. EIM systems are beginning to integrate
AI across areas of information management that are
traditionally labour-intensive and hard to achieve, e.g.
taxonomy development, classification, process
automation, search and findability (Duranti et al.,
2022). Despite the promising features that AI can
bring to the EIM space, we still lack a holistic
understanding of how AI is positioned in EIM
practice. Understanding the steps that are being
undertaken to achieve AI integration and transform
EIM practice is a critical area for research.
2.2 AI and ML in the EIM Context
Within the EIM field, we have found the term
Artificial Intelligence (AI) serving as an overarching
concept encapsulating many aspects of cognitive
computing and advanced programming aimed at
performing tasks that typically require human
intelligence, though in most cases it is being used to
describe narrow, task-specific uses of AI (Meske et
al., 2022).
As a subset of AI, Machine Learning (ML)
specifically focuses on developing algorithms and
models that enable computers to learn from data,
allowing them to undertake information processing to
deliver outputs and make predictions, or decisions,
without the need for additional explicit human
programming or human intervention (Barredo Arrieta
et al., 2020). Martens and Provost (2014) have
demonstrated how ML can be applied to document
classification tasks by selecting a minimal set of
words to successfully classify document features for
management purposes. In a study by Ragano et al.
(2022), semi-supervised ML models were used to
evaluate audio quality in digital sound archives,
demonstrating potential benefits for other
multimedia, such as video calls and streaming
services. Sambetbayeva et al. (2022) highlight the
document management challenges in the context of
the data deluge and propose the use of ML techniques
to enhance document retrieval. The potential of AI
tools for managing digital records has gained
widespread recognition in records management with
Duranti et al’ (2022) and others highlighting that the
requirements for collecting and indexing digital
records in a reproducible manner far exceed manual
capabilities (Duranti et al., 2022; Schneider et al.,
2019). AI technologies, such as Recurrent Neural
Networks (RNN) (Shabou et al., 2020), Handwritten
Text Recognition (HTR) (Goudarouli et al., 2019),
and Chatbots (Gupta & Kapoor, 2020) are all being
proposed as means for reducing labour intensive
work, increasing efficiency and effectiveness with
examples of their role in facilitating record
classifications, access to paper-based archival
information, and establishing new knowledge
available. What is at issue, is just how understandable
and useful these technologies are for IM practitioners
in everyday work, where they are tasked with
explaining application, use, and value to the
enterprise?
2.3 Explainable AI (XAI) and AI
Transparency
The practical implementation of AI and ML in real-
world business settings is often met with scepticism
by industry professionals (Modiba, 2023).
Predominately this scepticism stems from
perceptions of AI as an uninterpretable “black box”,
with significant concerns about transparency,
trustworthiness, and a need to improve understanding
of how AI systems produce their outcomes (Adadi &
Berrada, 2018). Consequently, there is a growing
prioritisation for Explainable AI (XAI), with an
overarching goal of improving the accessibility of
intelligent systems (Meske et al., 2022). The concept
of XAI demands a better explanation about how AI-
generated outcomes are achieved. This has resulted in
substantial progress within the AI community, where
XAI is seen as a sub-field of AI (Adadi & Berrada,
2018; Barredo Arrieta et al., 2020) that aims to
provide users with the ability to see inside the black-
box. This is typically facilitated through the lens of
another algorithm that has the role of describing the
logic and decision-making processes of the AI and
generating a report that confirms its operations.
However, in turning to computational solutions to
read an algorithm and and report on the veracity of
black-boxed behaviours so that the AI can be trusted,
for example in a legal claim, we are at risk of using
one opaque method to describe another with little
gain for practitioners (Adadi & Berrada, 2018). The
Human-Computer Interaction (HCI) community has
approached this differently, by bringing a human-
centred perspective to XAI that emphasises the
significant role of humans in the explanatory process,
arguing the importance of being able to engage
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different user-stakeholder groups and their needs in
AI development and use (Meske et al., 2022).
HCI research has focussed on understanding
users’ perceptions of XAI methods, with research
evaluating different HCI-XAI methods for their
explanatory capabilities: having the right method in
place to explain AI to a user can, in turn, contribute
to better more understandable AI systems design
(Wang & Yin, 2021; Wanner et al., 2022). Even so,
many approaches to XAI still remain technical and
often struggle to be translated into practical
implementations when it comes to assisting non-
expert users in making decisions about AI in work-
based contexts (De et al., 2020). The need to improve
explainability for non-experts from a practice
perspective remains (Brennen, 2020; Bunn, 2020).
EIM practitioners’ engagement with AI will be
through those tools in EIM platforms that they use to
meet their daily information management needs. AI
will be assessed on the practical benefits gained.
Instead of delving into detailed micro-level
explanations of AI models, there is a need to link the
understandability of AI to EIM practices, with an
emphasis on being able to identify and explain
system-level applications in AI-integrated EIM
transparently, in as open and clear way as possible for
practitioners.
AI transparency has been identified as a key
requirement for AI technologies by the AI HLEG (the
European Commission’s High-Level Expert Group
on Artificial Intelligence), and the transparency of
data processing in AI applications is mandated by the
GDPR (General Data Protection Regulation)
(Felzmann et al., 2019). Broadly referring to the
principle of making AI systems understandable,
explainable, and accountable, AI transparency
concerns disclosing information about an AI system,
typically to support judgments regarding fairness,
trustworthiness, safety, efficacy, accountability, and
compliance with regulatory and legislative
frameworks (Andrada et al., 2023). The problem with
AI’s “black box” is a clear lack of transparency;
however, the concept of AI transparency itself is often
opaque (Kiseleva et al., 2022). AI transparency
research primarily targets algorithmic transparency,
aiming to provide visibility into the underlying
algorithms and neural networks to help rationalize the
outcomes produced by complex programming
(Andrada et al., 2023). However, algorithmic
transparency alone does not address the needs of
different AI stakeholder groups and thus fails to make
AI systems more understandable to non-experts
(Felzmann et al., 2019; Haresamudram et al., 2023).
To clarify different types of AI transparency and what
greater transparency might entail, Andrada et al.
(2022) offer a taxonomy that includes two main types
of AI transparency: reflective transparency and
transparency-in-use. Reflective transparency
encompasses information transparency, material
transparency, and transformation transparency.
Transparency-in-use focuses on ensuring the
interface itself is intuitive, allowing users to
understand and navigate systems to complete their
tasks. Similarly, Haresamudram et al. (2023) have
proposed three levels of transparency relevant to
diverse stakeholder groups and contexts: 1)
algorithmic transparency, 2) interaction transparency,
and 3) social transparency, however the categories
remain broad. Despite a better understanding of the
different aspects of AI transparency for various
stakeholder groups, research on how AI transparency
translates into applied settings is limited
(Haresamudram et al., 2023). This study addresses
the gap by operationalizing AI transparency with the
EIM context in mind, providing a set of six practical
evaluation criteria for AI transparency.
3 RESEARCH METHODOLOGY
AND DESIGN
3.1 Research Objectives
The integration of AI into EIM platforms will
transform information management practice not
simply as a by-product of smarter off-the-shelf
automation, but because EIM practitioners will adapt
to the use of AI by altering the conventions and
practical knowledge of everyday work in EIM, and by
contributing to the design of AI solutions specific to
EIM (De Certeau & Mayol, 1998) (Fensham et al.,
2020). This research then, contributes to an improved
understanding of the transformative role of AI and its
impact by investigating the current state of AI-led
changes to practice and presents the foundations for a
practice-based descriptive framework for explainable
and transparent AI in EIM. The approach taken is
based on a sociotechnical and practice theory
perspective (Orlikowski & Scott, 2016), holding the
viewpoint that both people (the practitioners) and
technologies (the platforms) have the agency to
influence and shape each other, and addresses the
following research objectives (RO) and questions
(RQ):
RO1 – To understand current EIM challenges
faced by practitioners in the massive data
environment.
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice
63
RQ1(a) What current EIM issues are
faced by practitioners?
RQ1(b) How are the issues in EIM
practice being presented by platform
vendors?
RO2 – To describe how AI is being brought into
EIM practice by EIM platforms.
RQ2(a) How is AI for EIM being
developed and integrated into platforms?
RQ2(b) What are the impacts, benefits,
and advantages that AI is having on the
delivery of EIM services?
RO3 – To devise a working definition of AI
explainability and transparency for AI-integrated
EIM practices and evaluate the understandability of
AI-led changes in EIM platforms.
RQ3(a) What does AI explainability and
transparency mean in applied EIM
contexts?
RQ3(b) How transparent is the
information provided by the platforms
regarding AI applications?
3.2 Research Design
This study’s approach is qualitative and based on the
environmental scanning (ES) of publicly available
Web resources to establish awareness of products,
services and strategies constituting the relatively new
and emergent delivery of AI in EIM platforms. ES,
which has its roots in business analysis, is a method
applied by researchers to gather and analyse
information concerning the domain of interest from
publicly available resources to establish situational
awareness of the environment and plan actions
accordingly (Auster & Choo, 1994; Zhang et al.,
2011). While initially applied by businesses for
strategic purposes there has been a shift in the use of
ES in recent years to academic research, where the
identification and analysis of current, publicly
available information resources is critical to research
domain awareness (Lau et al., 2020; Yin et al., 2021).
As the AI-based changes that are taking place in EIM
are arriving from vendors integrating AI into their
platforms as products for clients, scanning publicly
available information from vendors’ websites
provides this study with a method appropriate for
establishing domain awareness and a starting point
for understanding the changes that AI integration in
EIM brings.
Data collection for the environmental scan was
undertaken in two stages between August 2022 and
October 2023, following a series of steps outlined for
qualitative media analysis (Altheide & Schneider,
2013), depicted in Figure 1.
Figure 1: Steps in Environmental Scanning.
Stage one resulted in data collection from 28
leading EIM platforms between August - September
2022, with stage two following in August- October
2023 concentrating on a subset of 20 EIM platforms
that were identified from the first stage, because of
their more focused discussion of AI integration.
While not initially planned for, this allowed the
research to map a significant industry change
corresponding to the public release of ChatGPT and
other OpenAI initiatives from November 2022
(OpenAI, 2022), with a burst of discussion about AI
and AI impacts taking place in EIM following
ChatGPT hype.
Steps 1 & 2 Scan Questions and Search Strategy
Starting an environmental scan involves initiating
a search strategy that is based on the research
questions. To locate relevant vendors, platforms and
service providers, we applied a search strategy
comprising broad terms, main terms and related
terms, relevant to the focus. Undertaking a Google
search with the broadest concepts first, including
information management, information management
services and information management service
providers. The same approach was taken for closely
related service areas of, content management,
document management, records management and
knowledge management.
Following initial search results, information was
collected from 140 pages, with the scan identifying
more than 70 EM companies including 42 service
providers and 28 platform providers. We consider
EIM platform providers to be companies that design,
develop, and provide integrated technology platform
solutions (all software, database, network and cloud
components) e.g., OpenText, Oracle NetSuite,
Objective, Hyland, Microsoft M365, and EIM service
providers as companies who focus on the provision of
information management consultancy services, e.g.
Access, Astral, TIMG, Cube Records Management,
Document Logistix are examples. While EIM service
providers also undertake software development to
further customise major platforms for clients, they are
not platform developers. For the purposes of this
study, our starting point to examining changes in
practice is the arrival of AI in EIM platforms.
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We next focussed on applying inclusion and
exclusion criteria to refine the list of EIM platform
providers to a list of platforms with Web resources
describing explicitly, the incorporation of AI into
their offerings. As a result, a pool of 20 AI-integrated
EIM vendor platforms was selected for further data
collection and analysis
Steps 3 & 4 Data Collection, Analysis and
Reporting
The unit of analysis for the study comprised three
main components of information typically available
at each of EIM platforms’ websites: 1) platform
overviews, 2) AI feature descriptions, and 3) real-
world AI-based case studies. The presence of real-
world AI-based case studies showcased by the
vendors serves as a significant indicator of AI
transparency, by describing real EIM use cases for
AI.
A “three-level” data collection strategy was
implemented for collecting data from the vendors.
Navigating “three-levels deep” from the platform
overview page ensured that data collection was
independent from the platform’s website homepage
and architecture and helped to locate the same type of
information consistently. The “three-levels” are
defined as: Level 1, providing an overview of the
EIM platform; Level 2, offering a general insight into
AI features; and Level 3, providing specific details
about AI features. A data collection template was
used to ensure the same details were collected for
each platform including, platform provider name,
platform name, collection date, URLs, platform
overview, AI feature descriptions, and the presence of
real-world AI-based case studies. The raw data
collected for each vendor was initially saved to a
Word document using the template and then imported
into NVivo for further analysis. Excel has been used
for supporting analysis and to assist in the visual
presentation of the findings.
Thematic content analysis was used to analyse the
collected data, following an inductive, ground-up
approach in NVivo while acknowledging that the
starting questions and topics have framed the analysis
(Williamson & Johanson, 2018). The coding process
commenced without preconceived categories or
themes about AI integration in EIM; instead, the AI-
specific categories presented emerged from the
research findings during coding. This was supported
by sense-making and fact-checking aligned with the
current state of cognitive computing, AI, and ML. To
ensure reliability, the research team regularly
discussed and refined the coding, with inter-coder
reliability checks conducted to reach consensus on
themes, topics, and categories, leading to a rigorous
process of topic reduction and confirmation.
4 RESULTS
4.1 EIM Issues and Challenges
The thematic content analysis identified eight EIM
issues for practitioners as described by the 20 EIM
platforms: immature digitalisation, information
security, privacy, and compliance (ISPC) risk,
information silos, poor information findability,
information overload, poor information sharing, poor
information utilisation, and information quality
concerns (Figure 2).
Figure 2: EIM Issues as prioritised by EIM Platforms.
Immature digitalisation (N=6, 30%) refers to
lacking sufficient digitalising capabilities to leverage
digital technologies for the automation of manual
‘paper-driven’ processes. Although OCR techniques
have been widely utilised for converting documents
into digital forms, full automation remains a critical
challenge for many enterprises in managing their
information assets.
Information security, privacy, and compliance
(ISCP) risk (N=5, 25%) refers to the challenges faced
by enterprises in meeting information security,
privacy and regulatory compliance over their
information assets. While flexible and improved
collaboration enables better productivity,
unauthorised access to information and lack of proper
control continue to cause data breaches. Enterprises
also raise concerns about identifying and protecting
their customers’ sensitive and personally identifiable
information (PII).
Information silos (N=5, 25%) and poor
information findability (N=5, 25%) are closely linked
issues that significantly impact information sharing
(N=3, 15%). Information silos occur when data is
stored in multiple or geographically dispersed
locations, with fragmentation resulting from
information being spread across different systems,
tools, siloed repositories, and disconnected end-line-
of-business applications. Siloed information leads to
poor information findability, making it difficult for
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice
65
employees to access information when needed. This
impacts productivity and hinders both internal and
external information sharing, resulting in lower
productivity and higher information risks.
Information overload is another critical issue
identified (N=4, 20%), that arises from the
overwhelming scale of information coming from
different sources and channels, and is closely linked,
in platform discussion, with poor information
utilisation (N=3, 15%). This includes challenges in
knowledge discovery and obtaining data-driven
business insights.
While not prioritised by EIM platforms (N=1,
5%), information quality concerns must be seen as
remaining critical. Enterprises raise concerns about
the quality of their information and the
trustworthiness of decisions made based on this
(Scifleet, 2023). The accuracy and reliability of
analytical insights always depend heavily on data
quality, and the success of AI projects in enterprises
will rely heavily on the quality of the datasets that AI
models are trained with.
4.2 AI Explainability in EIM Platforms
Table 1 categorises this study’s findings across five
key areas for explainability (XAI) that practitioners
can consider when seeking to understand and evaluate
AI use in EIM platforms: AI Development, AI
Techniques, AI-integrated EIM Capabilities, AI
Applications in EIM, and AI Impacts. These areas
support the explainability and understandability of AI
applications for EIM practitioners.
Table 1: Five categories of AI use in EIM.
Category
Definition
AI
Development
Refers to the way AI is developed
inhouse or adopted by an EIM
platform, to develop specific AI
solutions and AI model training.
AI
Techniques
Refers to types of approaches (e.g.
computer vision, generative AI, deep
learning) employed in EIM platforms’
AI offerings.
AI-integrated
EIM
Capabilities
Refers to the EIM capabilities for
managing enterprise information assets
through AI integration, e.g. AI-
powered information capture.
AI
Applications
in EIM
Refers to the underlying AI
applications that support EIM
capabilities e.g. Automated data
classification, Automated workflows.
AI Impacts
Refers to benefits and advantages
identified for integrating AI into EIM
practices across the EIM lifecycle.
4.2.1 AI Development
We consider two sub-categories important as part of
AI Development: AI solutions and AI training and
deployment. AI solutions refer to the integration of an
AI capability directly into an EIM platform either as
native AI solutions (developed in-house) or by
including third-party AI solutions. Among the 20
platforms analysed, 12 are explicit about how they are
developing AI, while 8 are not. That 40% do not share
this level of detail remains a significant explainability
concern for practitioners. As shown in Figure 3, the
majority of the 12 platforms take a Native-AI
approach (N=9, 75%) to development. Others adopt a
third-party AI solution (N=3, 25%), working with
well-known AI service providers, including Clarifai,
Microsoft Cognitive Services and OpenAI, to offer
AI capabilities to their clients.
Figure 3: AI Development – AI Solutions.
Training and deployment encompass key aspects
of AI model development and use, including data use
with AI, human-AI interaction, pre-built AI models,
customisation capability, model performance
improvement, explainable features, and AI
limitations (Figure 4).
Figure 4: AI Development - AI Training and Deployment.
Data use with AI (N=8, 40%) involves datasets
for training AI models and data use by deployed AI
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products. Understandability, about how AI works
with data is crucial for addressing concerns regarding
the security and sensitivity of proprietary datasets
within enterprises. While some platforms clarify that
datasets are used with enterprises’ consent for model
training purposes, concerns remain about the security
and sensitivity of data used in deployed AI products.
Human-AI interaction (N=6, 30%) represents a
key feature of AI development in the EIM platforms,
where the interaction between humans and AI can
take various forms. For example, humans can validate
AI-produced results and provide corrections or
feedback to help AI systems improve continuously.
Pre-built AI models (N=5, 25%) include pre-built
or out-of-the-box AI models that are shipped with the
platform. Without the burden of undertaking any
further development, practitioners can interact with
these pre-built AI models at the application level.
However, this does not lower the burden for
explainability as some platforms offering pre-built AI
models also provide AI customisation capabilities
(N=5, 25%), allowing integrated AI applications,
including AI models and generative AI prompts, to be
customised to specific use cases and business needs.
The options for customising AI models vary widely,
ranging from allowing practitioners to build an AI
model from scratch to simply tuning model
parameters or selecting from various models or model
versions to achieve optimised results. Model
performance improvement (N=3, 15%) includes
enabling continuous learning capabilities and
incorporating human-in-the-loop verification and
feedback based on proper business context.
Explainable features and limitations (N=3, 15%)
represent features available on EIM platforms that
indicate the accuracy and reliability of AI-generated
results. For example, platforms provide accuracy
rankings for suggested filing locations, or use
different colours to indicate certainty levels in
indexing. Despite its importance for improving users’
trust in AI-generated outputs, only a few platforms
offer this. Additionally, only one platform in our
analysis acknowledges the limitations of AI
applications, noting that AI performance relies
heavily on the quality of the training data used.
4.2.2 AI Techniques
Seven significant sub-categories of AI techniques
emerged from the content analysis: Advanced
Character Recognition (ACR), Generative AI, AI-
integrated Robotic Process Automation (RPA),
Computer Vision, Natural Language Processing
(NLP), Deep Learning, and Generic AI and ML
(Figure 5).
Figure 5: AI Techniques.
Among the seven main categories emerged from
AI techniques, it is not surprising that Advanced
Character Recognition (ACR) (N=12, 60%) appears
to be the most employed AI technique in the solutions
offered by EIM platforms. With a long history of
using OCR for information capture in EIM, ACR is
familiar to practitioners. ACR applies AI in various
character recognition technologies including Optical
Character Recognition (OCR), Intelligent Character
Recognition (ICR), and Zonal OCR. These
technologies identify and extract text from images,
scanned documents, or other visual sources,
converting it into editable, searchable text with high
accuracy and efficiency.
The second-ranked AI technique making its way
in EIM is Generative AI (N=7, 35%), including large
language models (LLMs) and generative AI-based
chatbots. Since OpenAI released ChatGPT in
November 2022, generative AI has significantly
changed the way AI tools are thought about for work
tasks and are now serving multiple purposes such as
generating text, images, and audio and videos. The
integration of generative AI chatbots in EIM
platforms is transforming EIM practices, including
search and retrieval, knowledge-based reporting and
digital asset management.
Other underlying AI techniques that are being
brought to EIM include AI-integrated Robotic
Process Automation (RPA), Computer Vision,
Natural Language Processing (NLP), and Deep
Learning. While disclosing information about these
AI techniques across the platforms provides some
transparency for practitioners, details can be dense in
terms of applying specific AI techniques across the
EIM Lifecycle to improve understandability. Adding
to this problem, we found that some platforms are
using generic AI and ML terms (N=3, 15%) without
explanation, providing no useful information to help
practitioners determine the use of these tools for
specific IM needs.
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice
67
4.2.3 AI-Integrated EIM Capabilities
Six sub-categories of EIM capabilities that result
from AI inclusions were identified from the analysis,
we refer to these as AI powering of the capability: AI-
powered Business Process Automation (BPA), AI-
powered Information Capture, AI-powered
Information Search and Retrieval, AI-powered
Information Security, Privacy and Compliance
(ISPC), AI-powered Business Intelligence, and AI-
powered eDiscovery (Figure 6).
Figure 6: AI-integrated EIM Capabilities.
AI-powered Business Process Automation (BPA)
identified across almost all platforms (N=16, 80%),
refers to using AI to automate and streamline business
processes, e.g. automating repetitive tasks and
workflows, and aligns well with the most common
EIM issue of immature digitalization, particularly for
automating manual processes.
AI-powered Information Capture (N=16, 80%)
refers to the application of AI to automate the
collection, conversion, organisation and filing of data
from source materials. For instance, ACR is often
used in AI-powered information capture to process
large volumes of scanned paper documents, making
them readily available for downstream processing.
AI-powered Information Search and Retrieval
(N=15, 75%) involves the application of AI in
information search and retrieval processes, including
natural language and semantic search across textual,
visual, and multimedia data (text, image, video, and
audio files). The application of computer vision for
image searching is increasing and generative AI-
based chatbots are providing new interfaces for
employee search queries.
AI-powered Information Security, Privacy, and
Compliance (ISPC) (N=12, 60%) involves applying
AI to information security, compliance and
governance in EIM. This includes applying AI to
information security tasks, e.g. detecting threats, and
anomalies for data protection. Additionally, AI is
utilized for identifying and ranking sensitive and
confidential information, including Personally
Identifiable Information (PII) and proprietary
information. Importantly, AI is being applied in
information governance and compliance by
automating metadata management and retention and
disposal schedules.
AI-powered Business Intelligence (BI) (N=7,
35%) refers to utilising AI for various data analysis
and reporting tasks, including relationship analysis,
sentiment and behavioural analysis. AI techniques
like NLP are used to analyse large volumes of text,
identifying relationships across documents and
records that are not otherwise apparent.
AI-powered eDiscovery (N=4, 20%) refers to the
integration of AI technologies into the process of
identifying, preserving, collecting, reviewing, and
producing electronically stored information (ESI) for
use in legal contexts, e.g. court proceedings,
investigations, and other compliance matters. AI can
be applied to automate and enhance tasks that would
traditionally be time-consuming and labour-
intensive, such as identifying required documents
based on keywords, concepts, or patterns that occur
in a document or even predicting the relevance of
documents to a particular court case.
4.2.4 AI Applications in EIM
Closely related to AI-integrated EIM capabilities, AI
applications in EIM represent the underlying
applications of specific AI techniques that support the
high-level AI-integrated EIM capabilities. As shown
in Figure 7, eight sub-categories emerged from the
content analysis: Automated Workflows, Automated
Data Classification, Automated Content Creation,
Automated Information Recognition, AI Analytics,
Help, Assistance and Recommendation Services,
Automated Translation and Automated Security
Monitoring. Notably, a single AI-integrated EIM
capability can be supported by multiple AI
applications. For instance, AI-powered information
capture is supported by automated information
recognition, automated data classification and
automated workflows simultaneously, highlighting
the complex nature of AI-integrated EIM practices.
Automated workflows (N=18, 90%) are the most
common AI applications, where AI is leveraged to
automate various workflows, including document
workflow and document control workflow. These
applications help automate repetitive, manual tasks,
allowing employees to focus on higher-priority
activities. This aligns with the most common AI-
integrated EIM capability: AI-powered Business
Process Automation (BPA).
Automated data classification (N=16, 80%)
utilizes AI to classify data based on its content,
context, or other attributes. This includes tasks such
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68
as metadata generation, auto-tagging, auto-indexing,
and document classification.
Automated content creation (N=15, 75%) uses AI
to generate content, including converting paper-based
documents into fully searchable digital documents,
automatic form creation and completion, document
summarization for reporting and knowledge creation,
transcript generation from speech to text, and alt text
generation for images.
Automated Information Recognition (N=13,
65%) uses AI to identify information or patterns, such
as passport numbers, phone numbers, or driver's
licenses from documents. This includes tasks like
data extraction and data validation.
AI Analytics (N=8, 40%) use AI to derive insights
from data and processes, including content analytics
(text analytics, image analytics, audio and video
analytics), sentiment analytics (intention analysis and
behaviour analysis), and process analytics.
Help, Assistance, and Recommendation Services
(N=7, 35%) use AI to provide users with various
recommendations. This includes suggesting similar
assets, recommending file storage options, providing
visualization suggestions and offering transformation
suggestions.
Automated Translation (N=3, 15%) uses AI to
translate text or speech from one language to another.
This capability enhances global business reach and
information sharing across different languages.
Automated Security Monitoring (N=2, 10%) uses
AI to identify and detect anomalies and threats in
content, generating timely alerts to users to protect
against data loss. This includes tasks such as anomaly
and threat detection, security alert generation, and
containing data leakage.
Figure 7: AI Applications in EIM.
4.2.5 AI Impacts
Six key categories identifying how AI integration
impacts EIM practices were found in the analysis: AI-
workplace benefits, AI-enterprise strategic, financial
and reputational benefits, AI-user experience
benefits, AI-information security, privacy and
compliance (ISPC) benefits, AI-information quality
improvements, AI-collaboration improvements, AI-
customer gains, AI-business sustainability and
continuity (Figure 8).
Figure 8: AI Impacts on EIM Practices.
Among these, AI workplace benefits (N=20,
100%) stand out prominently as advantages described
across all EIM platforms, including operational
benefits, collaboration improvements and employee
gains. This aligns with a commonly listed value
proposition for AI, that it enhances business
operations and employee performance. Associated
with this, AI-Enterprise strategic, financial and
reputational benefits (N=13, 65%) feature highly,
including strategic perspective (greater competitive
advantage, more informed decision-making, and
richer business insights for uncovering new business
opportunities), financial perspective (costsaving and
increased ROI), and reputational perspective (brand
consistency, cohesive and unified brand experience
and customer gains).
AI-user experience benefits (N=12, 60%) centre
around a user-friendly including natural language
interfaces, no-code environments, reduced
dependency on technical expertise, user autonomy,
and self-sufficiency, collectively enhancing the ease
of AI adoption for users. However, the connection
between both workplace and user benefits to AI
technology is rarely clearly presented.
AI-Information security, privacy and compliance
benefits (N=10, 50%) include enhanced information
security, data loss protection, privacy, compliance
and regulation adherence, and governance. AI-
Information Quality Improvements (N=8, 40%)
refers to the improvements regarding to all aspects of
Information quality, including integrity, accuracy of
data, completeness of data, reduced data errors, and
more.
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice
69
4.3 AI Transparency in EIM
Based on the findings and literature, this study
proposes that a contextual working definition of AI
transparency in EIM that enables the evaluation of
transparency in AI-integrated EIM offerings is
needed. Critically we find that AI Transparency in
EIM solutions must encompass information
transparency (disclosing information relevant to EIM
practitioners) and transparency-in-use (intuitive user
interface and human in the loop) to enable a better
explainability: for understanding, trust and adoption
of AI applications for EIM practitioners, and note the
interdependency in these concepts.
4.3.1 AI Transparency Evaluation
To apply AI transparency in EIM, this study has
developed six practice-based evaluation criteria that
can be used by practitioners: information
transparency – 1) Provision of AI development
details (AI development and AI techniques), 2)
Provision of AI function details (AI-integrated EIM
Capabilities and AI applications), 3) Provision of AI
impacts (Benefits & Risks), 4)
Provision of real-
world use cases, and transparency-in-use – 5) User
experience design for AI-integrated interface, 6)
Human-AI interaction.
Table 2 evaluates the transparency of current AI-
integrated EIM solutions across the 20 platforms in
this study, based on these criteria
1
. In terms of
information transparency, all platforms offer insights
into how AI can support EIM capabilities and the
benefits it brings to EIM practices. However,
information regarding AI development and the
underlying AI techniques used is not fully disclosed,
with only a few platforms providing details regarding
data use with AI, including how datasets are utilised
in AI model training or operational deployments. This
lack of transparency on critical technical aspects such
as AI techniques and data handling, can raise
significant concerns for practitioners, particularly
around security, trust and AI adoption in EIM.
Notably, AI risk and proven AI success use cases
in the real world are rarely provided by platforms,
which can hinder the trust and adoption of AI-
integrated EIM offerings among practitioners.
Additionally, while most platforms highlight benefits
like intuitive, user-friendly interface designs for
practitioners to work with their AI products, there is
a lack of clarity regarding how humans can align AI
with their work practice.
1
Platform vendors are not identified by name in the
Table 2, details can be provided by the authors on
application.
5 CONCLUSION
5.1 Discussion of Findings
Through an environmental scan of 20 leading EIM
vendor platforms, this study identified eight
interrelated EIM workplace challenges prioritised by
the platforms. Compared to the EIM challenges faced
by enterprises a decade ago, these issues remain
unresolved, if not more problematic. With the
emergence and widespread use of generative AI,
there EIM systems are turning to AI to address these
challenges.
To understand how AI is transforming EIM
practices, this study starts by examining what is
available to practitioners, charting the role and impact
of AI across five areas: AI development, AI
techniques, AI-integrated EIM capabilities, AI
applications, and AI impacts. EIM platforms are
adopting a native-AI approach and developing AI
capabilities internally and this is likely to result in a
good fit-for-purpose. However, there is a clear lack of
information available to support the understandability
of AI’s role across the information management
lifecycle and this needs to be addressed.
Regarding AI-EIM capabilities and integration
into practice; AI-powered information capture,
search, and retrieval, supporting consistent
information filing and organization, enhancing the
discovery, sharing, and use of information, and AI-
powered business process automation are all
extremely promising. AI integration aims to facilitate
automated security monitoring and help address
compliance risks. In the face of information overload
and information silos, generative AI is valuable for
extracting relevant information and curating
knowledge tailored to practitioners’ needs. However,
the risks associated with AI use are rarely mentioned.
5.2 AI Explainability and
Transparency in EIM
The study’s findings address the need for
contextualized AI explainability and transparency in
EIM, and, in addition to developing evaluative
categories for understanding AI, we have presented a
working definition of AI transparency for EIM
practitioners with six criteria covering information
transparency and transparency-in-use available for
consideration. By evaluating the transparency of AI-
integrated EIM solutions offered by vendor platforms
KMIS 2024 - 16th International Conference on Knowledge Management and Information Systems
70
(Table 2), we find that AI transparency can be
improved to facilitate explainability and
understanding, trust, and adoption of AI by
practitioners. When working with AI, practitioners
might not be interested in all the details but require
proven success in real-world scenarios that address
similar EIM needs.
Regarding ease of use and confidence in AI-
produced outcomes, more transparency is needed
about how practitioners can interact with AI. This
includes understanding how to determine the
accuracy or confidence in the results produced by AI
systems and how practitioners can be included in the
loop to improve this process.
5.3 Limitations and Outlook
There are two limitations to this work. Firstly, the
analysis is based on scanning the publicly available
information provided on the websites of 20 leading
EIM platforms. Both the size of the sample and the
information sourced are limited. Future work may
incorporate more public discourse on AI-integrated
EIM offerings, such as industry reports and platform
blogs, to achieve a more comprehensive analysis.
Secondly, while this study explains the need for
contextualized AI transparency for EIM practitioners
and proposes a working definition of AI
explainability and transparency with evaluation
criteria, more work is needed to verify these criteria
with EIM practitioners. That constitutes the second
stage of this study. Practitioner interviews have been
completed and will be reported at a later stage. This
research takes the first step towards making AI
applications more understandable, explainable, and
transparent in EIM. This work also contributes to the
field of Explainable AI by addressing the needs of
non-experts in applying and working with AI, thereby
promoting human agency in explainable AI (XAI)
initiatives.
Table 2: Evaluation of AI transparency in EIM.
Transparency Evaluation criteria
Information Transparency Transparency-in-use
#
Platform
1) Provision of AI
development details
2)
Provision
of AI
function
details
3) Provision of
AI impacts
4)
Provision
of real-
world use
cases
5) User
experience
design for
AI-
integrated
interface
6) Human-
AI
interaction
AI
Development
AI
Techniques
AI
Benefits
AI
Risk
#1
#2
#3
#4
#5
#6
#7
#8
#9
#10
#11
#12
#13
#14
#15
#16
#17
#18
#19
#20
Charting the Transformation of Enterprise Information Management: AI Explainability and Transparency in EIM Practice
71
ACKNOWLEDGEMENTS
This research was funded by the ARC Industrial
Transformation Training Centre for Information
Resilience (CIRES). The authors gratefully
acknowledge the support provided by CIRES, which
has been instrumental in conducting this work.
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